Kiobel v. Royal Dutch Petroleum Co.
|Kiobel v. Royal Dutch Petroleum Co.|
|Argued February 28, 2012|
Reargued October 1, 2012
Decided April 17, 2013
|Full case name||Kiobel, Individually and on behalf of her late husband Kiobel, et al. v. Royal Dutch Petroleum Co. et al.|
|Citations||569 U.S. 108 (more)|
|Prior||Kiobel v. Royal Dutch Petroleum Co., 456 F. Supp. 2d 457 (S.D.N.Y. 2006); affirmed in part, reversed in part, 621 F.3d 111 (2d Cir. 2010); rehearing en banc denied, 642 F.3d 379 (2d Cir. 2011); certiorari granted, 565 U.S. 961 (2010).|
|The presumption against extraterritoriality applies to claims under the Alien Tort Statute.|
|Majority||Roberts, joined by Scalia, Kennedy, Thomas, Alito|
|Concurrence||Alito, joined by Thomas|
|Concurrence||Breyer, joined by Ginsburg, Sotomayor, Kagan|
|Alien Tort Statute, 28 U.S.C. § 1350|
Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108 (2013), was a United States Supreme Court decision in which the court found that the Alien Tort Claims Act presumptively does not apply extraterritorially.
The plaintiffs in Kiobel were citizens of Nigeria who claimed that Dutch, British, and Nigerian oil-exploration corporations aided and abetted the Nigerian government in the 1990s to commit violations of customary international law. The plaintiffs claimed that Royal Dutch Shell compelled Shell Nigeria its Nigerian subsidiary, in cooperation with the Nigerian government, in a brutal crushing of peaceful resistance to aggressive oil development in the Ogoni Niger River Delta.
Plaintiffs sought damages under the ATS. The defendants moved to dismiss based on a two-pronged argument. Firstly, they argued that customary international law itself provides the rules to decide whether conduct violates the law of nations where non-state actors are alleged to have committed the wrong in question. Second, they contended that no norm has ever existed between nations that imposes liability upon corporate actors.
On September 29, 2006, the district court dismissed the plaintiffs' claims for aiding and abetting property destruction; forced exile; extrajudicial killing; and violation of the rights to life, liberty, security, and association. It reasoned that customary international law did not define the violations with sufficient particularity. The court denied the defendants' motion to dismiss with respect to the remaining claims of aiding and abetting arbitrary arrest and detention; crimes against humanity; and torture or cruel, inhuman, and degrading treatment. The district court then certified its entire order for interlocutory appeal to the Second Circuit based on the serious nature of the questions at issue.
In a 2–1 decision issued on September 17, 2010, the U.S. Court of Appeals for the Second Circuit held that corporations cannot be held liable for violations of customary international law:
- Under both U.S. Supreme Court and Second Circuit precedents over the previous 30 years that address ATS suits alleging violations of customary international law, the scope of liability is determined by customary international law itself.
- Under Supreme Court precedent, the ATS requires courts to apply norms of international law, not domestic law, to the scope of defendants' liabilities. The norms must be "specific, universal and obligatory".
- Under international law, "corporate liability is not a discernible—much less a universally recognized—norm of customary international law," and the court could apply to the ATS. Also, the plaintiffs' ATS claims should indeed be dismissed for lack of subject matter jurisdiction.
Kiobel petitioned the Supreme Court for review of the Second Circuit's decision. It was granted on October 17, 2011. Oral arguments were held on February 28, 2012, with Kathleen Sullivan arguing for Shell and Deputy Solicitor General Edwin Kneedler arguing as a friend to Kiobel.
Unexpectedly, the Supreme Court announced, on March 5, 2012, that it would hold additional argument on the case during the October 2012 term. It directed the parties to file new briefs on the question "Whether and under what circumstances the Alien Tort Statute, 28 U.S.C. § 1350, allows courts to recognize a cause of action for violations of the law of nations occurring within the territory of a sovereign other than the United States."
The Court, in an opinion joined by five justices, held that the presumption against extraterritoriality applies to claims under the ATS, and nothing in the statute rebuts that presumption. The presumption against extraterritoriality is a canon of statutory interpretation that provides there is no extraterritorial application of a statute unless there is a clear indication otherwise.
Writing for the Court, Chief Justice Roberts observed that while the presumption applies to merits questions and the ATS is strictly jurisdictional, the canon should still apply to the statute because of the danger of judicial interference in foreign policy.
The Court further reasoned that nothing in the text, history or purposes of the ATS rebuts the presumption. The common law transitory torts doctrine, which holds that causes based on a transitory action arising abroad may be considered as happening domestically, helps rebut the presumption, as the statute may have other meanings.
The Court also disregarded a 1795 opinion by Attorney General William Bradford that "there can be no doubt" of tort liability for American citizens who had been plundering inside Sierra Leone. Because the wording "defies a definitive reading," the opinion does not counter the presumption.
The opinion nevertheless did not completely eliminate federal court jurisdiction over ATS claims that arise out of overseas conduct since the presumption against extraterritoriality can be displaced when claims "touch and concern the territory of the United States... with sufficient force."
Justice Kennedy separately wrote a one-paragraph concurrence noting that the presumption against extraterritorial application "may require some further elaboration and explanation."
Justice Alito, joined by Justice Thomas, agreed that the statute does not apply extraterritorially and argued that it should be read to apply to only the international law violations that had been identified by William Blackstone in 1769: violation of safe conducts, infringement of the rights of ambassadors, and piracy.
Justice Breyer, joined by Justices Ginsburg, Sotomayor and Kagan, concurred with the judgment but rejected the Court's reasoning. The four justices did not believe that the presumption against extraterritoriality applies to the ATS. Instead, the concurrence sees ATS jurisdiction as limited to when the tort occurs on American soil, the defendant is an American national, or when there is an important American national interest like not providing safe harbor to hostis humani generis, or the common enemy of mankind.
Breyer first attacks the majority’s view that the presumption is not rebutted. He notes that while the majority sees the ATS as applying to piracy on the high seas, piracy necessarily occurs aboard a ship and so is considered to occur within the territory of the ship’s flag state. He then outlines the long history of an international duty to not provide safe harbor to hostis humani generis, or the common enemy of mankind. He then reviews thirty years of U.S. Court of Appeals cases holding for extraterritorial application of the ATS. The concurrence takes issue with the majority's characterization of the ATS as "uniquely hospitable" by noting that many countries permit extraterritorial suits, citing Dutch, English, International Court of Justice, and European Commission sources. The Court's concern on unwarranted judicial interference in the conduct of foreign affairs is rejected by Breyer, who notes US obligations under the Convention Against Torture, the third Geneva Convention, the International Convention for the Protection of All Persons from Enforced Disappearance, and several other treaties.
Ultimately, however, the concurrence agrees with the Court's judgment, as the mere corporate presence of a foreign defendant who did not directly engage in committing atrocities abroad does not invoke a national interest in denying safe harbor to a common enemy of mankind.
- Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108 (2013).
- Kiobel v. Royal Dutch Petroleum, 621 F.3d 111 (2d Cir. 2010).
- Kearney, Colin (January 1, 2011). "Corporate Liability Claims Not Actionable Under Alien Tort Statute" (PDF). Suffolk Transnational Law Review. Retrieved January 3, 2013.
- Kerschberg, Ben (December 2, 2010). "Corporate Executives: Get Ready for a Billion Dollar Lawsuit". The Blog of The Huffington Post. Retrieved March 5, 2012.
- February 28, 2012
- Denniston, Lyle (October 17, 2011). "Court To Rule on Suing Corporations and PLO". SCOTUSblog. Retrieved October 16, 2011.
- Lithwick, Dahlia (February 28, 2012). "Justice on the High Seas: The Supreme Court Says Corporations Have a Right to Free Speech. But Can They Get Away with Murder?". Slate. Retrieved February 29, 2012.
- Weiss, Peter (February 28, 2012). "The Question Before the US Supreme Court in Kiobel v Shell – If Corporations Have the Same Rights as People To Make Political Donations, Then Surely They Also Have Human Rights Obligations?". The Guardian. Retrieved March 5, 2012.
- Denniston, Lyle (March 5, 2012). "Kiobel To Be Reargued". SCOTUSblog. Retrieved March 5, 2012.
- Kiobel v. Royal Dutch Petroleum Co., 569 U.S. ____(2013), Slip Opinion at 5.
- Kiobel, Slip Op at 8.
- Kiobel, Slip Op at 11.
- Id. at 12.
- Kiobel, Slip Op. at 12.
- Id. at 16.
- 133 S. Ct. 1659, 1670, (Alito, J., concurring).
- Kiobel v. Royal Dutch Petroleum Co. (Breyer, J., concurring in judgment), Slip Opinion at 1.
- Id. at 7.
- Id. at 4.
- Kiobel, (Breyer, J., concurring in judgment), Slip Op. at 8, citing, inter alia, Leval, Pierre N. "The Long Arm of International Law." 92 Foreign Affairs 16 (Mar./Apr. 2013).
- Id. at 9-10.
- Id. at 11.
- Colangelo, Anthony J. (2013). "The Alien Tort Statute and the Law of Nations in Kiobel and Beyond" (PDF). Geo. J. Int'l L. 44 (4): 1329–1346.
- Text of Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108 (2013) is available from: CourtListener Google Scholar Justia Oyez (oral argument audio) Supreme Court (slip opinion)
- SCOTUSblog links to the opinion and numerous discussions of the case by legal analysts, April 17, 2013.
- 23 April 2013 Interview with Paul L. Hoffman, who represented the plaintiffs, on the World Socialist Web Site