Alan Rufus

From Wikipedia, the free encyclopedia
Jump to: navigation, search
Alan Rufus, from a larger 14th century illumination, swearing fealty to William the Conqueror[a]

Alan Rufus (alternatively Alanus Rufus (Latin), Alan ar Rouz (Breton), Alain le Roux (French) or Alan the Red (c. 1040 – 1093), 1st Lord of Richmond, was a companion of William the Conqueror (Duke William II of Normandy) during the Norman Conquest of England. He was the second son of Eozen Penteur (also known as Odo or Eudo, Count of Penthièvre) by Orguen Kernev (also known as Agnes of Cornouaille).[b][1] Rufus was given the 'Honour of Richmond' by William the Conqueror about 1071.


Alan Rufus is first mentioned as a witness (along with his mother Orguen and brothers Gausfridus, Willelmus, Rotbertus, Ricardus) to a charter, dated to 1056/1060, issued by his father Eozen to the Abbey of Saint-Aubin in Angers (q.v. Albinus of Angers).

The Domesday book records an "Alan" as the holder of a carucate (perhaps 120 acres) in Wyken in Suffolk[2] in the time of King Edward the Confessor, specifically in early January 1066. By 1086 that estate was held by another. This Alan may have been Eozen's son, and he lost Wyken when Harold Godwinson became king, as may have happened to Normans and Bretons (such as Ralph the Staller) who had held land in England under King Edward and who subsequently supported Duke William's bid for the English throne. Alternatively, this "Alan" might be a scribal error for an English name such as "Alfred". The proximity of Wyken in Suffolk to Bury St Edmunds, to which Alan Rufus was a benefactor and where he was buried, is suggestive of an association. In 1086, Alan held half a carucate in Ashwyken (Wica/Wyken), Norfolk.[3]

Whether he was in England in September 1066 or had left after being dispossessed, Alan may have joined William's household and was probably present at the Battle of Hastings.[4] Indeed, Alan already held some property in Rouen, the capital of Normandy, and was lord of Richemont in Upper Normandy. On the journey to the battle site near Hastings, the Breton forces formed the vanguard, arriving a good half-hour before the rest of William's army. In the battle formation, Bretons are mentioned variously as in the left-wing or in the rear-guard of the army.

Geoffrey Gaimar's L'Estoire des Engles[5][6] and Wace's Roman de Rou both assert Alan Rufus's presence as Breton commander in the battle,[c] and praise his contribution: Gaimar says "Alan and his men struck well" and Wace states that they did the English "great damage".

Richmond Castle first built by Alan Rufus

Alan's early acquisitions in England included many land titles that had been in the possession of King Harold's wife Edith, including all but one of her holdings in Cambridgeshire.[7])

A column of Norman cavalry swept into the Cambridge area in late 1066 and built a castle on the hill just north of the river crossing. Alan's first possessions in England were in Cambridgeshire, so he may have obtained them about this time. The Cambridgeshire town of Bourn,[8] west of Cambridge and due north of London, along with several other towns in the area were according the Domesday Book held in 1066 by the royal thane Almer of Bourn[9][10] as a tenant of Edith the Fair. Alan, as tenant-in-chief in 1086, favoured Almer by giving him two additional manors.

The historian Richard Sharpe has theorised[11] that Matilda d'Aincourt, wife of Walter d'Aincourt, was the natural daughter of Alan Rufus and Gunnhild.[12]

In 1067, Alan witnessed a charter of King William to the monks of St Peter's at Westminster.[13]

In January 1069, Earl Edwin in Yorkshire and his brother Earl Morcar in Northumberland rebelled. In late 1069, the King brought an army north to combat the rebels and recover York. According to the Register of Richmond, it was at the instigation of Queen Matilda, during the Siege of York,[14] that King William conceded to Alan the Honour of Richmond (the Hundred of the "Land of Count Alan" in Yorkshire[15]) in North Yorkshire.[16] [17] Unusually, within the land of Count Alan, King William himself and his half-brother Robert, Count of Mortain received only one manor each: William sharing one with Alan at Ainderby Steeple, on the eastern fringe of the Land, while Robert held one on its southern edge. The wording of the proclamation is:

"Ego Wil(el)mus cognomine Bastardus Rex Anglie do et concedo tibi Nepoti meo Alano Britannie Comiti et heredibus tuis imperpetuum omnes uillas et terras que nuper fuerunt Comitis Edwyni in Eboraschira cum feodis Militum et ecclesiis et aliis libertat(ibus) et consuetudinibus ita libere et honorifice sicut idem Edwinus ea tenuit. Dat(um) in obsidione coram Ciuitate Ebor(aci)."[18]

Birmingham's Philological Museum website (see presents the text of Philemon Holland's English translation of William Camden's "Brittania" (1607); in this, the proclamation is rendered as follows: I William surnamed Bastard, King of England, doe give and grant unto thee my Nephew[d] Alane Earle of Britaine, and to thine heires for ever, all and every the manour houses and lands which late belonged to Earle Eadwine in Yorkeshire, with the knights fees and other liberties and customes, as freely and in as honorable wise as the said Eadwin held the same. Given at our leaguer before the City of Yorke.

Alan Rufus began construction on Richmond Castle in 1071, to be the principal manor and center of his honor.[19] As the first constable of his new castle, Alan chose Enisant Musard,[20] the husband of one of his half-sisters.[21][22] Richmond Castle overlooks the old Roman fort at Catterick, North Yorkshire. Alan's properties extended over the entire length of Earningas Street, the old Roman road from London to the North, heading to Edinburgh; this road was renamed Ermine Street.

As leaders of England's Bretons, Alan and his relatives were particularly interested in the history and legends of sub-Roman Britain. The Norman- and Angevin-era authors of stories of King Arthur were all acquaintances of Alan's family, and many of the reputed sites of Camelot are associated with Alan and his brothers. In one story, Arthur and his knights are said to lie at rest under Richmond Castle.

In Richmondshire, the Domesday Book's "Land of Count Alan", many of the Anglo-Dane lords, or their heirs, were retained in their pre-1066 positions of authority. The locations where this was done were complementary to those owned by the deceased Edwin, Earl of Mercia, whereas many of those where Edwin had been Overlord were given to Alan's Breton relatives: his half-brothers Ribald, Lord of Middleham, Bodin, Lord of Bedale, and Bardolf, Lord of Ravensworth, and their wet-nurse, Orwen. Other tenants of Alan in Yorkshire were English lords from East Anglia.

In the 1080s, Alan witnessed several documents of King William in England and Ghent, and one of Queen Matilda in England.

For the period from about 1083-1086 (the exact dates are uncertain) the formidable Sainte-Suzanne Castle was besieged by the king's army. [23] [24] [25][26] [27] [28] [29] King William I established a fortified camp at Beugy, about 800 metres north of the castle, manned by William's best household knights under the command of Alan Rufus. The siege did not go well, the castle proving to be well-defended. Wealthy Norman and English lords were frequently captured. After a year, Alan handed command to another Breton, who was later slain, along with many of the king's knights, aggrieving William sufficiently to come to terms with the commander of the castle.

It is likely that Alan was with King William I and the other members of the King's Council at Gloucester in Christmas 1085 when they discussed preparations for the extensive survey of England, later known as the Domesday Survey. On this survey was based the Domesday Book, which comprises two volumes, Little Domesday and Great Domesday.[e]

Through 1086, Alan and Robert of Mortain attended on King William, e.g. at Fécamp in Normandy and in Wiltshire in south-west England.

By 1086 Alan had become one of the richest and most powerful men of England. Alan is mentioned as a lord or tenant-in-chief in 1017 entries of the Domesday Book, behind only King William I and Robert, Count of Mortain in the number of holdings. The most powerful magnate in East Anglia and Yorkshire, he also possessed property in London, in Normandy (e.g. in Rouen and Richemont), and in Brittany. Alan Rufus is third (not including the King and his immediate family) among the barons in terms of annual income, which was about £1,200.[31] His income in the year of his death, 1093, was £1,100.

Alan donated large sums to a number of religious houses, but most famously founded, with King William II, the Benedictine St Mary's Abbey in York in early 1088.[32]

Alan was among the first four magnates to support William II of England against the Rebellion of 1088 in favour of the Duke of Normandy, Robert Curthose. The uprising was led by the recently freed Odo, Earl of Kent, Bishop of Bayeux, and joined by several major magnates. Beginning in March 1088, Alan was granted additional territory by King William from the confiscated lands of his neighbours who had rebelled.[33] In or before 1089, Alan Rufus issued a charter at Rochester, Kent, Bishop Odo's former principal manor.

William de St-Calais had been in the army led by the king against Bishop Odo, but suddenly fled north to his castle at Durham. After the rebellion was defeated, Roger of Poitou, Alan Rufus, Odo of Champagne,[34] and Walter d'Aincourt[35] were sent to persuade St-Calais to surrender. After a lengthy parley during which they waited outside the castle, St-Calais agreed to surrender his person and stand trial, but only once they signed a complex document promising safe conduct before, during, and after the trial.[34] Alan Rufus played a significant role in the subsequent trial of St-Calais, which commenced on 2 November 1088 at Salisbury in Wiltshire.

Wilmart's interpretation[36] is that in exchange for St-Calais agreeing to submit to the King's judgement, Alan and the other royal officers signed a document guaranteeing St-Calais's safety before and after the trial.[f] When St-Calais cited this in court, there was uproar, but Alan calmly confirmed St-Calais's statement and then said that if there were any fault here, it was his (Alan's). Alan added his advice that the king should not coerce people into committing perjury, but respect their freedom of conscience; otherwise, he (Alan) would believe himself obliged to refuse to serve the king.[g]

St-Calais was held in custody at Wilton Abbey until 14 November. [37] Alan escorted St-Calais to Southampton to await passage to Normandy and exile.[37]

On 8 December 1090, Robert, Count of Mortain, died, thus leaving Alan as the last and most powerful of the senior commanders at the Battle of Hastings still holding a position of authority in England.

Saint Anselm, in two letters addressed (perhaps in 1093-1094) to Gunnhild the youngest daughter of King Harold II and Edith the Fair, reprimanded her for abandoning her vocation as a nun at Wilton Abbey to live with Alan Rufus, intending to marry him, and after his death living with his brother Alan Niger ("the Black"). On Alan's unexpected death, his body was transported to the abbey at Bury St Edmunds in Suffolk where he was buried in the cemetery outside the south door. Subsequently, his family and the monks of the Abbey of St Mary in York succeeded in their petition to have him reburied inside Bury Abbey.

There are conflicting sources for the year of Alan Rufus' death. Two medieval sources assert that he died in 1089, but scholars have concluded that 1093 is more likely.[38]

As de facto Earl of Richmond, Alan Rufus was succeeded by his brothers Alan Niger I and Stephen, Count of Tréguier.

Other Activities of Count Alan Rufus[edit]

Alan had a significant impact on British demographics by leading so many Breton immigrants into England. In the early 12th century, many Bretons would settle in Ayrshire in Scotland, for example the Stewarts who descended from Alan the Dapifer of Dol in Brittany (see Alan fitz Flaad).[citation needed]

Alan Rufus developed commerce, most notably the wool, salt and lead trade through Skirbeck and other towns in the borough of Boston, Lincolnshire,[h] where he established a trade fair on his own land. Lead was brought down the River Trent from Derby (where Walter D'Aincourt had held property in 1065/1066). According to the Domesday returns for the Boston area, Count Alan was a tenant-in-chief of this wealthy district. Interestingly, Domesday does not record him as charging any rent at some of his possessions there.[i]

Alan was a major employer of skilled labour to build abbeys, castles and manor-houses across Norman England, some of which remain in evidence today.[citation needed] Beneath Richmond Castle, Alan founded the town of Richmond, North Yorkshire. Another example is the original manor house of Costessey Hall, Alan's caput at Costessey in Norfolk, on the north side of the River Tud in Costessey Park.

Middleham Castle,[39] a gift from Alan to his brother Ribald, was inherited by Warwick the Kingmaker, a descendant of both Ribald and Matilda D'Aincourt. King Richard III of England was raised in Middleham Castle.


See also[edit]


  1. ^ Another painting of Alan Rufus from the Register of the Honour of Richmond, this from the latter 1400s, is at the Bodleian archive, and visible on the internet at
  2. ^ Agnes is thought to be the daughter of Alain Canhiart, Count of Cornouaille but genealogical documentation is sparse.
  3. ^ Wace confuses Alan Rufus with his cousin Alan called "Fergant" (French for "Iron-Glove") of Cornouaille (Breton: Kernev), grandson of Conan II, who in 1084 became Alan IV, Duke of Brittany; Fergant was a child in 1066, so even if present he could not have held a leadership position
  4. ^ In fact, both Alan Rufus and Conan II were William's double-second-cousins, as the three fathers (Count Eozen, his brother Duke Alan III and their double-cousin Duke Robert) shared all four grandparents: Conan I, Duke of Brittany, Ermengarde-Gerberga of Anjou, Richard I, Duke of Normandy and Gunnora, Duchess of Normandy.
  5. ^ An in-depth study of the writing of the Domesday Book (a summary of the results of this survey) has been conducted by David Roffe[30]
  6. ^ "Alain fut aussi l'un des mandataires du roi, qui, le 8 septembre, signèrent une convention assez compliquée, établie vraisemblablement par l'évêque, aux termes de laquelle la sécurité de Guillaume de Saint-Calais était garantie jusqu'à son jugement, et même au delà, quelle que fût la sentence."
  7. ^ "C'est alors que Saint-Calais, prétendant garder la place contre un gage, rappela d'une manière inattendue l'arrangement passé avec le comte Alain. Ainsi mis en cause, et sans se laisser émouvoir par une remarque de Lanfranc ni par les clameurs des laïcs, Alain répéta bravement, dans undiscours bref et net, les termes de la convention du 8 septembre. Il avait donné sa parole et entendait la tenir. Sous sa garde, l'évêque était venu de Durham juqu'à la cour du roi, afin de plaider sa cause. Si l'évoque avait la justice pour lauui*, Alain devait le ramener sain et sauf à Durham; que si, au contraire, les torts étaient de son côté, on le conduirait de même outre-mer, par Exeler et Sandwich. Quant à lui, Alain, pour conclure, il suppliait son maître de ne le point forcer au parjure; sinon, il se croirait obligé, pour l'avenir, de refuser au roi tout service."
  8. ^ The Boston area was administered from Alan's manor of Drayton in Lincolnshire which, according to a search on PASE Domesday,, increased in value from 30 to 70 pounds rental a year between 1066 and 1086. Waltham in Lincolnshire, Costessey in Norfolk and various other manors of Alan's also increased markedly in value during this period. A stark contrast is the Vill of Gilling in Yorkshire, which fell drastically from 56 pounds per year under Earl Edwin in 1066, to a mere 4 pounds per year by 1086, perhaps due to the two Harryings of the North in 1069/70 and 1080; however, neighbouring Catterick retained its value of 8 pounds per year, whereas, ccording to the same source, the values of many of King William's holdings in Yorkshire were reduced to zero. A word of caution: the interpretation of these figures is open to question, as many of the locations that are recorded as being of zero rental value to the local lord nonetheless had high fiscal value (i.e. were assessed to pay high taxes and other dues to the king), and conversely many that had high rental value had low fiscal value: for instance Drayton's fiscal value was only 8.25 hides, whereas Fulbeck and Leadenham, also in Lincolnshire, paid 38 pounds rent a year to Alan in 1086 but was assessed at 39 hides. An extreme case is the Vill of Burneston, Theakston, Exelby, Newton Picot in Leeming, Gatency and Ounesbi in Gatenby in Yorkshire, the rental value of which fell from 6 pounds to zero, but was assessed at 40 hides, the highest among Alan's properties in England. For a brief summary of a few of the attendant issues, refer to page 9 of Domesday online: "Domesday - online" (
  9. ^ See, and


  1. ^ Keats-Rohan "Alan Rufus (d. 1093)" Oxford Dictionary of National Biography
  2. ^ "Wyken, Blackburn Hundred, Suffolk". Retrieved 2014-06-04. 
  3. ^ Francis Blomefield and Charles Parkin (1775). "An essay towards a topographical history of the county of Norfolk" 4. London: W. Whittingham and Charles Baldwin. p. 470. 
  4. ^ Oxford Dictionary of National Biography.
  5. ^ "Full text of L'estoire Des Engles Solum la Translacion Maistre Geffrei Gaimar, lines 5315-5334". Retrieved 2013-08-29. 
  6. ^ "List of on-line Anglo-Norman Source Texts". Retrieved 2013-08-06. 
  7. ^ "Prosopography of Anglo-Saxon England". Department of History and the Centre for Computing in the Humanities, at King’s College, London, and in the Department of Anglo-Saxon, Norse, and Celtic, at the University of Cambridge. Retrieved 2014-01-21. 
  8. ^ "Bourn | Domesday Book". Retrieved 2013-08-06. 
  9. ^ "Parishes: Bourn". Retrieved 2014-05-21. 
  10. ^ "Almer of Bourn". Retrieved 2014-05-21. 
  11. ^ Sharpe, pp. 1-27.
  12. ^ "Prosopography of Anglo-Saxon England". Department of History and the Centre for Computing in the Humanities, at King’s College, London, and in the Department of Anglo-Saxon, Norse, and Celtic, at the University of Cambridge. Retrieved 2013-08-28. 
  13. ^ "Prosopography of Anglo-Saxon England (Charters witnessed by Alan Rufus)". Retrieved 2013-12-19. 
  14. ^ Wilmart, p. 581.
  15. ^ "Hundred of Land of Count Alan". Retrieved 2013-08-29. 
  16. ^ Keats-Rohan (1991), p. 3.
  17. ^ Green, p. 41.
  18. ^ Wilmart (1928), p. 581.
  19. ^ English Heritage, "Richmond Castle: eleventh to fourteenth century enclosure castle (1010627)", National Heritage List for England, retrieved 2012-03-10 
  20. ^ "Enisant Musard | Domesday Book". Retrieved 2013-08-06. 
  21. ^ "Église Saint-Martin, Lamballe - Topic-Topos" (in French). Retrieved 2013-12-21. 
  22. ^ "Eglise Saint-Martin de Lamballe (Bretagne)" (in French). Retrieved 2013-12-21. 
  23. ^ François Guizot,, ed. (1826). Orderic Vital, Histoire de la Normandie III. pp. 170–172. 
  24. ^ W. Scott Jessee (1 October 2000). Robert the Burgundian and the Counts of Anjou, Ca. 1025-1098. pp. 129–134. 
  25. ^ Francis Palgrave (2013) [1921]. Sir R.H. Inglis Palgrave, ed. The Collected Historical Works of Sir Francis Palgrave, K.H., Volume 3. Cambridge University press. p. 314. 
  26. ^ David Bates (1998). Regesta Regum Anglo-Normannorum. Oxford University press. p. 82. 
  27. ^ "Sainte-Suzanne". Retrieved 2013-12-19. 
  28. ^ "Sainte Suzanne, Mayenne, Pays de la Loire". Retrieved 2013-12-19. 
  29. ^ "Sainte Suzanne". Retrieved 2013-12-19. 
  30. ^ "Domesday Now". 2011-02-06. Retrieved 2013-08-06. 
  31. ^ Mason, pp. 703–704.
  32. ^ Dean.
  33. ^ Wilmart, p. 593.
  34. ^ a b Barlow, p. 84.
  35. ^ Sharpe, p. 2, footnote 5.
  36. ^ Wilmart, pp. 592-595.
  37. ^ a b Barlow, p. 89.
  38. ^ Wilmart, pp. 595-597.
  39. ^


External links[edit]

Peerage of England
Preceded by
new creation
Earl of Richmond
Succeeded by
Alan Niger
Succeeded by
Stephen, Count of Tréguier