Kerberos (protocol)

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Stable release
krb5-1.14.4 / 13 September 2016; 4 months ago (2016-09-13)

Kerberos /ˈkərbərɒs/ is a computer network authentication protocol that works on the basis of 'tickets' to allow nodes communicating over a non-secure network to prove their identity to one another in a secure manner. The protocol was named after the character Kerberos (or Cerberus) from Greek mythology, the ferocious three-headed guard dog of Hades (hellhound). Its designers aimed it primarily at a client–server model and it provides mutual authentication—both the user and the server verify each other's identity. Kerberos protocol messages are protected against eavesdropping and replay attacks.

Kerberos builds on symmetric key cryptography and requires a trusted third party, and optionally may use public-key cryptography during certain phases of authentication.[1] Kerberos uses UDP port 88 by default.

History and development[edit]

Massachusetts Institute of Technology (MIT) developed Kerberos to protect network services provided by Project Athena. The protocol is based on the earlier Needham–Schroeder symmetric key protocol. Several versions of the protocol exist; versions 1–3 occurred only internally at MIT.

Kerberos version 4 primarily was designed by Steve Miller and Clifford Neuman, who directs the Center for Computer Systems Security at the University of Southern California's Information Sciences Institute (ISI). Published in the late 1980s, version 4 also was targeted at Project Athena.

Neuman and Kohl published version 5 in 1993 with the intention of overcoming existing limitations and security problems. Version 5 appeared as RFC 1510, and was made obsolete by RFC 4120 in 2005. (Coincidentally, ISI's Jon Postel and his successors edited the RFCs for decades.)[2]

Authorities in the United States classified Kerberos as "Auxiliary Military Equipment" on the US Munitions List and banned its export because it used the Data Encryption Standard (DES) encryption algorithm (with 56-bit keys). A non-US Kerberos 4 implementation, KTH-KRB developed at the Royal Institute of Technology in Sweden, made the system available outside the US before the US changed its cryptography export regulations (circa 2000). The Swedish implementation was based on a limited version called eBones. eBones was based on the exported MIT Bones release (stripped of both the encryption functions and the calls to them) based on version Kerberos 4 patch-level 9.

In 2005, the Internet Engineering Task Force (IETF) Kerberos working group updated specifications. Updates included:

MIT makes an implementation of Kerberos freely available, under copyright permissions similar to those used for BSD. In 2007, MIT formed the Kerberos Consortium to foster continued development. Founding sponsors include vendors such as Oracle, Apple Inc., Google, Microsoft, Centrify Corporation and TeamF1 Inc., and academic institutions such as the Royal Institute of Technology in Sweden, Stanford University, MIT, and vendors such as CyberSafe offering commercially supported versions.

Microsoft Windows[edit]

Windows 2000 and later uses Kerberos as its default authentication method. [3] Some Microsoft additions to the Kerberos suite of protocols are documented in RFC 3244 "Microsoft Windows 2000 Kerberos Change Password and Set Password Protocols". RFC 4757 documents Microsoft's use of the RC4 cipher. While Microsoft uses the Kerberos protocol, it does not use the MIT software.

Kerberos is used as preferred authentication method: In general, joining a client to a Windows domain means enabling Kerberos as default protocol for authentications from that client to services in the Windows domain and all domains with trust relationships to that domain. [3]

In contrast, when either client or server or both are not joined to a domain (or not part of the same trusted domain environment), Windows will instead use NTLM for authentication between client and server. [3]

Intranet web applications can enforce Kerberos as an authentication method for domain joined clients by using APIs provided under SSPI.

UNIX and UNIX-like operating systems[edit]

Many UNIX and UNIX-like operating systems, including FreeBSD, Apple's Mac OS X, Red Hat Enterprise Linux, Oracle's Solaris, IBM's AIX and Z/OS, HP's HP-UX and OpenVMS and others, include software for Kerberos authentication of users or services. Embedded implementation of the Kerberos V authentication protocol for client agents and network services running on embedded platforms is also available from companies.



The client authenticates itself to the Authentication Server (AS) which forwards the username to a key distribution center (KDC). The KDC issues a ticket-granting ticket (TGT), which is time stamped, encrypts it using the user's password and returns the encrypted result to the user's workstation. This is done infrequently, typically at user logon; the TGT expires at some point, though may be transparently renewed by the user's session manager while they are logged in.

When the client needs to communicate with another node ("principal" in Kerberos parlance) the client sends the TGT to the ticket-granting service (TGS), which usually shares the same host as the KDC. After verifying the TGT is valid and the user is permitted to access the requested service, the TGS issues a ticket and session keys, which are returned to the client. The client then sends the ticket to the service server (SS) along with its service request.

Kerberos negotiations

The protocol is described in detail below.

User Client-based Logon[edit]

  1. A user enters a username and password on the client machine(s). Other credential mechanisms like pkinit (RFC 4556) allow for the use of public keys in place of a password.
  2. The client transforms the password into the key of a symmetric cipher. This either uses the built-in key scheduling, or a one-way hash, depending on the cipher-suite used.

Client Authentication[edit]

  1. The client sends a cleartext message of the user ID to the AS (Authentication Server) requesting services on behalf of the user. (Note: Neither the secret key nor the password is sent to the AS.) The AS generates the secret key by hashing the password of the user found at the database (e.g., Active Directory in Windows Server).
  2. The AS checks to see if the client is in its database. If it is, the AS sends back the following two messages to the client:
    • Message A: Client/TGS Session Key encrypted using the secret key of the client/user.
    • Message B: Ticket-Granting-Ticket (TGT, which includes the client ID, client network address, ticket validity period, and the client/TGS session key) encrypted using the secret key of the TGS.
  3. Once the client receives messages A and B, it attempts to decrypt message A with the secret key generated from the password entered by the user. If the user entered password does not match the password in the AS database, the client's secret key will be different and thus unable to decrypt message A. With a valid password and secret key the client decrypts message A to obtain the Client/TGS Session Key. This session key is used for further communications with the TGS. (Note: The client cannot decrypt Message B, as it is encrypted using TGS's secret key.) At this point, the client has enough information to authenticate itself to the TGS.

Client Service Authorization[edit]

  1. When requesting services, the client sends the following messages to the TGS:
    • Message C: Composed of the TGT from message B and the ID of the requested service.
    • Message D: Authenticator (which is composed of the client ID and the timestamp), encrypted using the Client/TGS Session Key.
  2. Upon receiving messages C and D, the TGS retrieves message B out of message C. It decrypts message B using the TGS secret key. This gives it the "client/TGS session key". Using this key, the TGS decrypts message D (Authenticator) and sends the following two messages to the client:
    • Message E: Client-to-server ticket (which includes the client ID, client network address, validity period and Client/Server Session Key) encrypted using the service's secret key.
    • Message F: Client/Server Session Key encrypted with the Client/TGS Session Key.

Client Service Request[edit]

  1. Upon receiving messages E and F from TGS, the client has enough information to authenticate itself to the Service Server (SS). The client connects to the SS and sends the following two messages:
    • Message E from the previous step (the client-to-server ticket, encrypted using service's secret key).
    • Message G: a new Authenticator, which includes the client ID, timestamp and is encrypted using Client/Server Session Key.
  2. The SS decrypts the ticket (message E) using its own secret key to retrieve the Client/Server Session Key. Using the sessions key, SS decrypts the Authenticator and sends the following message to the client to confirm its true identity and willingness to serve the client:
    • Message H: the timestamp found in client's Authenticator (plus 1 in version 4, but not necessary in version 5[4][5]), encrypted using the Client/Server Session Key.
  3. The client decrypts the confirmation (message H) using the Client/Server Session Key and checks whether the timestamp is correct. If so, then the client can trust the server and can start issuing service requests to the server.
  4. The server provides the requested services to the client.

Drawbacks and limitations[edit]

  • Single point of failure: It requires continuous availability of a central server. When the Kerberos server is down, new users cannot log in. This can be mitigated by using multiple Kerberos servers and fallback authentication mechanisms.
  • Kerberos has strict time requirements, which means the clocks of the involved hosts must be synchronized within configured limits. The tickets have a time availability period and if the host clock is not synchronized with the Kerberos server clock, the authentication will fail. The default configuration per MIT requires that clock times be no more than five minutes apart. In practice Network Time Protocol daemons are usually used to keep the host clocks synchronized. Note that some servers (Microsoft's implementation being one of them) may return a KRB_AP_ERR_SKEW result containing the encrypted server time in case both clocks have an offset greater than the configured maximum value. In that case, the client could retry by calculating the time using the provided server time to find the offset. This behavior is documented in RFC 4430.
  • The administration protocol is not standardized and differs between server implementations. Password changes are described in RFC 3244.
  • In case of symmetric cryptography adoption (Kerberos can work using symmetric or asymmetric (public-key) cryptography), since all authentications are controlled by a centralized key distribution center (KDC), compromise of this authentication infrastructure will allow an attacker to impersonate any user.
  • Each network service which requires a different host name will need its own set of Kerberos keys. This complicates virtual hosting and clusters.
  • Kerberos requires user accounts, user clients and the services on the server to all have a trusted relationship to the Kerberos token server (All must be in the same Kerberos domain or in domains that have a trust relationship between each other). Kerberos cannot be used in scenarios where users want to connect to services from unknown/untrusted clients as in a typical Internet or cloud computer scenario, where the authentication provider typically does not have knowledge about the users client system.
  • The required client trust makes creating staged environments (e.g., separate domains for test environment, pre-production environment and production environment) difficult: Either domain trust relationships need to be created that prevent a strict separation of environment domains or additional user clients need to be provided for each environment.


The Data Encryption Standard (DES) cipher can be used in combination with Kerberos, but is no longer an Internet standard because it is weak.[6] Security vulnerabilities exist in many legacy products that implement Kerberos because they have not been updated to use newer ciphers like AES instead of DES.

In November 2014, Microsoft released a patch (MS14-068) to rectify an exploitable vulnerability in Windows implementation of the Kerberos Key Distribution Center (KDC).[7] The vulnerability purportedly allows users to "elevate" (and abuse) their privileges, up to Domain level.

See also[edit]


  • RFC 1510 The Kerberos Network Authentication Service (V5) [Obsolete]
  • RFC 1964 The Kerberos Version 5 GSS-API Mechanism
  • RFC 3961 Encryption and Checksum Specifications for Kerberos 5
  • RFC 3962 Advanced Encryption Standard (AES) Encryption for Kerberos 5
  • RFC 4120 The Kerberos Network Authentication Service (V5) [Current]
  • RFC 4121 The Kerberos Version 5 Generic Security Service Application Program Interface (GSS-API) Mechanism: Version 2
  • RFC 4537 Kerberos Cryptosystem Negotiation Extension
  • RFC 4556 Public Key Cryptography for Initial Authentication in Kerberos (PKINIT)
  • RFC 4557 Online Certificate Status Protocol (OCSP) Support for Public Key Cryptography for Initial Authentication in Kerberos (PKINIT)
  • RFC 4757 The RC4-HMAC Kerberos Encryption Types Used by Microsoft Windows [Obsolete]
  • RFC 5021 Extended Kerberos Version 5 Key Distribution Center (KDC) Exchanges over TCP
  • RFC 5349 Elliptic Curve Cryptography (ECC) Support for Public Key Cryptography for Initial Authentication in Kerberos (PKINIT)
  • RFC 5868 Problem Statement on the Cross-Realm Operation of Kerberos
  • RFC 5896 Generic Security Service Application Program Interface (GSS-API): Delegate if Approved by Policy
  • RFC 6111 Additional Kerberos Naming Constraints
  • RFC 6112 Anonymity Support for Kerberos
  • RFC 6113 A Generalized Framework for Kerberos Pre-Authentication
  • RFC 6251 Using Kerberos Version 5 over the Transport Layer Security (TLS) Protocol
  • RFC 6448 The Unencrypted Form of Kerberos 5 KRB-CRED Message
  • RFC 6542 Kerberos Version 5 Generic Security Service Application Program Interface (GSS-API) Channel Binding Hash Agility
  • RFC 6560 One-Time Password (OTP) Pre-Authentication
  • RFC 6649 Deprecate DES, RC4-HMAC-EXP, and Other Weak Cryptographic Algorithms in Kerberos
  • RFC 6784 Kerberos Options for DHCPv6
  • RFC 6803 Camellia Encryption for Kerberos 5
  • RFC 6806 Kerberos Principal Name Canonicalization and Cross-Realm Referrals
  • RFC 6880 An Information Model for Kerberos Version 5

Further reading[edit]

  1. "Novell Inc's Comment to the Proposed Settlement between Microsoft and the Department of Justice, pusuant to the Tunney Act". Civil Action No. 98-1232 (CKK): United States of America v. Microsoft Corporation. Department of Justice. 29 January 2002. Retrieved 15 August 2012. 
  2. Bryant, Bill (February 1988). "Designing an Authentication System: A Dialogue in Four Scenes". Humorous play concerning how the design of Kerberos evolved. MIT. 
  3. Hornstein, Ken (18 August 2000). "Kerberos FAQ, v2.0". Secretary of Navy. Archived from the original on 21 May 2006. Retrieved 15 August 2012. 

External links[edit]