Structure and agency
In the social sciences there is a standing debate over the primacy of structure or agency in shaping human behavior. Structure is the recurrent patterned arrangements which influence or limit the choices and opportunities available. Agency is the capacity of individuals to act independently and to make their own free choices. The structure versus agency debate may be understood as an issue of socialization against autonomy in determining whether an individual acts as a free agent or in a manner dictated by social structure.
- 1 Structure, socialization and autonomy
- 2 Major theorists
- 3 Recent developments
- 4 A European problem?
- 5 See also
- 6 Notes
- 7 References
The debate over the primacy of structure or of agency relates to an issue at the heart of both classical and contemporary sociological theory: the question of social ontology: "What is the social world made of?" "What is a cause of the social world, and what is an effect?" "Do social structures determine an individual's behavior or does human agency?"
Structural functionalists such as Émile Durkheim see structure and hierarchy as essential in establishing the very existence of society. Theorists such as Karl Marx, by contrast, emphasize that the social structure can act to the detriment of the majority of individuals in a society. In both these instances "structure" may refer to something both material (or "economic") and cultural (i.e. related to norms, customs, traditions and ideologies).
Some theorists put forward that what we know as our social existence is largely determined by the overall structure of society. The perceived agency of individuals can also mostly be explained by the operation of this structure. Theoretical systems aligned with this view include:
All of these schools in this context can be seen as forms of holism—the notion that "the whole is greater than the sum of its parts".
On the other hand, other theorists stress the capacity of individual "agents" to construct and reconstruct their worlds. Theoretical systems aligned with this view include:
Lastly, a third option, taken by many modern social theorists (Bourdieu, 1977, 1990; Hurrelmann, 1988, 2009), attempts to find a point of balance between the two previous positions. They see structure and agency as complementary forces - structure influences human behaviour, and humans are capable of changing the social structures they inhabit. Structuration is one prominent example of this view.
The first approach (emphasizing the importance of societal structure) dominated in classical sociology. Theorists saw unique aspects of the social world that could not be explained simply by the sum of the individuals present. Émile Durkheim strongly believed that the collective had emergent properties of its own and saw the need for a science which would deal with this emergence. The second approach (methodological individualism, etc.), however, also has a well-established position in social science. Many theorists still follow this course (economists, for example, tend to disregard any kind of holism).
The central debate, therefore, pits theorists committed to the notions of methodological holism against those committed to methodological individualism. The first notion, methodological holism, is the idea that actors are socialised and embedded into social structures and institutions that constrain, or enable, and generally shape the individuals' dispositions towards, and capacities for, action, and that this social structure should be taken as primary and most significant. The second notion, methodological individualism, is the idea that actors are the central theoretical and ontological elements in social systems, and social structure is an epiphenomenon, a result and consequence of the actions and activities of interacting individuals.
Georg Simmel (March 1, 1858 – September 28, 1918, Berlin, Germany) was one of the first generation of German nonpositivist sociologists. His studies pioneered the concepts of social structure and agency. His most famous works today include The Metropolis and Mental Life and The Philosophy of Money.
Norbert Elias (June 22, 1897 — August 1, 1990) was a German sociologist whose work focused on the relationship between power, behavior, emotion, and knowledge over time. He significantly shaped what is called "process sociology" or "figurational sociology."
Talcott Parsons (December 13, 1902 – May 8, 1979) was an American sociologist and the main theorist of action theory (misleadingly called "structural functionalism") in sociology from the 1930s in the United States. His works analyze social structure but in terms of voluntary action and through patterns of normative institutionalisation by codifying its theoretical gestalt into a system-theoretical framework based on the idea of living systems and cybernetic hierarchy. For Parsons there is no "structure"- "agency" problem. It is a pseudo-problem.
Pierre Bourdieu (1 August 1930 – 23 January 2002) was a French theorist who presented his theory of practice on the dichotomical understanding of the relation between agency and structure in a great number of publications, beginning with An Outline of the Theory of Practice in 1972, where he presented the concept of habitus. His book Distinction: A Social Critique of the Judgement of Taste (1979), was named as one of the 20th century's 10 most important works of sociology by the International Sociological Association.
The key concepts in Bourdieu's work are habitus, field, and capital. The agent is socialized in a "field", an evolving set of roles and relationships in a social domain, where various forms of "capital" such as prestige or financial resources are at stake. As the agent accommodates to his or her roles and relationships in the context of his or her position in the field, the agent internalises relationships and expectations for operating in that domain. These internalised relationships and habitual expectations and relationships form, over time, the habitus.
Bourdieu's work attempts to reconcile structure and agency, as external structures are internalised into the habitus while the actions of the agent externalise interactions between actors into the social relationships in the field. Bourdieu's theory, therefore, is a dialectic between "externalising the internal", and "internalising the external."
Berger and Luckmann
Peter L. Berger and Thomas Luckmann in their Social Construction of Reality (1966) saw the relationship between structure and agency as dialectical. Society forms the individuals who create society - forming a continuous loop.
The sociologist James Samuel Coleman famously diagramed the link between macrosociological phenomena and individual behavior in what is commonly referred to as Coleman's Boat. A macro-level phenomenon is described as instigating particular actions by individuals, which results in a subsequent macro-level phenomenon. In this way, individual action is taken in reference to a macro-sociological structure, and that action (by many individuals) results in change to that macro-structure.
Contemporary sociology has generally aimed toward a reconciliation of structure and agency as concepts. Anthony Giddens has developed "Structuration Theory" in such works as The Constitution of Society (1984). He presents a developed attempt to move beyond the dualism of structure and agency and argues for the "duality of structure" - where social structure is both the medium and the outcome of social action, and agents and structures as mutually constitutive entities with "equal ontological status". For Giddens, an agent's common interaction with structure, as a system of norms, is described as "structuration". The term "reflexivity" is used to refer to the ability of an agent to consciously alter his or her place in the social structure; thus globalization and the emergence of the 'post-traditional' society might be said to allow for "greater social reflexivity". Social and political sciences are therefore important because social knowledge, as self-knowledge, is potentially emancipatory.
His access to research on structure and agency is characterized by socialization theory. Central to the theory is the life-long interaction between the individual and his/her longing for freedom and autonomy, and society with its pressure of order and structure. As he states in his "Model of Productive Processing of Reality (PPR)", personality "does not form independently from society any of its functions or dimensions but is continuously being shaped, in a concrete, historically conveyed life world, throughout the entire space of the life span". The PPR model places the human subject in a social and ecological context that must be absorbed and processed subjectively. The human being as an autonomous subject has the lifelong task to harmonize the processes of social integration and personal individualization. This task is mastered in specific steps that are typical for the respective age and the achieved developmental stage ("developmental tasks").
Social theorist and legal philosopher Roberto Mangabeira Unger developed the thesis of negative capability to address this problem of agency in relation to structure. In his work on false necessity — or anti-necessitarian social theory — Unger recognizes the constraints of structure and its molding influence upon the individual, but at the same time finds the individual able to resist, deny, and transcend their context. The varieties of this resistance are negative capability. Unlike other theories of structure and agency, negative capability does not reduce the individual to a simple actor possessing only the dual capacity of compliance or rebellion, but rather sees him as able to partake in a variety of activities of self empowerment.
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A recent development in the debate is the critical realist structure/agency perspective embodied in Roy Bhaskar's Transformational Model of Social Action (TMSA) which he later expanded into his concept of Four-Planar Social Being. A major difference between Giddens' Structuration Theory and the TMSA is that the TMSA includes a temporal element (time). The TMSA has been further advocated and applied in other social science fields by additional authors, for example in economics by Tony Lawson and in sociology by Margaret Archer. In 2005, the Journal of Management Studies debated the merits of critical realism.
Kenneth Wilkinson in the Community in Rural America took an interactional/field theoretical perspective focusing on the role of community agency in contributing to the emergence of community.
With Critical Psychology as a framework, the Danish psychologist Ole Dreier proposes in his book Psychotherapy in Everyday Life that we may best conceptualize persons as participants in social practices (that constitute social structures) who can either reproduce or change these social practices. This indicates that neither participants, nor social practices can be understood when looked at in isolation (in fact, this undermines the very idea of trying to do so), since practice and structure is co-created by participants and since the participants can only be called so, if they participate in a social practice.
The structure/agency debate continues to evolve, with contributions such as Nicos Mouzelis's Sociological Theory: What Went Wrong? and Margaret Archer's Realist Social Theory: The Morphogenetic Approach continuing to push the ongoing development of structure/agency theory. Work in information systems by Mutch (2010) has emphasized Archer's Realist Social Theory. In entrepreneurship a discussion between Sarason et al. and Mole and Mole (2010) used Archer's theory to critique structuration by arguing that starting a new business organization needs to be understood in the context of social structure and agency. However, this depends upon one's view of structure, which differs between Giddens and Archer. Hence if strata in social reality have different ontologies, then they must be viewed as a dualism. Moreover, agents have causal power, and ultimate concerns which they try to fallibly put into practice. Mole and Mole propose entrepreneurship as the study of the interplay between the structures of a society and the agents within it.
A European problem?
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While the structure/agency debate has been a central issue in social theory, and recent theoretical reconciliation attempts have been made, structure/agency theory has tended to develop more in European countries by European theorists, while social theorists from the United States have tended to focus instead on the issue of integration between macrosociological and microsociological perspectives. George Ritzer examines these issues (and surveys the structure agency debate) in greater detail in his book Modern Sociological Theory (2000).
- Barker, Chris. 2005. Cultural Studies: Theory and Practice. London: Sage. ISBN 0-7619-4156-8 p448
- Jary & Jary, Collins Dictionary of Sociology, p664.
- Stoltz, Dustin (January 25, 2014). "Diagrams of Theory: Coleman’s Boat". DustinStoltz.com.
- David Gauntlett, Media Gender and Identity, Routledge, 2002. ISBN 0-415-18960-8. About Giddens' work on modernity and self-identity. Google Print
- Hurrelmann, Klaus (1988, 2009). Social Structure and Personality Development. New York: Cambridge University Press, p. 42.
- Hurrelmann, Klaus (1988, 2009). Social Structure and Personality Development. New York: Cambridge University Press.
- Unger, Roberto (2004). False Necessity: Anti-Necessitarian Social Theory in the Service of Radical Democracy, Revised Edition. London: Verso. p. 282. ISBN 978-1-85984-331-4.
- Robin W. Lovin and Michael J. Perry, eds., Critique and Construction : A Symposium on Roberto Unger’s Politics (Cambridge: Cambridge University Press, 1990).
- Bhaskar, R. (2014). The Possibility of Naturalism: A Philosophical Critique of the Contemporary Human Sciences. London: Routledge.
- Bhaskar, R. (2008). Dialectic: The Pulse of Freedom. London: Routledge.
- Contu, A. and Willmott, H. (2005) "You spin me round: the realist turn in organization and management studies", Journal of Management Studies, 42(8): 1645-1662 Reed, M. (2005a) "The realist turn in organization and management studies", Journal of Management Studies, 42(8): 1600-1644 Reed, M. (2005b) "Doing the loco-motion: Response to Contu and Willmott’s commentary on ‘The realist turn in organization and management studies’", Journal of Management Studies, 42(8): 1663-1673
- Dreier, Ole., 2008. Chapter 2. In: Psychotherapy in Everyday Life. Cambridge University Press.
- Mutch, A., 2010. "Technology, organization, and structure - a morphogenetic approach." Organisation Science 21(2): 1-14
- Mole K.F. and Mole M.C (2010) "Entrepreneurship as the structuration of individual and opportunity: A response using a critical realist perspective." Journal of Business Venturing, 25(2): 230-237.
|Library resources about
structure and agency
- Archer, M. (1995), Realist Social Theory: The Morphogenetic Approach, Cambridge University Press: Cambridge.
- Archer, M. (2003), Structure, Agency and the Internal Conversation, Cambridge University Press: Cambridge.
- Berger, P. L.; T. Luckmann (1966), The Social Construction of Reality: A Treatise in the Sociology of Knowledge, Anchor Books: Garden City, NY.
- Bhaskar, R. (1979/1998), The Possibility of Naturalism (3rd edition) Harvester Wheatsheaf: Hemel Hampstead.
- Bhaskar, R. (1989), Reclaiming Reality, Verso: London.
- Bourdieu, P. (1977), Outline of a Theory of Practice, Cambridge University Press: London.
- Bourdieu, P. (1990), The Logic of Practice, Polity Press: Cambridge.
- Bourdieu, P. and L. J. D. Wacquant (1992), An Invitation to Reflexive Sociology, University of Chicago Press: Chicago.
- Elias, N. (1978), What is Sociology?, Hutchinson: London.
- Giddens, A. (1976), New Rules of Sociological Method.
- Giddens, A. (1984), The Constitution of Society, Polity Press: Cambridge.
- Jary, David; Julia Jary (1991). Collins Dictionary of Sociology. Glasgow: Harper Collins. p. 774. ISBN 0-00-470804-0.
- Hurrelmann, K. (1988, 2009), Social Structure and Personality Development. Cambridge University Press: New York.
- Lawson, T. (1997), Economics and Reality, Routledge: London and New York.
- Mouzelis, N. (1995), Sociological Theory: What Went Wrong?, Routledge: London and New York.
- Ritzer, G. (2000), Modern Sociological Theory (5th ed.), McGraw-Hill.
- Ritzer, G.; P. Gindoff (1992) "Methodological relationism: lessons for and from social psychology", Social Psychology Quarterly, 55(2), pp. 128–140.
- Turner, J. H. (1991), The Structure of Sociological Theory (5th edn.), Wadsworth Publishing Company: Belmont CA.
- Unger, Roberto (1987), False Necessity: Anti-Necessitarian Social Theory in the Service of Radical Democracy. Cambridge University Press: Cambridge
- Unger, Roberto (1987), Social Theory: Its situation and its task. Cambridge University Press: Cambridge
- Wilkinson, K. (1991)., The Community in Rural America. Greenwood Press: New York, NY