Navier–Stokes existence and smoothness
|Millennium Prize Problems|
The Navier–Stokes existence and smoothness problem concerns the mathematical properties of solutions to the Navier–Stokes equations, a system of partial differential equations that describe the motion of a fluid in space. Solutions to the Navier–Stokes equations are used in many practical applications. However, theoretical understanding of the solutions to these equations is incomplete. In particular, solutions of the Navier–Stokes equations often include turbulence, which remains one of the greatest unsolved problems in physics, despite its immense importance in science and engineering.
Even more basic (and seemingly intuitive) properties of the solutions to Navier–Stokes have never been proven. For the three-dimensional system of equations, and given some initial conditions, mathematicians have neither proved that smooth solutions always exist, nor found any counter-examples. This is called the Navier–Stokes existence and smoothness problem.
Since understanding the Navier–Stokes equations is considered to be the first step to understanding the elusive phenomenon of turbulence, the Clay Mathematics Institute in May 2000 made this problem one of its seven Millennium Prize problems in mathematics. It offered a US$1,000,000 prize to the first person providing a solution for a specific statement of the problem:
Prove or give a counter-example of the following statement:
In three space dimensions and time, given an initial velocity field, there exists a vector velocity and a scalar pressure field, which are both smooth and globally defined, that solve the Navier–Stokes equations.
In mathematics, the Navier–Stokes equations are a system of nonlinear partial differential equations for abstract vector fields of any size. In physics and engineering, they are a system of equations that model the motion of liquids or non-rarefied gases (in which the mean free path is short enough so that it can be thought of as a continuum mean instead of a collection of particles) using continuum mechanics. The equations are a statement of Newton's second law, with the forces modeled according to those in a viscous Newtonian fluid—as the sum of contributions by pressure, viscous stress and an external body force. Since the setting of the problem proposed by the Clay Mathematics Institute is in three dimensions, for an incompressible and homogeneous fluid, only that case is considered below.
Let be a 3-dimensional vector field, the velocity of the fluid, and let be the pressure of the fluid.[note 1] The Navier–Stokes equations are:
where is the kinematic viscosity, the external volumetric force, is the gradient operator and is the Laplacian operator, which is also denoted by or . Note that this is a vector equation, i.e. it has three scalar equations. Writing down the coordinates of the velocity and the external force
then for each there is the corresponding scalar Navier–Stokes equation:
The unknowns are the velocity and the pressure . Since in three dimensions, there are three equations and four unknowns (three scalar velocities and the pressure), then a supplementary equation is needed. This extra equation is the continuity equation for incompressible fluids that describes the conservation of mass of the fluid:
Due to this last property, the solutions for the Navier–Stokes equations are searched in the set of solenoidal ("divergence-free") functions. For this flow of a homogeneous medium, density and viscosity are constants.
Since only its gradient appears, the pressure p can be eliminated by taking the curl of both sides of the Navier–Stokes equations. In this case the Navier–Stokes equations reduce to the vorticity-transport equations.
Two settings: unbounded and periodic space
There are two different settings for the one-million-dollar-prize Navier–Stokes existence and smoothness problem. The original problem is in the whole space , which needs extra conditions on the growth behavior of the initial condition and the solutions. In order to rule out the problems at infinity, the Navier–Stokes equations can be set in a periodic framework, which implies that they are no longer working on the whole space but in the 3-dimensional torus . Each case will be treated separately.
Statement of the problem in the whole space
Hypotheses and growth conditions
The initial condition is assumed to be a smooth and divergence-free function (see smooth function) such that, for every multi-index (see multi-index notation) and any , there exists a constant such that
- for all
The external force is assumed to be a smooth function as well, and satisfies a very analogous inequality (now the multi-index includes time derivatives as well):
- for all
For physically reasonable conditions, the type of solutions expected are smooth functions that do not grow large as . More precisely, the following assumptions are made:
- There exists a constant such that for all
Condition 1 implies that the functions are smooth and globally defined and condition 2 means that the kinetic energy of the solution is globally bounded.
The Millennium Prize conjectures in the whole space
(A) Existence and smoothness of the Navier–Stokes solutions in
Let . For any initial condition satisfying the above hypotheses there exist smooth and globally defined solutions to the Navier–Stokes equations, i.e. there is a velocity vector and a pressure satisfying conditions 1 and 2 above.
(B) Breakdown of the Navier–Stokes solutions in
There exists an initial condition and an external force such that there exists no solutions and satisfying conditions 1 and 2 above.
Statement of the periodic problem
The functions sought now are periodic in the space variables of period 1. More precisely, let be the unitary vector in the i- direction:
Then is periodic in the space variables if for any , then:
Now the hypotheses can be stated properly. The initial condition is assumed to be a smooth and divergence-free function and the external force is assumed to be a smooth function as well. The type of solutions that are physically relevant are those who satisfy these conditions:
- There exists a constant such that for all
Just as in the previous case, condition 3 implies that the functions are smooth and globally defined and condition 4 means that the kinetic energy of the solution is globally bounded.
The periodic Millennium Prize theorems
(C) Existence and smoothness of the Navier–Stokes solutions in
Let . For any initial condition satisfying the above hypotheses there exist smooth and globally defined solutions to the Navier–Stokes equations, i.e. there is a velocity vector and a pressure satisfying conditions 3 and 4 above.
(D) Breakdown of the Navier–Stokes solutions in
There exists an initial condition and an external force such that there exists no solutions and satisfying conditions 3 and 4 above.
- The Navier–Stokes problem in two dimensions was solved by the 1960s: there exist smooth and globally defined solutions.
- If the initial velocity is sufficiently small then the statement is true: there are smooth and globally defined solutions to the Navier–Stokes equations.
- Given an initial velocity there exists a finite time T, depending on such that the Navier–Stokes equations on have smooth solutions and . It is not known if the solutions exist beyond that "blowup time" T.
- Jean Leray in 1934 proved the existence of so-called weak solutions to the Navier–Stokes equations, satisfying the equations in mean value, not pointwise.
- John Forbes Nash Jr. in 1962 proved the existence of unique regular solutions in local time to the Navier–Stokes equation.
- Terence Tao in 2016 published a finite time blowup result for an averaged version of the 3-dimensional Navier–Stokes equation. He writes that the result formalizes a "supercriticality barrier" for the global regularity problem for the true Navier–Stokes equations, and claims that the method of proof hints at a possible route to establishing blowup for the true equations.
In popular culture
Unsolved problems have been used to indicate a rare mathematical talent in fiction. The Navier-Stokes problem features in The Mathematician's Shiva (2014), a book about a prestigious, deceased, fictional mathematician named Rachela Karnokovitch taking the proof to her grave in protest of academia. The movie Gifted (2017) referenced the Millennium Prize problems and dealt with the potential for a 7-year-old girl and her deceased mathematician mother for solving the Navier–Stokes problem.
- More precisely, p(x, t) is the pressure divided by the fluid density, and the density is constant for this incompressible and homogeneous fluid.
- "Official statement of the problem" (PDF). Clay Mathematics Institute.
- Ladyzhenskaya, Olʹga Aleksandrovna (1969). The Mathematical Theory of Viscous Incompressible Flows. Mathematics and its Applications. 2. Translated from the Russian by Richard A. Silverman and John Chu. (2nd ed.). New York-London-Paris: Gordon and Breach, Science Publishers. MR 0254401.
- Leray, Jean (1934). "Sur le mouvement d'un liquide visqueux emplissant l'espace". Acta Mathematica (in French). 63 (1): 193–248. doi:10.1007/BF02547354. MR 1555394.
- Nasar, Sylvia (2001). "Chapter 41: An Interlude of Enforced Rationality". A Beautiful Mind. Touchstone. p. 297. ISBN 0-684-81906-6.
- Tao, Terence (2014-02-04). "Finite time blowup for an averaged three-dimensional Navier–Stokes equation". What's new. Archived from the original on 2015-10-16. Retrieved 2015-07-20.
- Tao, Terence (2016). "Finite time blowup for an averaged three-dimensional Navier–Stokes equation". Journal of the American Mathematical Society. 29 (3): 601–674. arXiv:1402.0290. doi:10.1090/jams/838. MR 3486169. S2CID 119650746.
- DeTurck, Dennis (October 2017). "The Mathematician's Shiva" (PDF). Notices of the AMS. 64 (9): 1043–1045.
- "MathFiction: The Mathematician's Shiva (Stuart Rojstaczer)". kasmana.people.cofc.edu. Retrieved 2018-09-11.
- Chang, Justin (2017-04-06). "Chris Evans raises a young math prodigy in the clever but overly calculating 'Gifted'". Los Angeles Times. Retrieved 2018-09-11.
- Constantin, Peter (2001). "Some Open Problems and Research Directions in the Mathematical Study of Fluid Dynamics". Mathematics Unlimited — 2001 and Beyond. Berlin: Springer. pp. 353–360. doi:10.1007/978-3-642-56478-9_15. ISBN 3-642-63114-2.
- Aizenman, Michael. "Navier Stokes equations global existence and uniqueness". Contributed by: Yakov Sinai
- The Clay Mathematics Institute's Navier–Stokes equation prize
- Why global regularity for Navier–Stokes is hard — Possible routes to resolution are scrutinized by Terence Tao.
- Navier–Stokes existence and smoothness (Millennium Prize Problem) A lecture on the problem by Luis Caffarelli.
- "Navier Stokes Equation – A Million-Dollar Question in Fluid Mechanics". Aleph Zero. June 3, 2020 – via YouTube.