List of financial regulatory authorities by country

The following is an incomplete list of financial (securities markets) regulatory authorities by country.

List

A-B

• Afghanistan - Da Afghanistan Bank (DAB) [1]
• Albania - Albanian Financial Supervisory Authority (FSA) [2]
• Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) [3]
• Andorra - Institut Nacional Andorrà de Finances (INAF) [4]
• Anguilla - Anguilla Financial Services Commission [5]
• Antigua & Barbuda - Financial Services Regulatory Commission [6]
• Argentina - Comisión Nacional de Valores (CNV) [7]
• Australia:
  • Australian Prudential Regulation Authority (APRA)[8]
  • Australian Securities and Investments Commission (ASIC) [9]
  • Australian Takeovers Panel [10]
• Austria:
  • Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German) [11]
  • Austrian National Bank (Nationalbank in German) [12]
  • Austrian Takeover Commission (Übernahmekommission in German) [13]
• Bahamas - Securities Commission of the Bahamas [14]
• Bahrain - Central Bank of Bahrain [15]
• Bangladesh - Securities and Exchange Commission (Bangladesh) [16]
• Barbados:
  • Barbados Securities Commission [17]
  • Central Bank of Barbados [18]
  • Financial Intelligence Unit (Barbados) [19]
• Belgium - Financial Services and Markets Authority (FSMA - Autoriteit voor Financiële Diensten en Markten) [20]
• Bermuda - Bermuda Monetary Authority [21]
• Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI) [22]
• Bosnia and Herzegovina:
  • Republika Srpska Securities Commission for Republika Srpska
  • Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina in Bosnian)[23]
• Brazil
  • Banco Central do Brasil (BCB) [24]
  • Comissão de Valores Mobiliários (CVM) [25]
  • Superintendência de Seguros Privados (SUSEP) [26]
• British Virgin Islands - British Virgin Islands Financial Services Commission [27]
• Brunei - Brunei International Financial Center of the Ministry of Finance [28]
• Bulgaria - Financial Supervision Commission (Bulgaria) (FSC) [29]

C-D

• Canada:
  • Office of the Superintendent of Financial Institutions (OSFI) [30]
  • Canadian Securities Administrators (CSA) [31]
  • Investment Industry Regulatory Organization of Canada (IIROC) [32]
  • Mutual Fund Dealers Association (MFDA)
  • Ontario Securities Commission (OSC) [33]
  • Autorité des marchés financiers (Québec) [34]
  • British Columbia Securities Commission (BCSC) [35]
• Cayman Islands - Cayman Islands Monetary Authority [36]
• Chile - Superintendencia de Valores y Seguros [37]
• China, People's Republic of;
  • China Securities Regulatory Commission (CSRC) [38]
  • China Banking Regulatory Commission (CBRC) [39]
  • China Insurance Regulatory Commission (CIRC) [40]
• China, Republic of (Taiwan) - Financial Supervisory Commission [41]
• Colombia - Superintendencia Financiera de Colombia [42]
• Costa Rica;
  • Superintendencia General de Valores [43]
  • Superintendencia General de Seguros (Costa Rica) [44]
• Croatia - Croatian Agency for Supervision of Financial Services [45]
• Cyprus;
  • Central Bank of Cyprus [46]
  • Cyprus Securities and Exchange Commission (CYSEC) [47]
  • Cyprus Insurance Companies Control Service (ICCS)[48]
• Czech Republic - Czech National Bank [49]
• Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish) [50]
• Dominican Republic:
  • Banco Central de la Republica Dominica [51]
  • Superintendencia de Bancos de la Republica Dominicana [52]

E-I

• Ecuador - Superintendencia de Compañías [53]
• Egypt - Egyptian Financial Supervisory Authority (EFSA) [54]
• El Salvador :
  • Superintendencia del Sistema Financiero [55]
  • Superintendencia de Valores [56]
• Estonia - Finantsinspektsioon [57]
• Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) [58] (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
• Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish) [59]
• France:
  • Autorité des marchés financiers (France) (AMF) [60]
  • French Takeover Panel [61]
• Georgia - National Bank of Georgia [62]
• Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht) [63]
• Greece - Greek Capital Market Commission [64]
• Grenada - Grenada International Financial Services Authority (GIFSA)
• Guatemala - Superintendencia de Bancos (SB)
• Guernsey - Guernsey Financial Services Commission [65]
• Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish) [66]
• Hong Kong:
  • Hong Kong Monetary Authority (HKMA) [67]
  • Securities and Futures Commission (Hong Kong) (SFC) [68]
• Hungary - Hungarian Financial Supervisory Authority [69]
• Iceland - Icelandic Financial Supervisory Authority [70]
• India:
  • Reserve Bank of India (RBI)
  • Securities and Exchange Board of India (SEBI)
  • Forward Markets Commission (India) (FMC)
  • Insurance Regulatory and Development Authority (IRDA) [71]
• Indonesia - Indonesian Capital Market and Financial Institutions Supervisory Agency (Bapepam) [72]
• Ireland:
  • Central Bank of Ireland [73]
  • Irish Takeover Panel [74]
• Iraq - Iraq Securities Commission (ISC)
• Isle of Man:
  • Financial Supervision Commission (Isle of Man) (FSC, for banking, investment and fiduciary businesses)
  • Insurance and Pensions Authority (Isle of Man) (IPA, for insurance and pensions businesses)
• Israel - Israel Securities Authority (ISA) [75]
• Italy:
  • Commissione Nazionale per le Società e la Borsa (CONSOB) [76]
  • Institute for the Supervision of Insurance (ISVAP) [77]

J-L

• Jamaica - Financial Services Commission (Jamaica) [78]
• Japan:
  • Financial Services Agency
  • Securities and Exchange Surveillance Commission (SESC)
• Jersey - Jersey Financial Services Commission [79]
• Jordan - Jordan Securities Commission [80]
• Kazakhstan:
  • Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
  • Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan [81]
• Kenya - Capital Markets Authority (Kenya) [82]
• Korea, South:
  • Financial Services Commission (FSC)
  • Financial Supervisory Service (FSS)
• Latvia - Financial and Capital Market Commission [83]
• Lebanon - Banking Control Commission of Lebanon (BCCL) [84]
• Liechtenstein - Financial Market Authority (Liechtenstein) (FMA) [85]
• Lithuania - Securities Commission of the Republic of Lithuania [86]
• Luxembourg:
  • Commission de Surveillance du Secteur Financier (CSSF) [87]
  • Commissariat aux Assurances (CAA) [88]

M-R

• Malaysia - Securities Commission Malaysia (SC) [89]
• Malta - Malta Financial Services Authority (MFSA) [90]
• Mauritius - Bank of Mauritius [91]
• Mexico - Comisión Nacional Bancaria y de Valores [92]
• Montenegro - Insurance Supervision Agency [93]
• Montserrat - Montserrat Financial Services Commission [94]
• Morocco - Conseil déontologique des valeurs mobilières [95]
• Netherlands - Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch) [96]
• New Zealand - Financial Markets Authority (New Zealand) [97]
• Nigeria - Securities and Exchange Commission (Nigeria) [98]
• Norway - Financial Supervisory Authority of Norway [99] (Finanstilsynet in Norwegian)
• Oman - Capital Market Authority (Oman) [100]
• Pakistan - Securities and Exchange Commission of Pakistan [101]
• Panama - Comisión Nacional de Valores (CNV) [102]
• Peru - Comisión Nacional Supervisora de Empresas y Valores [103]
• Philippines - Philippines Securities and Exchange Commission (SEC) website
• Poland - Polish Financial Supervision Authority (KNF) [104]
• Portugal - Portuguese Securities Market Commission (CMVM) [105]
• Qatar - Qatar Financial Markets Authority (QFMA) [106]
• Republic of Macedonia:
  • Securities and Exchange Commission of the Republic of Macedonia (MSEC)
  • National Bank of the Republic of Macedonia [107]
• Romania - Romanian National Securities Commission [108]
• Russia - Federal Financial Markets Service (Russia) (FFMS) [109]

S-T

• Saint Lucia - Financial Sector Supervision Unit
• Saint Vincent and the Grenadines - International Financial Services Authority [110]
• San Marino - Central Bank of San Marino (BCSM) [111]
• Saudi Arabia - Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic‎‎)
• Serbia - Securities Commission (Serbia) [112]
• Seychelles;
  • Central Bank of Seychelles [113]
• Singapore - Monetary Authority of Singapore (MAS)
• Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
• South Africa;
  • South African Reserve Bank [114]
  • National Credit Regulator [115]
  • Financial Services Board (South Africa) [116]
• Spain:
  • Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [117]
  • Insurance sector regulator (life and general) - Direccion General de Seguros (DGS) [118]
  • Banking sector regulator - Banco de España (BdE) [119]
• Swaziland - Capital Markets Development Unit (Central Bank of Swaziland) [120]
• Sweden - Financial Supervisory Authority (Sweden) (Finansinspektionen, FI) [121]
• Switzerland - Swiss Financial Market Supervisory Authority [122]
• Tanzania - Capital Markets and Securities Authority [123]
• Thailand - Bank of Thailand (BOT)
• Tunisia - Conseil du marché financier [124]
• Turkey:
  • Banking Regulation and Supervision Agency of Turkey (BRSA - [125])
  • Capital Markets Board of Turkey (CMB)

U-Z

• Uganda - Capital Markets Authority (Uganda) (CMA) [126]
• Ukraine - Securities and Stock Market State Commission (SSMSC) [127]
• United Arab Emirates - Securities and Commodities Authority - (SCA) [128]
  • United Arab Emirates (Dubai) - Dubai Financial Services Authority - (DFSA) [129]
• United Kingdom:
  • Financial Services Authority (FSA) - [130])
  • Panel on Takeovers and Mergers (PANEL) - [131])
• United States:
  • Securities & Exchange Commission (SEC)
  • Commodity Futures Trading Commission (CFTC) [132]
  • Federal Reserve System ("Fed")
  • Federal Deposit Insurance Corporation (FDIC)
  • Financial Industry Regulatory Authority (FINRA) [133]
  • Office of the Comptroller of the Currency (OCC)
  • National Credit Union Administration (NCUA)
  • Office of Thrift Supervision (OTS)
  • In addition, each state has its own banking authority
• Uruguay - Banco Central del Uruguay [134]
• Uzbekistan - Center for Coordination and Control over Functioning of Securities Market [135]
• Venezuela - Comisión Nacional de Valores (CNV) [136]
• Vietnam - State Securities Commission (SSC) [137]
• Zambia - Securities and Exchange Commission (Zambia) [138]

See also

• Financial regulation
• Securities Commission
• International Organization of Securities Commissions