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Avar Khaganate

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For the khanate in the North Caucasus, see Avar Khanate.
See also: Pannonian Avars and Avar–Byzantine wars
Avar Khaganate
567–after 822[1]
Avar Khaganate around 582–612 AD.
Avar Khaganate around 582–612 AD.
Common languagesProto-Slavic (lingua franca)[2]
Mongolic, Turkic or Tungusic languages (possibly, partially)[3][4][5]
Religion
Tengrism
GovernmentKhanate
Khagan 
History 
• Established
567
• Disestablished
after 822[1]
Preceded by		 Succeeded by
Lombards
Kingdom of the Gepids
Frankish Empire
First Bulgarian Empire

The Avar Khaganate was a khanate (kingdom) established in Central Europe, specifically in the Pannonian Basin region, in 567 by the Avars, a nomadic people of uncertain origins and ethno-linguistic affiliation.[8][9] As the Göktürk Empire expanded westwards, the Khagan Bayan I led a group of Avars and Bulgars out of their reach, eventually settling around 568 in what used to be the Roman province of Pannonia.

History

Arrival in Europe

In 557 the Avars sent an embassy to Constantinople, marking their first contact with the Byzantine Empire—presumably from the northern Caucasus. In exchange for gold, they agreed to subjugate the "unruly gentes" on behalf of the Byzantines. They conquered and incorporated various nomadic tribes—Kutrigurs and Sabirs—and defeated the Antes. By 562 the Avars controlled the lower Danube basin and the steppes north of the Black Sea.[10] By the time they arrived in the Balkans, the Avars formed a heterogeneous group of about 20,000 horsemen.[11] After the Byzantine Emperor Justinian I (reigned 527–565) bought them off, they pushed northwestwards into Germania. However, Frankish opposition halted the Avars' expansion in that direction.

Seeking rich pastoral lands, the Avars initially demanded land south of the Danube River in present-day Bulgaria, but the Byzantines refused, using their contacts with the Göktürks as a threat against Avar aggression.[12] The Avars turned their attention to the Carpathian Plain and to the natural defenses it afforded.[13] However, the Carpathian basin was then occupied by the Gepids. In 567 the Avars formed an alliance with the Lombards—enemies of the Gepids—and together they destroyed much of the Gepid Kingdom. The Avars then persuaded the Lombards to move into northern Italy, an invasion that marked the last Germanic mass-movement in the Migration Period.[citation needed]

Continuing their successful policy of turning the various barbarians against each other, the Byzantines persuaded the Avars to attack the Sclavenes in Scythia Minor (modern Dobruja); their land was rich with goods and had never been conquered before.[11][page needed] After devastating much of the Sclavenes' land, the Avars returned to Pannonia after many of the Khagan's subjects deserted to the Byzantine Emperor.

Early Avar Period (580–670)

Avars plundering Balkan lands.

By about 580, the Avar Khagan Bayan I had established supremacy over most of the Slavic, Bulgar and Germanic tribes living in Pannonia and the Carpathian Basin.[14] When the Byzantine Empire was unable to pay subsidies or hire Avar mercenaries, the Avars raided their Balkan territories. According to Menander, Bayan commanded an army of 10,000 Kutrigur Bulgars and sacked Dalmatia in 568, effectively cutting the Byzantine terrestrial link with North Italy and Western Europe. By 582, the Avars had captured Sirmium, an important fort in Pannonia. When the Byzantines refused to increase the stipend amount as requested by Bayan's son and successor Bayan II (from 584), the Avars proceeded to capture Singidunum and Viminacium. They suffered setbacks, however, during Maurice's Balkan campaigns in the 590s.

Nevertheless, by 600 the Avars had established a nomadic empire ruling over a multitude of peoples and stretching from modern-day Austria in the west to the Pontic-Caspian steppe in the east.[citation needed]

After being defeated in their homeland, some Avars defected to the Byzantines in 602,[15] but Emperor Maurice decided not to return home as was customary. He maintained his army camp beyond the Danube throughout the winter and the resulting hardships caused the army to revolt. This gave the Avars a desperately needed respite. They attempted an invasion of northern Italy in 610. The ongoing Byzantine civil war prompted a Persian invasion and after 615, the Avars enjoyed a free hand in the undefended Balkans.

Each year, the Huns [Avars] came to the Slavs, to spend the winter with them; then they took the wives and daughters of the Slavs and slept with them, and among the other mistreatments [already mentioned] the Slavs were also forced to pay levies to the Huns. But the sons of the Huns, who were [then] raised with the wives and daughters of these Wends could not finally endure this oppression anymore and refused obedience to the Huns and began, as already mentioned, a rebellion. When now the Wendish army went against the Huns, the [aforementioned] merchant Samo accompanied the same. And so the Samo’s bravery proved itself in wonderful ways and a huge mass of Huns fell to the sword of the Wends.

— Chronicle of Fredegar, Book IV, Section 48, written circa 642
Avar Khaganate around 650

While negotiating with Emperor Heraclius beneath the walls of Constantinople in 617, the Avars launched a surprise attack. While they were unable to capture the city centre they pillaged the suburbs of the city and took 270,000 captives. Payments in gold and goods to the Avars reached the record sum of 200,000 solidi shortly before 626.[16]

In 626, the siege of Constantinople by a joint Avar-Sassanid force failed. Following this defeat, the political and military power of the Avars declined. Byzantines and Frankish sources documented a war between the Avars and their western Slav clients, the Wends.[11]

In the 630s, Samo, the ruler of the first historically known Slavic polity known as Samo's Tribal Union or Samo's realm, increased his authority over lands to the north and west of the Khaganate at the expense of the Avars, ruling until his death in 658.[17]

The Chronicle of Fredegar recorded that during Samo's rebellion in 631AD, 9,000 Bulgars led by Alciocus left Pannonia to modern-day Bavaria where Dagobert I massacred most of them. The remaining 700 joined the Wends.

At about the time of Samo's realm, the Kubrat of the Dulo clan led a successful uprising to end Avar authority over the Pannonian Plain; he established what the Byzantines used to call Patria Onoguria, "the homeland of Onogurs". The civil war, possibly a succession struggle in Onoguria between the joint Kutrigur and Utigur forces, raged from 631 to 632. The power of the Avars' Kutrigur forces was shattered and the Avars came under the control of Patria Onoguria.

Also at the same time, according to Constantine VII's work De Administrando Imperio (10th century), a group of Croats separated from the White Croats who lived in White Croatia and arrived by their own will, or were called by the Byzantine Emperor Heraclius (610-641), to fight and defeat the Avars after which they eventually organized their own principality in Dalmatia.

Middle (670–720) and Late (720–804) Avar periods

A golden jug from the Treasure of Nagyszentmiklós depicting a warrior with his captive. Experts cannot agree if this warrior is Bulgar, Khazar or Avar

With the death of Samo, some Slavic tribes again came under Avar rule. Khan Kubrat died in 665 and was succeeded by Khan Batbayan of Old Great Bulgaria. By 670, the Viennese chronicle records that in 677, the "Ungri" (Onogur Bulgar) ethnicon was established decisively in Pannonia.

Following Khan Kubrat's death or a few years later in the time of Bezmer, the empire was dissolved into 5 branches. Two of them (led by Batbayan and Kotrag) were subdued by the emerging Khazar Empire, while the fourth one led by Asparukh established the Danube Bulgar Empire and stabilized it by the victory at the battle of Ongal. The fourth folk moved to Ravenna while the fifth one, led by Kuber moved into the Avar Khaganate. According to the Miracles of Saint Demetrius the Avar-Slavic alliance from northern Carpathia forced the Bulgars south out of western Onoguria (Sirmium) at about the same time that the Battle of Ongal took place south of the eastern Carpathians. The new ethnic element marked by hair clips for pigtails; curved, single-edged sabres; broad, symmetrical bows marks the middle Avar-Bulgar period (670–720). The Onogur Bulgars under a Kuber leader expelled from western Onoguria (Sirmium) moved south, settling in the present-day region of Macedonia. The Onogur-Bulgars, led by Khan Asparukh—the father of Khan Tervel—settled permanently along the Danube (c. 679–681), expanding the First Bulgarian Empire from Onogur, Bulgaria. Although the Avar empire had diminished to half its original size, the new Avar-Slav alliance consolidated their rule west from the central parts of the mid-Danubian basin and extended their sphere of influence west to the Viennese Basin. New regional centers, such as those near Ozora and Igar—county Fehér in Hungary—appeared. This strengthened the Avars' power base, although most of the Balkans now lay in the hands of Slavic tribes since neither the Avars nor Byzantines were able to reassert control.[citation needed]

Avar Khaganate, Slavs and Bulgars

A new type of ceramics – the so-called "Devínska Nová Ves" pottery – emerged at the end of the 7th century in the region between the Middle Danube and the Carpathians.[18] These vessels were similar to the hand-made pottery of the previous period, but wheel-made items were also found in Devínska Nová Ves sites.[18] Large inhumation cemeteries found at Holiare, Nové Zámky and other places in Slovakia, Hungary and Serbia from the period beginning around 690 show that the settlement network of the Carpathian Basin became more stable in the Late Avar period.[19][20] The most popular Late Avar motifs – griffins and tendrils decorating belts, mounts and a number of other artifacts connected to warriors – may either represent nostalgia for the lost nomadic past or evidence a new wave of nomads arriving from the Pontic steppes at the end of the 7th century.[19][21] According to historians who accept the latter theory, the immigrants may have been either Onogurs[22] or Alans.[23] Anthropological studies of the skeletons point at the presence of a population with mongoloid features.[19]

The Khaganate in the Middle and Late periods was a product of cultural symbiosis between Slavic and original Avar elements with a Slavic language as a lingua franca or the most common language.[24]

In the 7th century, the Avar Khaganate opened a door for Slavic demographic and linguistic expansion to Adriatic and Aegean regions.[citation needed]

In the early 8th century, a new archaeological culture the so-called "griffin and tendril" culture—appeared in the Carpathian basin. Some theories, including the “double conquest” theory of archaeologist Gyula László, attribute it to the arrival of new settlers, such as early Magyars, but this is still under debate. Hungarian archaeologists Laszló Makkai and András Móczy attribute this culture to an internal evolution of Avars resulting from the integration of the Bulgar émigrés from the previous generation of the 670s. According to Makkai and Mócsy, "the material culture—art, clothing, equipment, weapons—of the late Avar/Bulgar period evolved autonomously from these new foundations". Many regions that had once been important centers of the Avar empire had lost their significance while new ones arose. Although Avaric material culture found over much of the northern Balkans may indicate an existing Avar presence, it probably represents the presence of independent Slavs who had adopted Avaric customs.[25]

Collapse

The Avar settlement area from the 7th to the 9th century, according to Éva Garam

The gradual decline of Avar power accelerated to a rapid fall within a decade. A series of Frankish campaigns in the 790s, beginning in 791, ended with the conquest of the Avar realm after eight years. The 791 campaign ended successfully, although no pitched battle was fought.[26] Avars had fled before the Carolingian army arriving by the Danube, while disease left most of the Avar horses dead.[26] Tribal infighting began, showing the weakness of the khaganate.[26] The Franks had been supported by Slavs, who established polities on former Avar territory.[27] One of Charlemagne's sons captured a large, fortified encampment known as "the Ring", which contained much of the spoils from earlier Avar campaigns.[28] By 796, the Avar chieftains had surrendered and accepted Christianity.[26] Pannonia was conquered.[29] According to the Annales Regni Francorum, Avars began to submit to the Franks from 796 onwards. The song "De Pippini regis Victoria Avarica" celebrating the defeat of the Avars at the hands of Pepin of Italy in 796 still survives. The Franks baptized many Avars and integrated them into the Frankish Empire.[30] A growing amount of archaeological evidence in Transdanubia also suggests an Avar population in the Carpathian Basin in the very late 9th century.[31] In 799, some Avars revolted.[32]

In 804, the First Bulgarian Empire conquered the southeastern Avar lands of Transylvania and southeastern Pannonia up to the Middle Danube River, and many Avars became subjects of the Bulgarian Empire. Khagan Theodorus, a convert to Christianity, died after asking Charlemagne for help in 805; he was succeeded by Khagan Abraham, who was baptized as the new Frankish client (and should not be assumed from his name alone to have been Khavar rather than Pseudo-Avar). Abraham was succeeded by Khagan (or Tudun) Isaac (Latin Canizauci), about whom little is known. The Franks turned the Avar lands under their control into a military march. The March of Pannonia—the eastern half of the Avar March—was then granted to the Slavic Prince Pribina, who established the Balaton principality in 840. It continued to exist in the west until it was divided between the Carinthian and Eastern marches in 871.[citation needed]

According to Pohl, an Avar presence in Pannonia is certain in 871, but thereafter the name is no longer used by chroniclers. Pohl wrote, "It simply proved impossible to keep up an Avar identity after Avar institutions and the high claims of their tradition had failed".[33] Although, Regino wrote about them at the year of 889.[31][34] The growing number of archaeological evidence in Transdanubia also presumes an Avar population in the Carpathian Basin in the very late 9th century.[31] Archaeological findings suggest a substantial, late Avar presence on the Great Hungarian Plain, however it is difficult to determine their proper chronology.[31] The preliminary results of the new excavations also imply that the known and largely accepted theory of the destruction of the Avar settlement area is outdated, the disastrous depopulation of the Avar Khaganate has never happened.[35]

Byzantine records, including the "Notitia episcopatuumî", the "Additio patriarchicorum thronorumî" by Neilos Doxopatres, the "Chronica" by Petrus Alexandrinus and the "Notitia patriarchatuum" mention the 9th century Avars as an existing Christian population.[31] The Avars had already been mixing with the more numerous Slavs for generations, and they later came under the rule of external polities, such as the Franks, Bulgaria, and Great Moravia.[36][page needed] The Avars in the region known as solitudo avarorum—currently called the Alföld—vanished in an arc of three generations. They slowly merged with the Slavs to create a bilingual Turkic-Slavic-speaking people who were subjected to Frankish domination; the invading Magyars found this composite people in the late 9th century.[37] The De Administrando Imperio, written around 950, clearly states the presence of an Avar population in the region of modern-day Croatia.[31]

See also

References

  1. ^ Carl Waldman & Catherine Mason, 2006, Encyclopedia of European Peoples, Volume 2, New York: Infobase Publishing, p. 769.
  2. ^ Curta, Florin (2004). "The Slavic lingua franca (Linguistic Notes of an Archeologist Turned Historian)" (PDF). East Central Europe/L'Europe du Centre-Est. 31 (1): 132.
  3. ^ Helimski, E (2004). "Die Sprache(n) der Awaren: Die mandschu-tungusische Alternative". Proceedings of the First International Conference on Manchu-Tungus Studies, Vol. II: 59–72.
  4. ^ http://www.uni-salzburg.at/fileadmin/oracle_file_imports/544328.PDF
  5. ^ Fuente, José Andrés Alonso de la. "Tungusic Historical Linguistics and the Buyla (a.k.a. Nagyszentmiklós) Inscription". academia.edu.
  6. ^ Some sources claim that Khagan Theodorus and his predecessor Zodan were one and the same; that is, Zodan assumed the name Thedours after converting to Christianity.
  7. ^ The name of Khagan Isaac appears to have been corrupted into Latin as Canizauci princeps Avarum ("Khagan Isaac, Prince of the Avars").
  8. ^ "Avar". Encyclopædia Britannica Online. Encyclopædia Britannica. Retrieved May 14, 2015. Avar, one of a people of undetermined origin and language...
  9. ^ Waldman, Carl; Mason, Catherine (2006). Encyclopedia of European Peoples. Infobase Publishing. pp. 46–49. ISBN 1-4381-2918-1. Retrieved 14 May 2015. {{cite book}}: Invalid |ref=harv (help)
  10. ^ Walter Pohl, "Conceptions of Ethnicity in Early Medieval Studies", Debating the Middle Ages: Issues and Readings, ed. Lester K. Little and Barbara H. Rosenwein, (Blackwell), 1998, pp 13–24) p. 18 (On-line text).
  11. ^ a b c Curta 2001.
  12. ^ Evans, James Allan Stewart (2005). The Emperor Justinian And The Byzantine Empire. Greenwood Guides to Historic Events of the Ancient World. Greenwood Publishing Group. p. xxxv. ISBN 978-0-313-32582-3. Retrieved 2013-01-24. An Avar embassy first appeared in Constantinople in 558, asking for land within the empire and calling for an annual subsidy. Justinian granted them a subsidy, but for land he directed them elsewhere.
  13. ^ History of Transylvania, Volume I. László Makkai, András Mócsy. Columbia University Press. 2001
  14. ^ Pohl 1998:18.
  15. ^ Walter Pohl, Die Awaren (Munich) 2.ed.2002., page 158.
  16. ^ Walter Pohl, Die Awaren (Munich) 1.ed.1988.
  17. ^ The fate of Samo's empire after his death is unclear; it is generally assumed to have disappeared. Archaeological findings show that the Avars returned to their previous territories—at least to southernmost part of present-day Slovakia—and entered into a symbiotic relationship with the Slavs, whereas to the north of the Avar empire was purely Wends territory. The first specific knowledge of the presence of Slavs and Avars in this area is the existence in the late 8th century of the Moravian and Nitrian principalities (see Great Moravia) that were attacking the Avars, and the defeat of the Avars by the Franks under Charlemagne in 799 or 802–03.
  18. ^ a b Barford 2001, p. 78.
  19. ^ a b c Barford 2001, p. 79.
  20. ^ Curta 2006, pp. 92–93.
  21. ^ Curta 2006, p. 92.
  22. ^ Kristó 1996, p. 93.
  23. ^ Havlík 2004, p. 228.
  24. ^ Curta, Florin (2004), "The Slavic Lingua Franca. Linguistic Notes of an Archaeologist Turned Historian." (PDF), East Central Europe/L'Europe du Centre-Est 31 (1): 125–148,
  25. ^ László Makkai and András Mócsy, editors, 2001. History of Transylvania, II.4 "The period of Avar rule"
  26. ^ a b c d Schutz 2004, p. 61.
  27. ^ Schutz 2004, pp. 61–62.
  28. ^ Victor Duruy, The History of the Middle Ages, p. 446
  29. ^ Sinor 1990, pp. 218–220.
  30. ^ ...(sc. Avaros) autem, qui obediebant fidei et baptismum sunt consecuti...
  31. ^ a b c d e f OLAJOS , TERÉZ, Az avar továbbélés kérdésérõl, A 9. SZÁZADI AVAR TÖRTÉNELEM GÖRÖG ÉS LATIN NYELVÛ FORRÁSAI, Tiszatáj, 2001, pp. 50–56
  32. ^ Schutz 2004, p. 62.
  33. ^ Pohl 1998:19.
  34. ^ "Et primo quidem Pannoniorum et Avarum solitudines pererrantes"
  35. ^ Imperial Spheres and the Adriatic: Byzantium, the Carolingians and the Treaty of Aachen (812)
  36. ^ The early medieval Balkans. John Fine, Jr
  37. ^ András Róna-Tas, Hungarians and Europe in the early Middle Ages: an introduction to early Hungarian history, Central European University Press, 1999, p. 264

Sources

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