Emperor Gaozu of Han

This article is about the Western Han dynasty emperor. For the Later Han emperor, see Liu Zhiyuan. For the mythological Chinese ruler also known as Emperor Gaozu, see Zhuanxu.

Emperor Gaozu (256 or 247 – 1 June 195 BC), commonly known by his temple name Gaozu, personal name Liu Bang, courtesy name Ji, was the founder and first emperor of the Han dynasty. He ruled China from 202–195 BC. Gaozu was one of the few dynasty founders in Chinese history originating from the peasant class. During his reign, Liu Bang reduced taxes and corvée, promoted Confucianism, and suppressed revolts by the rulers of some vassal states, among other things. He also initiated the policy of heqin to maintain peace between the Han Empire and the Xiongnu after he lost to the Xiongnu at the Battle of Baideng in 200 BC. Liu Bang died in 195 BC and was succeeded by his son, Liu Ying (Emperor Hui).

Before coming to power, Liu Bang initially served as a minor patrol officer in his hometown, Pei County from what had been the Chu (in present-day Xuzhou, Jiangsu), then occupied by the Qin dynasty. With its disintegration Liu Bang would go on to engage the rebel leader Xiang Yu in a power struggle termed the Chu–Han Contention for supremacy over China, while concurrently invading and subjugating the other kingdoms.

During the fall of the preceding Qin dynasty in 206 BC, Xiang Yu, the de facto chief of the rebel forces, divided the former Qin Empire into the Eighteen Kingdoms. Xiang declared himself the king of Western Chu and appointed 17 former rebel leaders – including Liu Bang – as the rulers of the other kingdoms. Liu Bang became the "King of Han" and was given a domain in the remote Bashu region (parts of present-day Sichuan). Later that year, Liu Bang led his forces out of Bashu and attacked and conquered the Three Qins, three of the Eighteen Kingdoms which were nearest to his domain. In 202 BC, the war concluded with victory for Liu Bang, who succeeded in unifying most of China under his control. Liu Bang established the Han dynasty and was proclaimed Emperor that year.

Birth and early life

In imperial Han myth Liu Bang was a descendant of the mythical Emperor Yao, who descended from the Yellow Emperor. Many Chinese noble families claimed descent from the Yellow Emperor. Liu Bang was born in a peasant family in Zhongyang Village (中陽里), Feng Town (豐邑), Pei County (沛縣), which is in present-day Feng County, Xuzhou, Jiangsu. His parents' names were not recorded in history and they were simply referred to as "Liu Taigong" (劉太公; lit. "Old Sir Liu") and "Liu Ao" (劉媼; lit. "Old Madam Liu"). In legend, before Liu Bang's birth, his mother was caught in a rainstorm and took shelter under a bridge. Just then, there was lightning and thunder and the sky darkened. Liu Bang's father went to fetch his wife home and saw a dragon hovering above her. She became pregnant and gave birth to Liu Bang later.

The young Liu Bang was outspoken, charismatic, and of great forbearance and tolerance. However, he enjoyed loafing, disliked reading, and showed no interest in farming, hence his father often called him a "little rascal". Liu Bang persisted in his idling ways and depended on his brother's family for food and lodging. When he grew older, he was appointed as a low-ranking patrol officer, forged close relationships with the local county bureaucrats, and earned himself a small reputation in his hometown.

One day, Lü Wen (呂文; also called Lü Gong 呂公), a respectable man who had recently moved to Pei County, was visited by the elites in town. Xiao He, who was in charge of helping Lü Wen collect gifts from the visitors, announced, "Those who do not offer more than 1,000 coins worth of gifts shall be seated outside the hall." Liu Bang went there without bringing any money and said, "I offer 10,000 coins." Lü Wen saw Liu Bang and was so impressed with him on first sight that he immediately stood up and welcomed Liu into the hall to sit beside him. Xiao He told Lü Wen that Liu Bang was not serious, but Liu ignored him and chatted with Lü. Lü Wen said, "I used to predict fortunes for many people but I have never seen someone so exceptional like you before." He then offered his daughter Lü Zhi's hand in marriage to Liu Bang and they were wed. Lü Zhi bore Liu Bang a son (Liu Ying, the future Emperor Hui) and a daughter (the future Princess Yuan of Lu).

Insurrection against the Qin dynasty

Liu Bang was tasked with escorting a group of convicts to Mount Li to build Qin Shi Huang's mausoleum. When some prisoners escaped during the journey, Liu Bang feared for his life because allowing convicts to escape was a capital offence under Qin law. He eventually released the remaining prisoners and became a fugitive. Some of the convicts he released joined him of their own accord.

In legend, they encountered a gigantic white serpent which killed some people with its poisonous breath. Liu Bang slew the serpent that night and encountered an old woman weeping by the road the next morning. When Liu Bang's men asked her why she was crying, she replied, "My child, the White Emperor's son, has been slain by the son of the Red Emperor." She then disappeared mysteriously. After hearing the old woman's strange words, Liu Bang's followers believed that Liu was destined to become a ruler in the future and became more impressed with him. This event is known as the "Uprising of the Slaying of the White Serpent" (simplified Chinese: 斩白蛇起义; traditional Chinese: 斬白蛇起義; pinyin: zhǎn bái shé qǐyì).

Liu Bang and his followers took refuge on Mount Mangdang (芒碭山; in present-day Yongcheng, Shangqiu, Henan) and lived as outlaws in a stronghold there. Liu Bang still maintained secret contact with his old friends such as Xiao He and Cao Shen in Pei County. In 209 BC, Chen Sheng and Wu Guang started the Dazexiang Uprising to overthrow the Qin dynasty. The magistrate of Pei County considered joining the rebellion as well, so, acting on the advice of Xiao He and Cao Shen, he sent Fan Kuai (Liu Bang's relative) to invite Liu and his followers back to Pei County to support him. However, he changed his mind later and denied Liu Bang entry into the county. He was worried that Xiao He and Cao Shen might open the gates for Liu Bang so he intended to kill them, but Xiao and Cao escaped and joined Liu. Liu Bang followed Xiao He's suggestion and ordered his men to write letters, wrap them around arrows, and fire the arrows into the county. In the letters, he urged the townsfolk to help him. They responded to his call by killing the magistrate and welcoming him back into Pei County. Liu Bang styled himself the "Duke of Pei" (沛公) and became known to others by this title.

In 208 BC, during the reign of Qin Er Shi, the descendants of the royal families of the former Yan, Zhao, Qi and Wei states rebelled against the Qin Empire in the name of restoring their states, which were conquered by Qin in a series of wars about two decades ago. In Wu (in present-day Jiangsu), Xiang Liang started an uprising as well and installed Xiong Xin as "King Huai II" on the throne of the former Chu state. Liu Bang joined Xiang Liang and served in Chu for some time. After Xiang Liang was killed in action at the Battle of Dingtao, King Huai II sent Xiang Liang's nephew Xiang Yu and Song Yi to lead an army to reinforce the Zhao state, which was under attack by Qin forces. Liu Bang was granted the title "Marquis of Wu'an" (武安侯) by the king and tasked with leading an army to attack Qin. The king promised that whoever entered Guanzhong (the heartland of Qin) first would receive the title "King of Guanzhong". In 206 BC, Liu Bang beat Xiang Yu in the race to Guanzhong and arrived in Xianyang, the Qin capital. Ziying, the last Qin emperor, surrendered to Liu Bang and ended the Qin dynasty. Liu Bang issued strict orders to his men, forbidding them from killing innocent civilians and pillaging the cities they conquered. Peace and stability were temporarily restored in Xianyang while Liu Bang's forces were stationed there.

Chu–Han Contention

Main article: Chu–Han Contention

Feast at Hong Gate

Xiang Yu was dissatisfied that Liu Bang had beat him in the race to Guanzhong so he set a trap to kill Liu after being instigated by his advisor Fan Zeng and Cao Wushang (曹無傷), a defector from Liu's side. In 206 BC, he pretended to invite Liu Bang to a banquet while secretly planning to assassinate Liu during the banquet. Xiang Yu's uncle, Xiang Bo, who was a close friend of Liu Bang's strategist Zhang Liang, managed to persuade his nephew to spare Liu's life. Fan Zeng then ordered Xiang Yu's cousin Xiang Zhuang to pretend to perform a sword dance and use the opportunity to kill Liu Bang, but Xiang Bo pretended to join the dance and blocked Xiang Zhuang every time he thrust his sword towards Liu. Liu Bang pretended to go to the latrine and used the chance to escape. He and his forces then evacuated from Xianyang and retreated west. Xiang Yu led his forces into Xianyang, where they plundered and pillaged the city and burnt down the Epang Palace.

Conquest of the Three Qin

After occupying Xianyang, Xiang Yu proclaimed himself "Hegemon-King of Western Chu" and split the former Qin Empire into the Eighteen Kingdoms. The Guanzhong area, which was rightfully Liu Bang's per King Huai II's earlier promise, was given by Xiang Yu to three former Qin generals instead. Liu Bang was relocated to Hanzhong in the remote Bashu region (in present-day Sichuan) and received the title "King of Han" (漢王). When a rebellion broke out in the Qi kingdom in late 206 BC, Xiang Yu left Western Chu to suppress to revolt. Liu Bang used the opportunity to invade and conquer Guanzhong and then attack several Chu territories, including the capital Pengcheng (彭城; present-day Xuzhou, Jiangsu).

Battle of Gaixia

From 206–202 BC, Liu Bang engaged Xiang Yu in a power struggle – historically known as the Chu–Han Contention – for supremacy over China, while simultaneously attacking and subjugating the other kingdoms. In 203 BC, Xiang Yu and Liu Bang came to an armistice, known as the Treaty of Hong Canal, which divided China into east and west along the Hong Canal under the Chu and Han regimes respectively. A few months later, Liu Bang renounced the treaty and attacked Xiang Yu again. In 202 BC, Xiang Yu lost to Liu Bang at the Battle of Gaixia and committed suicide, after which Chu surrendered to Han. Liu Bang had unified much of China under his control by then.

Establishment of the Han dynasty

In 202 BC, Liu Bang was enthroned as the Emperor with support from his subjects even though he expressed reluctance to take the throne. He named his dynasty "Han" and was historically known as "Emperor Gaozu" (or "Emperor Gao"). He established the capital in Luoyang (later moved to Chang'an) and instated his official spouse Lü Zhi as the empress and their son Liu Ying as the crown prince.

The following year, Emperor Gaozu wanted to reward his subjects who had contributed to the founding of the Han Empire, but the process dragged on for a year because they could not agree on the distribution of the rewards. The emperor felt that Xiao He's contributions were the greatest so he awarded Xiao the title "Marquis of Zan" and gave him the largest amount of food stores. Some of the others expressed objections because they felt that Xiao He was not directly involved in battle so his contributions should not be considered the greatest. Emperor Gaozu replied that Xiao He should receive the highest credit because he planned their overall strategy in the war against Xiang Yu. He named Cao Shen as the person who made the greatest contributions in battle and rewarded him and the others accordingly.

Reign

Further information: Han dynasty

Reducing taxes and corvée

Emperor Gaozu disbanded his armies and allowed the soldiers to return home. He gave an order stating that the people who remained in Guanzhong were exempted from taxes and corvée for 12 years while those who returned to their respective native territories were exempted for six years and that the central government would provide for them for a year. He also granted freedom to those who had sold themselves into slavery to avoid hunger during the wars. In 195 BC, the emperor issued two decrees: the first officialised the lowering of taxes and corvée; the second set the amount of tribute to be paid by the vassal kings to the imperial court in the 10th month of every year. The land tax on agricultural production was reduced to a rate of 1/15 of crop yield. He also privatised the coinage.

Emphasis on Confucianism

In his early days, Emperor Gaozu disliked reading and scorned Confucianism. After becoming the emperor, he still held the same attitudes towards Confucianism as he did before until he encountered the scholar Lu Jia (or Lu Gu). Lu Gu wrote a 12-volume book, Xinyu (新語), which espoused the benefits of governing by moral virtue as opposed to using harsh and punitive laws (as it was under the Qin dynasty). Lu Gu read each volume to the emperor after he finished writing it. The emperor was deeply impressed. Under Emperor Gaozu's reign, Confucianism flourished and gradually replaced Legalism (of Qin times) as the state ideology. Confucian scholars, including Lu Gu, were recruited to serve in the government. The emperor also reformed the legal system by relaxing some laws inherited from the Qin regime and reducing the severity of certain penalties. In 196 BC, after suppressing a rebellion by Ying Bu, he passed by Shandong, the birthplace of Confucius, and personally prepared for a ceremony to pay respect to the philosopher.

Dispute over the succession

In his later years, Emperor Gaozu favoured Concubine Qi and neglected Empress Lü Zhi. He felt that Liu Ying, his heir apparent (born to the empress), was too weak to be a ruler. Thus, he had the intention of replacing Liu Ying with another son, Liu Ruyi, who was born to Concubine Qi. Lü Zhi became worried so she asked Zhang Liang to help her son maintain his position. Zhang Liang recommended four reclusive wise men, the "Four Haos of Mount Shang" (Chinese: 商山四皓; pinyin: Shāng Shān Sì Hào), to help Liu Ying.

In 195 BC, as Emperor Gaozu's health started to worsen, he desired even more to replace Liu Ying with Liu Ruyi as the crown prince. Zhang Liang tried to dissuade him but was ignored, so he retired on the excuse that he was ill. Shusun Tong (the crown prince's tutor) and Zhou Chang also strongly objected to the emperor's decision to replace Liu Ying with Liu Ruyi. Zhou Chang said, "I am not good in arguing, but I know this is not right. If Your Majesty deposes the Crown Prince, I won't follow your orders anymore." Zhou Chang was outspoken but he had a stuttering problem, which made his speech very amusing. The emperor laughed. After that, the Four Haos of Mount Shang showed up in the court. Emperor Gaozu was surprised to see them because they had previously declined to join the civil service when he invited them. The four men promised to help Liu Ying in the future if he were to remain as the crown prince. The emperor was pleased to see that Liu Ying had their support so he dismissed the idea of changing his heir apparent.

Military campaigns

Further information: Kings of the Han dynasty, Battle of Baideng, and Heqin

After establishing the Han dynasty, Emperor Gaozu appointed princes and vassal kings to help him govern the Han Empire and gave each of them a piece of land. There were seven vassal kings who were not related to the imperial clan: Zang Tu, the King of Yan; Hán Xin, the King of Hán; Han Xin, the King of Chu; Peng Yue, the King of Liang; Ying Bu, the King of Huainan; Zhang Er, the King of Zhao; Wu Rui, the King of Changsha. However, later, the emperor became worried that the vassal kings might rebel against him because they afterall had no blood relations with him. Han Xin and Peng Yue were (falsely) accused of treason, arrested and executed along with their families. Ying Bu and Zang Tu rebelled against him but were defeated and killed. Only Wu Rui and Zhang Er were left.

The Xiongnu in the north had been a threat since the Qin dynasty. Qin Shi Huang had sent the general Meng Tian to oversee the defences on the Qin Empire's northern border and the construction of the Great Wall to repel the invaders. Meng Tian achieved success in deterring the Xiongnu from advancing beyond the border. However, after the Qin dynasty collapsed, the Xiongnu seized the opportunity to move south and raid the border again. In 201 BC, Hán Xin (King of Hán) defected to the Xiongnu leader, Modu. In the following year, Emperor Gaozu led an army to attack the Xiongnu but was besieged and trapped by the enemy at the Battle of Baideng. Acting on Chen Ping's advice, he bribed Modu's wife with gifts and got her to ask her husband to withdraw his forces. Modu did so. After returning to the capital, Emperor Gaozu initiated the policy of heqin, which involved sending noble ladies to marry the Xiongnu leaders and paying annual tribute to the Xiongnu in exchange for peace between the Han Empire and the Xiongnu.

Death

Changling (長陵), the tomb of Emperor Gaozu in Xianyang, Shaanxi.

Emperor Gaozu was wounded by a stray arrow during the campaign against Ying Bu. He became seriously ill and remained in his inner chambers for a long period of time and ordered his guards to deny entry to everyone who tried to visit him. After several days, Fan Kuai barged into the chambers to see the emperor and the other subjects followed behind him. They saw Emperor Gaozu lying on his bed and attended to by a eunuch. Fan Kuai said, "How glorious it was when Your Majesty first led us to conquer the empire and how weary we are now. Your subjects are worried when they learn that Your Majesty is ill, but Your Majesty refuses to see us and prefers the company of a eunuch instead. Has Your Majesty forgotten the incident about Zhao Gao?" The emperor laughed and got out of bed to meet his subjects.

Emperor Gaozu's health deteriorated later so Empress Lü Zhi hired a famous physician to heal him. When Emperor Gaozu enquired about his condition, the physician told him that his illness could be cured, but the emperor was displeased and he scolded the physician, "Isn't it Heaven's will that I managed to conquer this empire in simple clothing and with nothing but a sword? My life is determined by Heaven. It is useless even if Bian Que is here!" He refused to continue with the treatment and sent the physician away. Before his death, he said that Cao Shen could succeed Xiao He as the chancellor after Xiao died, and that Wang Ling could succeed Cao Shen. He also said that Wang Ling might be too young to perform his duties so Chen Ping could assist Wang, but Chen was also qualified to assume the responsibilities of a chancellor all by himself. He also named Zhou Bo as a possible candidate for the role of Grand Commandant. He died in Changle Palace (長樂宮) on 1 June 195 BC and was succeeded by Liu Ying, who became historically known as Emperor Hui.

Song of the Great Wind

The Song of the Great Wind was a song composed by Liu Bang in 195 BC when he visited his hometown in Pei County after suppressing Ying Bu's rebellion. He prepared a banquet and invited all his old friends and townsfolk to join him. After some drinks, Liu Bang played the guqin and sang the Song of the Great Wind.

《大風歌》	Song of the Great Wind
大風起兮雲飛揚，	A great wind came forth, the clouds rose on high.
威加海內兮歸故鄉，	Now that my might rules all within the seas, I have returned to my old village.
安得猛士兮守四方！	Where will I find brave men to guard the four corners of my land?

Family and descendants

• Parents:
  • Liu Taigong (lit. "Old Sir Liu")
  • Liu Ao (lit. "Old Madam Liu")
• Siblings:
  • Liu Bo, Duke of Huai.
  • Liu Xi, Prince of Dai.
  • Liu Jiao, Prince of Chu.
• Spouse:
  • Empress Lü Zhi, bore Liu Ying and Princess Lu.
• Major concubines:
  • Consort Zhang
  • Consort Wei
  • Consort Cao, bore Liu Fei.
  • Consort Qi, bore Liu Ruyi.
  • Consort Wan
  • Consort Guan
  • Consort Bo, bore Liu Heng.
  • Consort Zhao, bore Liu Chang.
  • Consort Zhao Zi'er
• Children:
  • Liu Fei, Prince Daohui of Qi.
  • Liu Ying, Crown Prince, later Emperor Hui.
  • Liu Jian, Prince Ling of Yan.
  • Liu Ruyi, Prince Yin of Zhao.
  • Liu Heng, Prince of Dai, later Emperor Wen.
  • Liu Hui, Prince of Liang, later Prince Gong of Zhao.
  • Liu You, Prince of Huaiyang, later Prince You of Zhao.
  • Liu Chang, Prince Li of Huainan.
  • Princess Yuan of Lu (personal name unknown)

Modern references

Liu Bang is one of the 32 historical figures who appear as special characters in the video game Romance of the Three Kingdoms XI by Koei.

See also

• Family tree of the Han Dynasty
• Chu-Han contention
• Lü Clan Disturbance
• Rags to riches

Notes and references

• Needham, Joseph (1986). Science and Civilization in China: Volume 4, Part 2. Taipei: Caves Books, Ltd.
• Sima Qian. Records of the Grand Historian, Volume 8.
• Ban Gu et al. Book of Han, Volume 1.

External links

• Emperor Gaozu at Chinaculture.org