Altered chord

${ \override Score.TimeSignature #'stencil = ##f \relative c'' { \clef treble \time 4/4 \key c \major \textLengthOn <g b d>1^\markup { \tiny "Unaltered V"} <gis b des>^\markup { \tiny "Altered V"} \bar "||" } }$

An altered dominant chord in C major^[1]

An altered chord is a chord in which one or more notes from the diatonic scale is replaced with a neighboring pitch from the chromatic scale. According to the broadest definition any chord with a nondiatonic chord tone is an altered chord, while the simplest use of altered chords is the use of borrowed chords, chords borrowed from the parallel key, and the most common is the use of secondary dominants. As Alfred Blatter explains,"An altered chord occurs when one of the standard, functional chords is given another quality by the modification of one or more components of the chord."^[2]

For example, altered notes may be used as leading tones to emphasize their diatonic neighbors. Contrast this with chord extensions:

Whereas chord extension generally involves adding notes that are logically implied, chord alteration involves changing some of the typical notes. This is usually done on dominant chords, and the four alterations that are commonly used are the ♭5, ♯5, ♭9 and ♯9. Using one (or more) of these notes in a resolving dominant chord greatly increases the bite in the chord and therefore the power of the resolution.^[3]

In jazz harmony, chromatic alteration is either the addition of notes not in the scale or expansion of a [chord] progression by adding extra non-diatonic chords.^[4] For example, "A C major scale with an added D♯ note, for instance, is a chromatically altered scale" while, "one bar of Cmaj⁷ moving to Fmaj⁷ in the next bar can be chromatically altered by adding the ii and V of Fmaj⁷ on the second two beats of bar" one. Techniques include the ii-V-I turnaround, as well as movement by half-step or minor third.^[5]

The five most common types of altered dominants are: V+, V⁷^♯5 (both raised fifths), V^♭5, V⁷^♭5 (both lowered fifths), and V^ø⁷ (lowered fifth and third).^[6]

Background

${ \relative c' { \clef treble \time 4/4 \key c \major <c e g>1 <bes d f> <aes c es> <bes d f> <c e! g> \bar "||" } }$

A chord progression with chords borrowed from the parallel minor

"Borrowing" of this type is seen in music from the Renaissance music era and the Baroque music era (1600–1750), such as with the use of the Picardy third, in which a piece in a minor key has a final or intermediate cadence in the tonic major chord. "Borrowing" is also common in 20th century popular music and rock music.

For example, in music in a major key, such as C major, composers and songwriters may use a B♭ major chord, which is "borrowed" from the key of C minor (where it is the VII chord). Similarly, in music in a minor key, composers and songwriters often "borrow" chords from the tonic major. For example, pieces in C minor often use F major and G major (IV and V chords), which are "borrowed" from the key of C major.

More advanced types of altered chords were used by Romantic music era composers in the 19th century, such as Chopin, and by jazz composers and improvisers in the 20th and 21st century. For example, the chord progression on the left uses four unaltered chords, while the progression on the right uses an altered IV chord and is an alteration of the previous progression:^[1]

$\new PianoStaff << \new Staff << \new Voice \relative c'' { \stemUp \clef treble \key c \major \time 3/4 c4 c b c2. } \new Voice \relative c' { \stemDown e4 f d e2. } >> \new Staff << \new Voice \relative c' { \stemUp \clef bass \key c \major \time 3/4 g4 a g g2. } \new Voice \relative c { \stemDown c4_\markup { \concat { "I" \hspace #1.5 "IV" \hspace #1 "V" \hspace #3.5 "I" } } f g c,2. \bar "||" } >> >>$

$\new PianoStaff << \new Staff << \new Voice \relative c'' { \stemUp \clef treble \key c \major \time 3/4 c4 c b c2. } \new Voice \relative c' { \stemDown e4 f d e2. } >> \new Staff << \new Voice \relative c' { \stemUp \clef bass \key c \major \time 3/4 g4 aes g g2. } \new Voice \relative c { \stemDown c4_\markup { \concat { "I" \hspace #1.5 "iv" \hspace #1.5 "V" \hspace #3.5 "I" } } f g c,2. \bar "||" } >> >>$

The A♭ in the altered chord serves as a leading tone to G, which is the root of the next chord.

The object of such foreign tones is: to enlarge and enrich the scale; to confirm the melodic tendency of certain tones...; to contradict the tendency of others...; to convert inactive tones into active [leading tones]...; and to affiliate the keys, by increasing the number of common tones.^[7]

${ \new PianoStaff << \new Staff << \relative c'' { \clef treble \key fis \minor \time 3/4 r8. <g a cis eis>16 <g a cis eis>8. <fis d' fis>16 <fis d' fis>4 r8. <d fis d'>16 <d fis d'>8. <a' c dis a'>16 <a c dis a'>4 } >> \new Staff << \new Voice \relative c, { \clef bass \key fis \minor \time 3/4 r8. <a a'>16 <a a'>8. <d d'>16 <d d'>4 r8. <d d'>16 <d d'>8. <fis, fis'>16 <fis fis'>4 } >> >> }$

The augmented fifth often appears in the soprano voice, as here in Franck's Symphonic Variations.^[8]

According to one definition, "when a chord is chromatically altered, and the thirds remain large [major] or small [minor], and is not used in modulation, it is an altered chord."^[9] According to another, "all chords... having a major third, i.e., either triads, sevenths, or ninths, with the fifth chromatically raised or chromatically lowered, are altered chords," while triads with a single altered note are considered, "changes of form [quality]," rather than alteration.^[10]

According to composer Percy Goetschius, "Altered... chords contain one or more tones written with accidentals (♯, ♭, or ♮) and therefore foreign to the scale in which they appear, but nevertheless, from their connections and their effect, obviously belonging to the principal key of their phrase."^[7] Richard Franko Goldman argues that, once one accepts, "the variability of the scale," the concept of altered chords becomes unnecessary: "In reality, there is nothing 'altered' about them; they are entirely natural elements of a single key system,"^[11] and it is, "not necessary," to use the term as each 'altered chord' is, "simply one of the possibilities regularly existing and employed."^[12]

Dan Haerle argues that only fifths and ninths may be altered, as all other alterations may be interpreted as an unaltered chord tone or, enharmonically, as an altered fifth or ninth (for example, ♯1 = ♭9 and ♭4 = 3).^[13]^[14]

Altered seventh chord

${ \new PianoStaff << \new Staff << \new Voice \relative c'' { \set Score.currentBarNumber = #109 \bar "" \clef treble \key bes \minor \time 2/2 \override DynamicLineSpanner.staff-padding = #2.5 \voiceOne a2(\< ais b4.\> d,8 d2)\! } \new Voice \relative c' { \clef treble \key bes \minor \time 2/2 \voiceTwo <c d>1 b1 } \new Voice \relative c' { \clef treble \key bes \minor \time 2/2 \voiceTwo d1~ \stemUp d4. } >> \new Staff << \new Voice \relative c { \clef bass \key bes \minor \time 2/2 fis2\sustainOn_( d, <g d' g>1\sustainOff\sustainOn) } >> >> }$

An altered dominant seventh chord arising from voice leading in the first movement of Chopin's Piano Sonata No. 2, Op. 35^[8]

An altered seventh chord is a seventh chord with one, or all,^[15] of its factors raised or lowered by a semitone (altered), for example, the augmented seventh chord (7+ or 7+5) featuring a raised fifth^[16] (C⁷⁺⁵: C–E–G♯–B♭). The factors most likely to be altered are the fifth, then the ninth, then the thirteenth.^[15] All secondary dominants are altered chords. In classical music, the raised fifth is more common than the lowered fifth, which in a dominant chord adds Phrygian flavor through the introduction of ♭.^[8]

Altered dominant chord

An altered dominant chord is, "a dominant triad of a 7th chord that contains a raised or lowered fifth and sometimes a lowered 3rd."^[17] According to Dan Haerle, "Generally, altered dominants can be divided into three main groups: altered 5th, altered 9th, and altered 5th and 9th."^[13] This definition allows three to five options, including the original:

C⁷: C–E–G–B♭ C^7♭5: C–E–G♭–B♭ C^7♯5: C–E–G♯–B♭ (C^ø⁷: C–E♭–G♭–B♭) (Cm^7♯5: C–E♭–G♯–B♭)		${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <c e g bes>1_\markup { \concat { "C" \raise #1 \small "7" } } <c e ges bes>_\markup { \concat { "C" \raise #1 \small { "7(♭5)" } } } <c e gis bes>_\markup { \concat { "C" \raise #1 \small { "7(♯5)" } } } <c es ges bes>_\markup { \concat { "C" \raise #1 \small { "ø7" } } } <c es gis bes>_\markup { \concat { "Cm" \raise #1 \small { "7(♯5)" } } } } }$

Alfred Music gives nine options for altered dominants,^[14] the last four of which contain two alterations each:^[18]^[19]

C⁷: C–E–G–B♭ C^7♭5: C–E–G♭–B♭ C^7♯5: C–E–G♯–B♭ C^7♭9: C–E–G–B♭–D♭ C^7♯9: C–E–G–B♭–D♯ C^7♭5♭9: C–E–G♭–B♭–D♭ C^7♯5♯9: C–E–G♯–B♭–D♯ C^7♭5♯9: C–E–G♭–B♭–D♯ C^7♯5♭9: C–E–G♯–B♭–D♭		${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <c e g bes>1_\markup { \concat { "C" \raise #1 \small "7" } } <c e ges bes>_\markup { \concat { "C" \raise #1 \small { "7(♭5)" } } } <c e gis bes>_\markup { \concat { "C" \raise #1 \small { "7(♯5)" } } } <c e g bes des>_\markup { \concat { "C" \raise #1 \small { "7(♭9)" } } } <c e g bes dis>_\markup { \concat { "C" \raise #1 \small { "7(♯9)" } } } } }$ ${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <c e ges bes des>1_\markup { \concat { "C" \raise #1 \small { "7(♭5♭9)" } } } <c e gis bes dis>_\markup { \concat { "C" \raise #1 \small { "7(♯5♯9)" } } } <c e ges bes dis>_\markup { \concat { "C" \raise #1 \small { "7(♭5♯9)" } } } <c e gis bes des>_\markup { \concat { "C" \raise #1 \small { "7(♯5♭9)" } } } } }$

Pianist Noah Baerman writes that "The point of having an altered note in a dominant chord is to build more tension (leading to a correspondingly more powerful resolution)."^[18]

Alt chord

${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <g b f' aes ais des es>1 } }$

G^7alt chord with ♭5 and ♯5 as well as ♭9 and ♯9

In jazz, the term altered chord, notated as an alt chord (e.g. G^7alt), refers to a dominant chord, in which either the fifth or the ninth is altered^[20]—namely, where the 5th and the 9th are raised or lowered by a single semitone, or omitted. Altered chords are thus constructed using the following notes, some of which may be omitted:

root (typically omitted by comping chord-playing instrumentalists)
3rd
♭5th and/or ♯5th (the ♭5th is often expressed as ♯11)
♭7th
♭9th and/or ♯9th
♭13th

Altered chords may include both a flattened and sharpened form of the altered fifth or ninth, e.g. G^{7(♭5♯5♭9)}; however, it is more common to use only one such alteration per tone, e.g. G^7(♭5♭9), G^7(♭5♯9), G^7(♯5♭9), or G^7(♯5♯9).

${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <g b f' aes des es>1_\markup { \concat { "G" \raise #1 \small { "7(♭5♯5♭9)" } } } <g b f' aes des>_\markup { \concat { "G" \raise #1 \small { "7(♭5♭9)" } } } <g b f' ais des>_\markup { \concat { "G" \raise #1 \small { "7(♭5♯9)" } } } <g b f' aes es'>_\markup { \concat { "G" \raise #1 \small { "7(♯5♭9)" } } } <g b f' ais es'>_\markup { \concat { "G" \raise #1 \small { "7(♯5♯9)" } } } } }$

In practice, many fake books do not specify all the alterations; the chord is typically just labelled as G^7alt, and the alteration of 9ths, 11ths, and 13ths is left to the artistic discretion of the comping musician. The use of chords labeled G^7alt can create challenges in jazz ensembles where more than one chordal instrument are playing chords (e.g., a large band with an electric guitar, piano, vibes, and/or a Hammond organ), because the guitarist might interpret a G^7alt chord as containing a ♭9 and ♯11, whereas the organ player may interpret the same chord as containing a ♯9 and a ♭13, resulting in every tone from the altered scale at once, likely a far denser and disonate harmonic cluster than the composer intended. To deal with this issue, bands with more than one chordal instrument may work out the alt chord voicings beforehand or alternate playing of choruses.

The choice of inversion, or the omission of certain tones within the chord (e.g. omitting the root, common in jazz harmony and chord voicings), can lead to many different possible colorings, substitutions, and enharmonic equivalents. Altered chords are ambiguous harmonically, and may play a variety of roles, depending on such factors as voicing, modulation, and voice leading.

${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 7/4 c4 des es fes ges aes bes c2 } }$

The altered scale on C

The altered chord's harmony is built on the altered scale (C, D♭, E♭, F♭, G♭, A♭, B♭, C), which includes all the alterations shown in the chord elements above:^[21]

root
♭9 (= ♭2)
♯9 (= ♯2 or ♭3)
3
♯11 (= ♯4 or ♭5)
♭13 (= ♯5)
♭7

${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <c e g bes d fis a>1_\markup { \concat { "C" \raise #1 \small { "7" } } } <fis ais cis e gis bis dis>_\markup { \concat { "F♯" \raise #1 \small { "7" } } } <c e gis c dis f ais>_\markup { \concat { "C" \raise #1 \small { "7(♯5♯9)" } } } } }$

Tritone substitution for C⁷ (F♯⁷) and altered chord (C^7(♯5♯9)) as "nearly identical"^[22]

Because they do not have natural fifths, altered dominant (7alt) chords support tritone substitution (♭5 substitution). Thus, the 7alt chord on a given root can be substituted with the 13♯11 chord on the root a tritone away (e.g., G^7alt is the same as D♭^13♯11).

${ \override Score.TimeSignature #'stencil = ##f \relative c' { \clef treble \time 4/4 \key c \major \textLengthOn <des f aes ces es g bes>1_\markup { \concat { "D♭" \raise #1 \small { "13(♯11)" } } } } }$

Sources

^ ^a ^b Erickson, Robert (1957). The Structure of Music: A Listener's Guide, p.86. New York: Noonday Press. ISBN 0-8371-8519-X (1977 edition).
^ Blatter, Alfred (2007). Revisiting Music Theory: A Guide to the Practice, p.186. ISBN 0-415-97440-2.
^ Baerman, Noah (1998). Complete Jazz Keyboard Method: Intermediate Jazz Keyboard, p.70. ISBN 0-88284-911-5.
^ Arkin, Eddie (2004). Creative Chord Substitution for Jazz Guitar, p.42. ISBN 0-7579-2301-1.
^ Arkin (2004), p.43.
^ Benward and Saker (2009), p.193.
^ ^a ^b Goetschius, Percy (1889). The Material Used in Musical Composition, p.123-4. G. Schirmer. [ISBN unspecified]
^ ^a ^b ^c Aldwell, Edward; Schachter, Carl; and Cadwallader, Allen (2010). Harmony & Voice Leading, p.601. ISBN 9780495189756.
^ Bradley, Kenneth McPherson (1908). Harmony and Analysis, p.119. C. F. Summy. [ISBN unspecified]
^ Norris, Homer Albert (1895). Practical Harmony on a French Basis, Volume 2, p.48. H.B. Stevens. [ISBN unspecified]
^ Goldman, Richard Franko (1965). Harmony in Western Music, p.83-4. Barrie & Jenkins. ISBN 0-214-66680-8
^ Goldman (1965), p.47.
^ ^a ^b Haerle, Dan (1983). Jazz Improvisation for Keyboard Players, Book two, p.2.19. Alfred Music. ISBN 9780757930140
^ ^a ^b Alfred Music (2013). Mini Music Guides: Piano Chord Dictionary, p.22-3. Alfred Music. ISBN 9781470622244
^ ^a ^b Davis, Kenneth (2006). The Piano Professor Easy Piano Study, p.78. ISBN 9781430303343.
^ Christiansen, Mike (2004). Mel Bay's Complete Jazz Guitar Method, Volume 1, p.45. ISBN 9780786632633.
^ Benward, Bruce; Saker, Marilyn (May 2008). "Glossary", Music in Theory and Practice, Vol. II, p. 355. ISBN 978-0-07-310188-0
^ ^a ^b Baerman, Noah (2000). Jazz Keyboard Harmony, p.40. Alfred Music. ISBN 9780739011072
^ Baerman (1998), p.74.
^ Sher (ed.). The New Real Book Volume Two, ^{[page needed]}. Sher Music Co., 1991, ISBN 0-9614701-7-8
^ Brown, Buck; and Dziuba, Mark (2012). The Ultimate Guitar Chord & Scale Bible, p.197. Alfred Music. ISBN 9781470622626 "In a dominant 7 context, this scale contains the root, 3rd, and ♭7 of the dominant chord and includes all of the available tensions: ♭9, ♯9, ♯11, and ♭13.
^ Coker, Jerry (1997). Elements of the Jazz Language for the Developing Improvisor, p.81. ISBN 1-57623-875-X.