Ruse de guerre
The French ruse de guerre, sometimes literally translated as ruse of war, is a non-uniform term; generally what is understood by 'ruse of war' can be separated into two groups: the first classifies the phrase purely as an act of military deception against one's opponent; the second emphasizes acts against one's opponent by creative, clever, unorthodox means, sometimes involving force multipliers or superior knowledge. The term stratagem, from Ancient Greek strategema (στρατήγημα, "act of generalship") is also used in this sense.
Ruses de guerre are described from ancient to modern times, both in semi-mythical accounts such as the story of the Trojan Horse in Homer's Iliad, and in well-documented events such as the flying of the American flag by the Lusitania in 1915 (while the United States was a neutral country) to deter attack by German submarines, and they also feature in fiction.
The term 'ruse de guerre' is given legal meaning within the rules of war. Good faith is required, but at least 17 different types of ruse including ambushes, false radio messages, use of spies and the use of dummy guns are considered legitimate as long as they do not involve treachery or perfidy. Landmines and similar traps are considered perfidious under the rules. Explicitly prohibited ruses under article 23 of the Hague Convention of 1907 include improper use of a flag of truce or the military insignia of the enemy.
According to Homer's somewhat mythical account in the Iliad, during the Trojan War, the Greeks pretended to give up their fruitless ten-year siege of the city of Troy and sailed away, leaving behind the Trojan Horse. After the Trojans pulled what they believed was a parting gift within the walls of the city, soldiers hidden within left the horse at night and opened the city's gates.
Prior to a naval battle with King Eumenes II of Pergamon, Hannibal sent a herald with a message for the opposing commander. That was a trick to locate Eumenes's ship so that Hannibal could concentrate his forces against it.
Alexander the Great walked his men up and down the river continuously to condition and fool his opponents into believing he was leaving the majority of his men behind. One night Alexander marched a contingent of his men upriver and crossed the Indus and fought and won a battle against the local ruler Porus in the Battle of Hydaspes in 326 BC.
As stated in the probably fictional account in Romance of the Three Kingdoms, Shu Han Commander Zhuge Liang tricked Cao Wei Commander Sima Yi using the Empty Fort Strategy from Sun Tzu's The Art of War. Zhuge Liang sat upon the walls of the cities far outnumbered by the Wei army which advanced toward him. Zhuge sat upon the walls and played his instrument without fault and thus tricked Sima Yi into thinking that the Shu had troops hidden in the surrounding[clarification needed] for an ambush. Zhuge Liang was able to quickly flee the area as the Wei retreated.
During the American Civil War, Union General George Meade's General Order No. 13 of 1865 was retracted after it was determined that his criticism of Brigadier-General McLaughlin was based on "nothing more than the obvious result of those ruses de guerre, by which the very best officers may, at times, be victimized", after the Confederate Army falsely claimed that it had gained a foothold in the Union Army lines.
An effort by the Imperial Japanese Navy to lure the Russian fleet out of its harbor during the Russo-Japanese War in 1904 was described by The New York Times as "a clever ruse of war to entice the Russian ships out of Port Arthur".
The use of the American flag flown on the liner Lusitania while crossing through the Irish Sea to avoid attack by German submarines during the First World War was criticized in debate in the United States House of Representatives by Republican Eben Martin of South Dakota, who stated that "the United States cannot be made a party to a ruse of war where the national colors are involved".
During World War I, the crew of the merchant-raiding German light cruiser SMS Emden rigged a dummy fourth funnel on top of her radio room to disguise her as a British cruiser, most of which were equipped with four funnels.
During the Second Sino-Japanese War, the former IJN battleship Asahi, which had been taken out of reserve shortly after the outbreak of war for use as a troop transport but then converted to a repair ship, was fitted with dummy wooden main batteries fore and aft to resemble an old battleship after her arrival in Shanghai on 29 December 1938.
In the lead up to the First Battle of Sirte during the Second World War, the Fast Minelayer HMS Abdiel successfully impersonated a force of two battleships using false signals traffic, as part of a decoy mission against Italian forces.
The Allied Combined Operations raid on the Normandie Dock in Saint Nazaire employed several legitimate ruses during their voyage up the Loire estuary, including flying German colours and replying to signal challenges by giving misleading replies in German. These measures were all designed to buy time for the attacking force. When these tactics ceased to be effective and German shore batteries opened fire in earnest, all the British ships lowered their German colours and hoisted White Ensigns before returning fire.
German commando Otto Skorzeny led his troops wearing American uniforms to infiltrate American lines in Operation Greif during the Battle of the Bulge. Skorzeny later reported that he was told by experts in military law that wearing American uniforms was a defensible ruse de guerre, provided his troops took off their American uniforms, and put on German uniforms, prior to firing their weapons. Skorzeny was acquitted by a United States military court in Dachau in 1947, after his defense counsel argued that the "wearing of American uniforms was a legitimate ruse of war for espionage and sabotage" as described by The New York Times.
In C. S. Forester's 1938 novel A Ship of the Line, British Captain Horatio Hornblower sails his Dutch-built ship unmolested into a well-defended enemy harbor by flying French colors and hoisting the French recognition signal for the day.
In the Sharpe book series and in the TV series set in the Napoleonic Wars, Richard Sharpe and a group of his men disguise themselves as the French in order to gain access to an important fort. They bring in a "wounded man" (in reality Sergeant Harper) to convince the guards to let the group in, then the group take the fort, let in the rest of the regiment, and hold it against relentless French assaults.
In relation to the rules of war
According to the rules of war, good faith in dealing with the enemy must be observed as a rule of conduct, but this does not prevent measures such as using spies and secret agents, encouraging defection or insurrection among the enemy civilian population, corrupting enemy civilians or soldiers by bribes, or inducing the enemy's soldiers to desert, surrender, or rebel. In general, a belligerent may resort to those measures for mystifying or misleading the enemy against which the enemy ought to take measures to protect itself.
Legitimate ruses include:
- surprises; ambushes; feigned attacks, retreats, or flights;
- simulating quiet and inactivity (to lull the enemy into complacency);
- use of small forces to simulate large units (for example, inducing an enemy unit to surrender by pretending that it is surrounded by a large force);
- transmitting false or misleading radio or telephone messages;
- deception of the enemy by bogus orders purporting to have been issued by the enemy commander;
- making use of the enemy’s signals and passwords or secret handshakes;
- pretending to communicate with nonexistent troops or reinforcements;
- deceptive supply movements (which might make the enemy think you are preparing for action when you're not);
- deliberate planting of false information;
- use of spies and secret agents;
- moving landmarks (to confuse the enemy operating in unfamiliar territory);
- putting up dummy guns and vehicles or laying dummy mines;
- erection of dummy installations and airfields (to intimidate or encourage useless attack);
- removing unit identifications (but not those that identify the belligerent while in combat) from uniforms;
- psychological warfare activities;
- disguising a warship to appear to be a neutral merchant vessel, or a merchant vessel on your opponent's side, has traditionally been considered a legitimate ruse de guerre, provided the belligerent raises their own flag to break the deception, prior to firing their guns. This was called sailing under false colors. Both sides during the world wars used this tactic, most famously the Royal Navy's Q ships. The German raider Kormoran used this tactic against the superior HMAS Sydney, disguising herself as the Dutch merchant vessel Straat Malakka prior to their mutually destructive engagement.
- disguising a warship to appear to be one of your opponent's warships has traditionally been considered to be a legitimate ruse de guerre, provided the belligerent raises their own flag to drop the disguise, prior to firing their guns. The Germans took steps to disguise their pocket battleships as Allied cruisers during World War II. This tactic was also used by the Royal Navy to great effect during the Napoleonic Wars, since the boarding and capture of enemy vessels was quite common during that time, and information about the current ownership of vessels was not easy to disseminate rapidly.
No treachery or perfidy
Further, according to the rules of war, ruses of war are legitimate so long as they do not involve treachery or perfidy on the part of the belligerent resorting to them. They are, however, forbidden if they contravene any generally accepted rule.
When landmines were not marked or reported, or when they are disguised, they are perfidious according to the Geneva Conventions, annex 10 October 1980:
- traps that are apparently harmless portable objects, that contain an explosive charge, and are specifically designed to produce a detonation when you move or approach it;
- traps that are attached or associated in any way with:
- emblems, signs, or signals internationally recognized;
- sick, wounded, or dead;
- burial, cremation, or graves;
- facilities, equipment, supplies, or medical transportation;
- toys for children or other portable objects;
- food or drink;
- kitchen utensils or appliances;
- objects of a religious nature;
- historic monuments, works of art, or places of worship which constitute a cultural or spiritual heritage of people.
Article 23 of the 1907 Hague Convention IV - The Laws and Customs of War on Land provides that: "It is especially forbidden....(b) To kill or wound treacherously individuals belonging to the hostile nation or army....(f) To make improper use of a flag of truce, of the national flag, or of the military insignia and military uniform of the enemy, as well as the distinctive badges of the Geneva Convention". Protocol I of the Geneva Conventions expanded the rules of prohibiting certain type of ruses as defined in Articles 37, 38, and 39.
The line of demarcation between legitimate ruses and forbidden acts of perfidy is sometimes indistinct. In general, it would be an improper practice to secure an advantage over the enemy by deliberate lying or misleading conduct which involves a breach of faith, or when there is a moral obligation to speak the truth. For example, it is improper to pretend to surrender to secure an advantage over the opposing belligerent.
To broadcast to the enemy that an armistice had been agreed upon when such is not the case would be treacherous. Abuse of the protections afforded to medical personnel (by disguising combat soldiers as medics, or by putting a red cross on a combat vehicle) is also considered unacceptable. In 1946, a German soldier, Heinz Hagendorf, was found guilty by a U.S. military tribunal at the Dachau Trials and sentenced to six months imprisonment for having "wrongfully used the Red Cross emblem in a combat zone by firing a weapon at American soldiers from an enemy ambulance displaying such emblem."
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- Matuszczyk, A. (2012). Creative Stratagems: Creative and Systems Thinking in Handling Social Conflict. Kibworth/GB: Modern Society Publishing. (pp. 21)
- Charles Rollin. "Ancient Carthage". history-world.org. Retrieved December 3, 2011.
- Staff. "FROM CITY POINT.; Gen. Meade's Order Correction A Ruse de Guerre Coming Events Ominous Clouds Gathering.", The New York Times, March 31, 1865. Retrieved October 3, 2008.
- Staff. "JAPANESE RUSE THAT FAILED.; Togo Tried to Make Believe He Was Chasing Vladivostok Squadron.", The New York Times, April 24, 1904. Retrieved October 3, 2008.
- Staff. "WASHINGTON OFFICIALS SILENT; Lusitania Use of Flag Denounced in the House", The New York Times, February 9, 1915. Retrieved October 3, 2008.
- Staff. "Court Holds Former SS Officer and Seven Aides Did Not Violate the Rules of War During Battle of Bulge", The New York Times, September 10, 1947. Retrieved October 3, 2008.
- "United States of America, Practice Relating to Rule 57. Ruses of War". International Committee of the Red Cross.
- "Convention (IV) respecting the Laws and Customs of War on Land and its annex: Regulations concerning the Laws and Customs of War on Land. The Hague, 18 October 1907.". International Committee of the Red Cross.
- "United States of America, Practice Relating to Rule 65. Perfidy, Section D. Simulation of surrender". International Committee of the Red Cross.
- "United States of America, Practice Relating to Rule 64. Conclusion of an Agreement to Suspend Combat with the Intention of Attacking by Surprise the Adversary Relying on It". International Committee of the Red Cross.
- Stratagems (Latin: Strategemata), by the 1st-century Roman author Frontinus, which concerns military stratagems drawn from Greek and Roman history.
- Stratagems (Greek: Στρατηγηματα), book by the 2nd-century Macedonian author Polyaenus which concerns military strategems. In common with Frontinus' work (see above), the title is sometimes given as Strategemata.
- Stratagems of the Warring States, English title of a Chinese book compiled between the 3rd to 1st centuries BCE. Alternative English titles include Strategies of the Warring States.
- Thirty-Six Stratagems, English title of a Chinese book concerning stratagems which have military and civil applications.