Complicity

For the novel, see Complicity (novel). For the film adaptation of the novel, see Complicity (film).

"Complicit" redirects here. For the play, see Complicit (play).

An individual is complicit in a crime if he/she is aware of its occurrence and has the ability to report the crime, but fails to do so. As such, the individual effectively allows criminals to carry out a crime despite possibly being able to stop them, either directly or by contacting the authorities, thus making the individual a de-facto accessory to the crime rather than an innocent bystander.

Law relating to complicity varies. Usually complicity is not a crime although this sometimes conflicts with popular perception. (See The Finale (Seinfeld)). At a certain point a person that is complicit in a crime may become a conspirator depending on the degree of involvement by the individual and whether a crime was completed or not.

Complicity is a doctrine that operates to hold persons criminally responsible for the acts of others. Complicity encompasses accessorial and conspiratorial liability. Accessorial liability is frequently referred to as accomplice liability.

An accomplice is a person who helps another person commit a crime, Accomplice liability involves primary actors who actually participate in the commission of the crime and secondary actors who aid and encourage the primary actors. The aid can be either physical or psychological. The secondary actors are called accomplices.

Common law

At common law criminal actors were classified as principals and/or accessories. Principals were persons who were present at the scene of the crime and participated in its commission. Accessories were persons who were not present during the commission of the crime but who aided, counseled, procured, commanded, encouraged or protected the principals before or after the crime was committed, Both categories of actors were further subdivided. Principals in the first degree were persons who with the requisite state of mind committed the criminal acts that constituted the criminal offense. Principals in the second degree, also referred to as aiders and abettors, were persons who were present at the scene of the crime and provided aid or encouragement to the principal in the first degree. Accessories were divided into accessories before the fact and accessories after the fact. An accessory before the fact was a person who aided, encouraged or assisted the principals in the planning and preparation of the crime but was absent when the crime was committed. An accessory after the fact was a person who knowingly provided assistance to the principals in avoiding arrest and prosecution. It was eventually recognized that the accessory after the fact, by virtue of his involvement only after the felony was completed, was not truly an accomplice in the felony.

Elements of Accomplice Liability

1. A crime was committed by another person
2. The defendant "aided, counseled, commanded or encouraged" the other person in the commission of the criminal offense.
3. The defendant acted for the purpose of helping or encouraging the other person to commit the crime
4. The defendant act with at least the same mental state required for the commission of the crime.

Types of assistance

An accomplice must assist in the commission of the crime by "aiding, counseling, commanding or encouraging" the principal in the commission of the criminal offense. Assistance can be either physical or psychological. Physical assistance includes actual help in committing the crime as long as the acts of assistance do not constitute an element of the offense. It also includes such things as procuring weapons to be used to commit the crime, or serving as a lookout during the commission of the crime or providing protection from arrest or prosecution after the crime’s commission. Psychological assistance includes encouraging the principal to commit the offense through words or gestures or mere presence as long as the principal knows that the accomplice purpose is present to provide assistance. It is not necessary that the accomplice's acts cause or contribute to the principal's committing the crime. In other words the state need not prove that the accomplice's acts were either a proximate cause or cause in fact of the crime.

The state must show that the defendant provided assistance and that he intended to assist the perpetrator. While substantial activity is not required mere presence at the scene of the crime or even knowledge that a crime is about to be committed is not sufficient for accessorial liability.

Joint participation and assistance

Two or more persons may act as principals in the first or second degree or as accessories. For example, one person may hold a gun on the clerk of a convenience store while a second person takes the money from the cash register during a robbery. Both actors are principals in the first degree since each does an act that constitutes the crime and each acts with the necessary criminal intent (to steal). Even though neither did all the acts that constitute the crime under the theory of joint participation or acting in concert the law treats them as partners in crime who have joined together for the common purpose of committing the crime of robbery and each is held responsible for the acts of the other in the commission of the object offense.

Mental states

Two mental states are required for accomplice liability. First, the accomplice must act with at least the same mental state required for the commission of the crime. For example, if the crime is common law murder the state must prove that the accomplice acted with malice. Second, the accomplice must act for the purpose of helping or encouraging the principal to commit the crime.

The accomplice can be guilty of a greater offense than the perpetrator. For example, A and B discover B's wife in an adulterous relationship with C. A says kill C. B pulls his gun and shoots C killing him. B would have the benefit of provocation which would reduce his offense to manslaughter. A, however, would be guilty of murder.

Liability of accomplices for unintended crimes

Questions arise as to the liability of accomplices for unintended crimes committed by a co-actor. Assume the clerk drew a weapon and the gun totting principal shot the clerk killing him - would a person waiting in the get away car be responsible for the murder? Most jurisdictions hold that accomplice liability applies not only to the contemplated crime but also any other criminal conduct that was reasonably foreseeable.

Conspiratorial liability

A conspiracy is an agreement between two or more people to commit a crime or unlawful act or a lawful act by unlawful means. In the United States, any conspirator is responsible for crimes within the scope of the conspiracy and reasonably foreseeable crimes committed by coconspirators in furtherance of the conspiracy, under the Pinkerton liability rule. Notice the extent of potential liability. Under the Pinkerton rule, the conspirator could be held liable for crimes that he did not participate in or agree to or aid or abet or even know about. The basis of liability is negligence - the conspirator is responsible for any crime that were a foreseeable consequence of the original conspiratorial agreement.

WIth the exception of an accessory after the fact in most cases an accomplice is a co-conspirator with the actual perpetrator. For example, the person who agrees to drive the getaway car while his confederates actually rob the bank is principal in the second degree for purposes of accessorial liability and a co-conspirator for purposes of conspiratorial liability. However, many situations could arise where no conspiracy exists but the secondary party is still an accomplice. For example, the person in the crowd who encourages the batterer to "hit him again" is an aider and abettor but not a co-conspirator. As Dressler notes, the difference between the two forms of complicity is that with a conspiracy an agreements is sufficient no assistance is necessary whereas with accessorial liability no agreement is required but some form of assistance is necessary for liability.

Elements of Conspiratorial Liability

1. Two or more person come to a mutual understanding to try to accomplish a common and unlawful plan
2. The defendant willfully became a member of the conspiracy
3. During the conspiracy at least one of the conspirators committed an overt act in furtherance of the conspiracy
4. The overt act was knowingly committed in an effort to further the purpose of the conspiracy

Sources

• "What is complicity or accomplice liability?". ABA Family Legal Guide. American Bar Association. 2004. Retrieved December 16, 2009.
• "Complicity Law & Legal Definition". Legal Definitions. USLegal.com. Retrieved December 16, 2009.
• Paust, Jordan J. (May 18, 2009). "The Complicity of Dick Cheney: No 'Necessity' Defense". JURIST. University of Pittsburgh School of Law. Retrieved December 16, 2009. {{cite web}}: Check |authorlink= value (help); External link in |authorlink= (help)
• Robertson, Cassandra Burke (April 1, 2009). "Judgment, Identity, and Independence" (PDF). Connecticut Law Review. 42 (1). Hartford, Connecticut: University of Connecticut School of Law. Retrieved December 16, 2009. {{cite journal}}: Cite has empty unknown parameter: |coauthors= (help)
• "Report of the ICJ Expert Legal Panel on Corporate Complicity in International Crimes: Corporate Complicity & Legal Accountability. Volume 3: Civil Remedies". 3. International Commission of Jurists. 2008. ISBN 9290371331. Retrieved December 16, 2009. {{cite journal}}: Cite has empty unknown parameter: |coauthors= (help); Cite journal requires |journal= (help)
• Farmer, Lindsay (2007). "Complicity beyond causality". Criminal Law and Philosophy. 1. Springer Science+Business Media: 151–156. doi:10.1007/s11572-006-9013-y. Retrieved December 16, 2009.