Never at War
|Never at War|
|Author||Spencer R. Weart|
|Publisher||Yale University Press|
Never at War: Why Democracies Will Not Fight One Another is a book by the historian and physicist Spencer R. Weart published by Yale University Press in 1998. It examines political and military conflicts throughout human history and finds no exception to one of the claims made by the controversial democratic peace theory: well-established liberal democracies have never made war on one another. In addition to the democratic peace, Weart argues that there is also an oligarchic peace and provides a new explanation for both the democratic and oligarchic peace. The book is often mentioned in the academic debate and has received both praise and criticism.
Due to the long time period, Weart has often relied on the works of other historians but has consulted at least five works for even trivial crises involving democracies and oligarchies. Some cases have never been studied with this question in mind and he has then used primary sources which included reading works in French, German (including Alemannic German), Italian (including the Tuscan dialect), Spanish, Greek and Latin.
The book classifies human societies into four broad groups:
- Anocracies are societies where central authority is weak or nonexistent. Kinship bonds extended by personal allegiances to notable leaders are the principal relations. A society may in theory be a state but if the above applies, then Weart classifies it as an anocracy. Examples include tribes, Somalia, and the medieval Italian cities where influential families fought street battles and lived in fortified keeps. Importantly, there is no central authority which can effectively restrain personal violence such as raids which often escalate by involving friends and relatives to vendettas and wars. Some anocratic tribes may have a form of democracy in the extended kinship group but no effective control of personal raids against non-kin groups. Examples include the Iroquois who frequently raided and eventually destroyed most of the Hurons.
- Autocracies are states where opposition against the current rulers is suppressed. There may be frequent shifts back and forth between anocracy and autocracy when a leader temporarily gains enough power to suppress all opponents in a territory.
- Oligarchies are states where participation in government is restricted to an elite. Voting decides policy and opposition is accepted within the elite. Voting is usually restricted to less than 1/3 of the males. Examples include Sparta and the Polish-Lithuanian Commonwealth.
- Democracies are states similar to oligarchies but there is not a sharp and clear distinction between an elite and the rest of the domestic population. Usually, more than 2/3 of the males have the right to vote.
Looking at a borderline case, the Athenian democracy that excluded metics and slaves, Weart argues that it was a democracy since appearance alone could not decide who was a citizen, citizens could become slaves and slaves could become free, citizens could be poorer than slaves, and slaves could work for example as bankers. The metics were even harder to tell from the citizens. Typically the citizens and the non-citizens worked alongside under similar conditions. Thus, the non-citizens were so interwoven through the community that their views were probably represented by the citizens on most issues. Some aspects of the direct democracy practiced in Athens may have been more open and democratic than the representative democracy used today. In contrast, the Confederate States of America was an oligarchy.
In order to help differentiate between oligarchies and democracies, Weart requires that the classification should not differ from how the people at the time viewed the differences, the oligarchic elite should live in constant fear of a rebellion, and for democracies a war should not have been prevented if everyone had the vote. For example, it was the Greeks who first created the concepts of democracy and oligarchy and they classified Athens as a democracy while Sparta was an oligarchy. There is no mention in the historical record of fears of a revolt by the slaves in Athens, but such fears were frequent in Sparta and the Confederate States.
Weart uses a broader definition of war than is usual in research on the democratic peace theory and includes any conflict causing at least 200 deaths in organized battle by political units against one another. He requires that the democracies and the oligarchies should have tolerated dissent for at least 3 years, finding this time necessary for a political culture in a nation to change and be reflected in foreign policy.
Using these definitions, Weart finds numerous wars between the same and different kinds of societies but also two exceptions. Democracies have never fought one another and oligarchies have almost never fought one another. Wars between democracies and oligarchies have, however, been common.
The book argues that the pattern is sharply evident in for example 300 years of Ancient Greek history, the Swiss Cantons since 14th century, in the County of Flanders during 14th century, in the three and a half centuries of the Hanseatic League, and in Renaissance Italy. These periods included numerous societies that frequently changed regime type. The societies abruptly stopped fighting other oligarchies if they became an oligarchy and abruptly stopped fighting other democracies if they became a democracy. This pattern immediately reversed if the regime type changed again.
Weart argues that the only clear case of war between oligarchies is a 1656 battle between Bern and Lucerne, caused by religious fervor during the Reformation. The War of the Pacific may be another, but both Chile and Peru had strong anocratic tendencies where family and personal loyalty formed much of the power base of the leaders. Toleration of political dissent was at best limited.
Democracies have a few times issued formal declarations of war on other democracies, usually because of a war between a temporary allied nondemocracy and the other democracy. In these cases the democracies have carefully avoided engaging in almost any real battle with one another. There seems to have been almost no deaths during the 369-362 BC war between Thebes and Athens, while at the same time Sparta and Thebes fought numerous bloody battles. In the main battle in 362 BC, the Athenian infantry avoided joining the charge. Finland and the United Kingdom carefully avoided attacking one another during World War II despite a formal declaration of war.
Weart's explanation for the democratic and the oligarchic peace is the human tendency to classify other humans into ingroup and outgroup, documented in many psychological studies. Members of the outgroup are seen as inherently inferior and thus exploitation of them is justified. Citizens of democracies include citizens of other democratic states in the ingroup; the elites of oligarchies include the elites of other oligarchies in the ingroup. However, the oligarchic elites and the democratic citizens view each other as outgroup, democracies viewing the elites as exploiting the rest of the population, the oligarchic elites viewing democracies as governed by inferior men and are afraid that the democratic ideals may spread to their state.
The democratic and oligarchic peace are also strengthened by the culture of arbitration and the respect for the ingroup opposition in both democracies and oligarchies. Similar policies are applied to foreign policy when dealing with states belonging to the ingroup. In contrast, the leaders of autocracies are the survivors of a culture of violence against opponents. They use similar methods when dealing with other states which often cause wars. The book presents earlier statistical studies and case studies showing that democracies and oligarchies conduct diplomacy very differently from autocracies. Weart argues against explanations like more trade between democracies, finding the pattern to change too abruptly for this to be the case.
Earlier democracies and oligarchies did not include non-Europeans in the ingroup, perceiving them to be racially inferior people living in autocracies and anocracies. This allowed colonial and imperialistic wars and exploitation.
The book also describes an "appeasement trap". The autocratic leaders misunderstand the conciliatory methods used by democracies and oligarchies, seeing it as an admission of weakness that can be exploited with little risk. When the conciliatory methods are suddenly abandoned and the war arrives the autocratic leaders are often surprised and then conclude that the other side planned the war from the beginning.
Most of the book describes specific conflicts that are borderline cases where critical features might be expected to show up. The following presents some of the conflicts mentioned and Weart's arguments for why they are not wars between well-established liberal democracies.
- American Revolutionary War. The United States can be considered a liberal democracy after the Continental Congress but was less than three years old. The monarchy under George III was still the final arbiter of British policy in such matters as the appointment of colonial officials and the power to declare wars. The franchise was restricted to a small minority.
- Quasi-War. Less than 200 battle deaths: a few dozen. The franchise in the French Directory was restricted to a minority of wealthy Frenchmen. In 1797 there was a coup d'état which used troops against the opposition, closed down opposing newspapers, cancelled election results, and condemned hundreds of opponents to exile or death.
- War of 1812. The franchise in the United States was denied to African-Americans and Women. The British prince regent still retained the final word on ministers and war. Open criticism was punishable as lèse majesté and dissidents were driven into exile. The franchise was restricted to a small minority.
- Trail of Tears. The Cherokees had created a republican constitution in 1827 that in theory had many democratic rights. However, the nation allowed slaveholding and became increasingly authoritarian, in the end beating, censoring and even murdering those advocating a voluntary removal. The state of Georgia decreed that the government was dissolved in 1828 which was before three years had passed since the creation of the constitution. No battle deaths.
- Mexican-American War. Mexican President Mariano Paredes was a general who took power in a coup d'état.
- Sonderbund War. Less than 200 battle deaths: fewer than a hundred. Democracy was less than 3 years old in Zürich which was the leading Protestant Canton. The Catholic Cantons restricted the suffrage to Catholic men and in many also to a group that descended from the original inhabitants. The Protestants and liberals attempted a rebellion in Catholic Lucerne but were defeated. Some fled what they called a Catholic "reign of terror". Lucerne announced that Jesuits would be responsible for the educational system. This was perceived as evidence that Lucerne was now a regime under the thumb of the autocratic Pope. A private expedition of volunteers tried to "liberate" Lucerne but failed. The perceptions of nondemocracy was strengthened when the Catholic Cantons refused to comply with the majority of the Swiss Federal Council and turned for aid to foreign Catholic powers like the Habsburgs.
- The war between the French Second Republic and the Roman Republic (19th century). Both young democracies less than 3 years old. The Pope had promised to excommunicate those that took part in the elections, leaving only inexperienced radicals in the Roman government during the few months it existed. The French President and later Emperor Louis Napoleon needed support from the conservative Catholics and the military. The young French assembly was led to believe that the French expedition was a simple police action in order to restore order in a chaotic regime and to protect Rome from foreign monarchies that planned an intervention. The army officers on the scene distrusted everything republican and despite the unexpected resistance launched an attack and conquered Rome without a mandate from the French assembly. The news of this caused violent uprisings in France. The critics called the military repression of these "the Roman expedition into the interior".
- The Confederate States of America was less than 3 years old at the start of the war. Less than 2/3 of the adult male population could vote in the Confederacy. The state was created in order to continue the suppression of the black slave population. Wealthy planters played on racial fears in order to avoid criticism from poor whites. Abolitionists were censored and imprisoned even before Lincoln was elected and he was not on the ballot in most parts of the South. In the first elections in the confederacy, voters in many areas again had no choice of candidates.
- First Boer War. Britain was not a liberal democracy before Representation of the People Act 1884. The new Boer state was less than 3 years old and the Black population was excluded from the franchise.
- Spanish-American War. In Spain all males could vote and the constitution in theory protected many civil liberties. However, there was the Turno system where corrupt officials manipulated the elections to return to office as many of their own party as they wished, dissidents were jailed, the monarchy retained important powers, and a military coup d'état was feared if Spain would compromise in the negotiations.
- Philippine-American War. No democratic elections in the Philippines. The Philippine regime was less than 3 years old. One group of Filipinos had proclaimed a constitution which explicitly gave the power to a small group of landowners and professionals. Emilio Aguinaldo was declared president without elections. He was suspected of killing two of his main political rivals and nearly all foreign observers saw no chance for genuine self-government, but only different regional groups and bandits. US president William McKinley stated that it would be immoral to withdraw and leave the Filipinos to fight one another or be occupied by a European power.
- Second Boer War. Only males from the minority White population had the right to vote in the Boer states. White Uitlanders were excluded from the franchise in Transvaal.
- World War I. The German Reichstag was elected by all adult males and it did vote overwhelmingly to fund the war. However, German Kaiser retained most of the power. All the appointments to bureaucracy, the armed forces, and the diplomatic forces were made at his sole discretion. It was common knowledge that the army strongly supported him and would arrest his opponents if he so desired. Open criticisms could be and were punished as lese majesty. The German Chancellor in 1913 ignored a vote of no confidence, explaining that he served at the discretion of the Kaiser alone. The Reichstag was not consulted regarding the declaration of war, but only informed after the fact that its support was required to approve the allocation of funds for the defence against the Tsarist Russia.
- Anglo-Irish War. Weart's argument is that the Irish state was less than 3 years old. The initial violence involved rebels acting on their own outside democratic control. Later democratic control of the Irish Republican Army was doubtful and immediately after the war one part of the IRA tried to overthrow the government in the Irish Civil War. Although, in reality, the Irish war of independence had the popular support of 73 of Ireland's 103 Westminster Members of Parliment.
- Continuation War. Eventually the United Kingdom reluctantly issued a formal declaration of war on Finland due to pressure from Soviet Union. Britain sent bombers to impede mining under German control but the British were not attacking Finns. The formal declaration meant nothing but some financial restrictions and the seizure of shipping. Also, Weart argues that Finland had become so authoritarian during the war that it was not a clear democracy anymore: it had imprisoned opposition leaders in a secret prison, and most decisions were taken by a tiny clique of leaders.
- Turkish Invasion of Cyprus. Initial hostilities after a coup d'état in Cyprus. Both the later formally democratic regime in Cyprus and that in Turkey were less than 3 years old. The military retained significant influence in both.
- Paquisha Incident. Both young democracies less than 3 years old. Lacking democratic control over the military on both nations. About two hundred battle deaths.
Crusade for democracy
Weart finds that nations have often tried to spread their political system to other nations. He finds many failed attempts to impose democracy by military intervention. For example, during the early part of the 20th century the United States sent soldiers to many nations in Central America in order to hold free elections, but with little long-term success. Those attempts that succeeded, like the occupied Japan after World War II, involved drastic change of the whole political culture. Weart argues that it is generally better to spread democracy by diplomacy and by slowly promoting internal political change.
Statistically based critiques
One is that Weart makes no attempt to use statistics to prove that the findings are statistically significant. This would be very difficult to do if including all of human history. The many statistical studies on this subject have almost always limited themselves to the period after 1815. For this period there are prefabricated data sets available which lists for example all battle deaths for all nations. Weart instead uses a well-tried method often used by historians: comparative case studies. Especially by looking at many ambiguous cases it is possible to sift out a set of features that decide if a pair of regimes makes war or avoids it.
Critiques of methodology
Some find Weart's use of sources questionable, in particular regarding the conflicts in antiquity: He excludes the earlier wars of Rome, including the Punic Wars, stating that there are no primary sources and no reliable secondary sources, for example by a historian who could understand Punic, from Carthage, making it impossible to determine the exact form of government at the start of these wars. Yet he uses Xenophon for other conflicts, who has also been doubted as a reliable source, although not for the same reason. Also, many modern classicists agree that Rome and Carthage were oligarchic republics, "which suggests that excluding them was a largely arbitrary judgment that just happened to leave Weart's central claim intact." However, Weart states that there have been some wars between oligarchies, so these wars would add to this list, not disprove his statement.
The Sicilian Expedition is sometimes mentioned as a war between somewhat democratic states. Some democratic peace researchers have excluded the states in Ancient Greece due to the limited franchise and the use of allotment to select many government leaders. As noted earlier, Weart classifies Athens as a democracy and argues that this war was actually an example of a war between a democracy and an oligarchy. However, he also states "The possibility that the Athenians were wrong suggests a qualification to our rule. Instead of saying that well-established democracies do not make war on their own kind, perhaps we should say that they do not make war on other states they perceive to be democracies." Critics argue that there is no ancient evidence for this perception, and that the major source on Syracuse democracy is Thucydides, the Athenian. Weart states Aristotle (an Athenian metic), the only scholar who ever possessed the documents required to study the constitution of Syracuse, carefully avoided calling Syracuse a democracy. One of the main reason for the Sicilian Expedition was that Syracuse was reported to have violent factional strife. Help from an inside group was essential since the Greeks lacked effective siege machinery and the expedition was ill-suited for the alternative long wait in order to starve the defenders. In every other known case when cities were betrayed to an Athenian army, it was by a democratic faction. Furthermore, scholars have argued that Thucydides had a distaste of democracy which affected his descriptions and evaluations. Weart's argument regarding the Sicilian Expedition is similar to the position of the prominent scholar G.E.M. de Ste. Croix.
The same review also includes a list of possible wars between Greek oligarchies, including the recurrent wars between Sparta and Argos. Weart mentions these wars in a footnote with references where he states that Argos was a democracy.
Alternate explanations for democratic peace
JM Owen, in a generally friendly review, questions Weart's conclusion that universal democracy will mean lasting peace. If Weart's explanation for the democratic peace is true and this also depends on perception, then democratic leaders may misperceive each other as authoritarian. More seriously, if the outgroup of oligarchs disappears, what will prevent the democracies from dividing into a new ingroup and outgroup? (Weart later suggested there would be a tendency to promote an internal outgroup such as criminals, perverts, or terrorists.)
There are many other proposed explanations for the democratic peace. For example, a game-theoretic explanation for the democratic peace is that the public and the open debate in democracies send clear and reliable information regarding the intentions to other states. In contrast, it is difficult to know the intentions of nondemocratic leaders, what effect concessions will have, and if promises will be kept. Thus there will be mistrust and unwillingness to make concessions if at least one of the parties in a dispute is a nondemocracy.
- Weart, 1998, p. 304-305.
- Weart, 1998, p. 305-306.
- Weart, 1998, p. 135-138, 184-186, 306.
- Weart, 1998, p. 225-226, 306-7.
- Weart, 1998, p. 201-204, 207, 214
- Weart, 1998, p. 26-27, 309-310.
- Weart, 1998, p. 156-160, 310-311.
- Weart, 1998, p. 114-119, 311.
- Weart, 1998, p. 67.
- Weart, 1998, p. 307-308.
- Weart, 1998, p. 141-2, 204-205, 311.
- Weart, 1998, p. 311.
- Weart, 1998, p. 207-210, 308-309.
- Weart, 1998, p. 124-128, 308.
- Weart, 1998, p. 142-145, 191-195, 311-312.
- Weart, 1998, p. 312.
- Weart, 1998, p. 164-171, 312-313.
- Weart, 1998, p. 313.
- Weart, 1998, p. 313.
- Weart, 1998, p. 315.
- Weart, 1998, p. 314-315.
- Weart, 1998, p. 70, 316.
- Never at war: why democracies will not fight one another. | Science & Technology > Experimentation & Research from AllBusiness.com
- Buddy System - New York Times
- Never at War by Spencer Weart, Chapter 1
- IngentaConnect The Never-Ending Story: Democracy and Peace
- Foreign Affairs - Never Say Never: Wishful Thinking on Democracy and War - Stephen M. Walt
- (Response to Spencer Weart, Eric Robinson, Journal of Peace Research, Vol. 38, No. 5., Sep. 2001, p. 615-617)
- (John M Owen IV, Never at War (review), Political Science Quarterly, Volume 114, Number 2, 1 July 1999, p. 335-336)