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Dual power is a term first used by Lenin, "The Dual Power," (in Russian: "Двоевластие" - "Dvoyevlastiye"), although conceptually first outlined by Proudhon, which described a situation in the wake of the February Revolution in which two powers, the workers councils (or Soviets, particularly the Petrograd Soviet) and the official state apparatus of the Provisional Government coexisted with each other and competed for legitimacy. Lenin argued that this essentially unstable situation constituted a unique opportunity for the Soviets to seize power by smashing the Provisional Government and establishing themselves as the basis of a new form of state power. This notion has informed the strategies of subsequent communist-led revolutions, including the Chinese Revolution led by Mao.
Libertarian socialists have more recently appropriated the term to refer to the non-violent strategy of achieving a libertarian socialist economy and polity by means of incrementally establishing and then networking institutions of direct participatory democracy to contest the existing power structures of state-capitalism. This does not necessarily mean disengagement with existing institutions; for example, Yates McKee describes a dual power approach as "forging alliances and supporting demands on existing institutions — elected officials, public agencies, universities, workplaces, banks, corporations, museums — while at the same time developing self-organized counter-institutions." In this context, the strategy itself is sometimes also referred to as "counterpower" to differentiate it from the term's Leninist origins.
Forms of dual power institutions
- Cooperative federations
- Egalitarian communities
- Intentional communities
- Libertarian municipalism
- Permanent autonomous zones
- Temporary autonomous zones
- Worker cooperatives
- Worker councils
As the ideological monopoly of dominant institutions is broken and people increasingly rely on Alternative Institutions (AIs), those who benefited from existing arrangements may seek to dismantle their upstart competitors. At the same time, those who seek fundamental changes in society or who find the alternative ways of organizing it valuable may seek to enlarge and strengthen the alternative infrastructure. Counter institutions (XIs) are created both to defend the AIs and to promote their growth. These work to challenge and attack the status quo while creating, defending, and securing space for opposition and alternative institutions. They do this with everything from political protests, to direct appropriation (of plantations, government buildings, factories, etc.) for the use of alternative institutions, to civil disobedience or armed resistance. The line between AIs and XIs is seldom entirely clear as many alternative institutions are also self-promoting or defending. Together the AIs and XIs form an alternative source of power in society which is "necessarily autonomous from, and competitive with, the dominant system, seeking to encroach upon the latter's domain, and, eventually, to replace it."
During the process of building the alternative institutions and the ideology that supports them, the advantage of dual power is the creation of real, and not merely political, momentum towards the revolutionary transformation of society. Actual changes are ongoing, rather than postponed to a revolutionary moment, so needs unmet by the pre-existing order are being met during the struggle and no sector of society is told that its concerns can only be dealt with after victory is achieved. That is, creation of AIs and the political space for them has intrinsic benefits, apart from the advancement of the revolutionary project. Over the course of building AIs, the society at large is empowered, committed to change, and skilled in running society. Simultaneously, the credibility of a revolutionary vision is increased immensely by putting it into practice and by refining and improving it over time. It is also conceivable that factional splits between revolutionaries and reformers (and all the shades in between) could be reduced by having a common project that both find useful. Those forces that would be sent to suppress a revolutionary movement find themselves confronting people who have taken control over their own lives, rather than armed cadre attempting to impose a vision on the country, potentially obviating military conflict or at least reducing its severity.
Successful dual power rebellions end with the acceptance of the new social forms by much of the populace and the realization by the old rulers that they are no longer capable of using their systems of force against the revolutionary movement. This can occur because noncooperation has crippled the old structures of power, because too few people remain loyal to the old rulers to enforce their will, or because the rulers themselves undergo an ideological conversion. At this point, there is not general confusion. The disappearance of old leaders and structures of power is accommodated by the expansion of the alternative system. The alleged "necessity" for a revolutionary vanguard to guide the revolutionary impulse is shown to have no basis: because the people have already learned how to govern their own affairs, they need no tutelage from above. The possibility of co-option is minimized: "When the people recognize their true power, it cannot be taken away by rhetoric or […] imposition."
Dual power is a strategy, rather than an ideology, and it could plausibly be used to advance a variety of forms of social change. However, the advantages of the strategy make it most compatible with perspectives that emphasize the exercise of power at the community level, that seek to make the revolutionary movement accountable to the people, that see the capability to revision and transform society as common rather than rare, and that seek decentralized forms of power. Call this version of the strategy grassroots dual power, the bottom-up transformation and replacement of the mechanisms of society.
Dual power and the Zapatista movement
With the growth of the Zapatista movement, the system of local governance has been elaborated somewhat. Among the officials selected from each assembly, there are now commissioners for health and education, as well as a representative to a Clandestine Revolutionary Indigenous Committee (CCRI). The commissioners meet and coordinate with their peers on a regional basis, while there are four CCRIs, one for each language group in the area. The EZLN is subordinate to their decisions. This has fostered cooperation between community members and the EZLN, since "when a decision is made by the CCRI, it’s a decision based on consensus. It’s based on the agreement of dozens of families."
This local democracy has been extended by the creation of autonomous local governments, systems of alternative institutions that effectively replace local structures of power. On February 3, 1994, Manuel Camacho Solís, the conciliator between the government and the Zapatistas, announced the creation of two free zones in which the International Red Cross would operate and the militaries would not, unwittingly providing the Zapatista communities with a bit of national territory. On December 19, 1995, the EZLN broke the Mexican Federal Army’s encirclement and carried out the political and military seizure of dozens of towns, demonstrating that its influence went far beyond the small existing conflict zone. In this expanded area, Zapatista communities formed 38 autonomous municipalities covering more than a third of the state of Chiapas.
Autonomous municipalities are the Zapatistas’ implementation of the 16 February 1996 San Andrés Accords, which the government abandoned in December 1996, after refusing to carry them out. The Accords guarantee the right of indigenous peoples to form and govern traditionally their own municipalities. In forming the municipalities, residents derecognize the official authorities and elect their own. They refuse federal government involvement and control. They name their "local health promoters [and] indigenous parliaments, and elaborate their own laws based on social, economic, political and gender equality among the inhabitants of diverse ethnic communities." Councils are constituted to plan the various areas of community action and are joined by councils of elders and, increasingly, of women. These communities are accomplishing long-ignored aspirations, like building bilingual (Spanish and the local indigenous language) education systems, and providing to all what once was only provided in accordance with political patronage. A report from the Diocese of San Cristobal de las Casas finds: "At a local level municipal presidents imposed by the PRI are left governing only themselves, without being able to penetrate into the communities. Basically this means the slow destruction of…false democracy…and its replacement by communities and organizations that construct their own history first as autonomous municipalities and eventually as autonomous zones."
This eroding of the status quo has proceeded despite the attacks by the Mexican Federal Army and their paramilitary allies, providing a dramatic demonstration of the effectiveness of grassroots dual power. Whatever its accomplishments, the EZLN sees itself as a temporary formation: A "mirror image of the Mexican Army," it is "entirely unqualified to replace it" since it includes the hierarchy and violence that it would remove from society altogether. It will remain only "until the armed struggle becomes an absurdity and an obstacle for the revolutionary transformation of our country."
- 1993 Russian constitutional crisis
- Council Communism
- Communalism (Political Philosophy)
- Prefigurative politics
- Social center
- Workers' self-management
- Workplace democracy
- Yates McKee, "Art after Occupy — climate justice, BDS and beyond," July 2014.
- Brian A. Dominick, "An Introduction to Dual Power Strategy."
- "Conversations with Cecilia Rodriguez," Dark Night field notes, no. 8 (winter/spring 1997), 7.
- John Ross, Rebellion from the Roots: Indian Uprising in Chiapas, 1995
- Mariana Mora, "The EZLN and Indigenous Autonomous Municipalities," April 1998.
- Harry Cleaver, "The Zapatistas and International Networks of Struggles," Dark Night field notes, no. 12/13, 12.
- EZLN, CCRI-GC and Subcommandante Marcos, communique to the Founding Congress of the FZLN, 13 September 1997. Quoted in Joshua Paulson, "The Zapatista March and the FZLN Congress," 8–20 September 1997.
- "Active Revolution" by James Mumm.
- "Anarcho-Communists, Platformism, and Dual Power: Innovation or Travesty?" by Lawrence Jarach.