Neanderthal extinction

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Neanderthal extinction
Distribution of the Neanderthal, and main sites.
Replacement of Neanderthals by early modern humans.

Neanderthals became extinct around 40,000 years ago. This timing, based on research published in Nature in 2014, is much earlier than previous estimates, and derives from improved radiocarbon-dating methods analyzing 40 sites from Spain to Russia.[1] Evidence for continued Neanderthal presence in the Iberian Peninsula 37,000 years ago was published in 2017.[2]

Various hypotheses on the causes of Neanderthal extinction implicate:

It seems unlikely that any single one of these hypotheses is sufficient on its own; rather, multiple factors probably contributed to the demise of an already low population.

Possible coexistence before extinction[edit]

Neanderthal tools
Modern human tools

In research published in Nature in 2014, an analysis of radiocarbon dates from forty Neanderthal sites from Spain to Russia found that the Neanderthals disappeared in Europe between 41,000 and 39,000 years ago with 95% probability. The study also found with the same probability that modern humans and Neanderthals overlapped in Europe for between 2,600 and 5,400 years.[1] Modern humans reached Europe between 45,000 and 43,000 years ago.[5] Improved radiocarbon dating published in 2015 indicates that Neanderthals disappeared around 40,000 years ago, which overturns older carbon dating which indicated that Neanderthals may have lived as recently as 24,000 years ago,[6] including in refugia on the south coast of the Iberian peninsula such as Gorham's Cave.[7] Zilhão et al. (2017) argue for pushing this date forward by some 3,000 years, to 37,000 years ago.[2] Inter-stratification of Neanderthal and modern human remains has been suggested,[8] but is disputed.[9] Stone tools that have been proposed to be linked to Neanderthals have been found at Byzovya (ru:Бызовая) in the polar Urals, and dated to 31,000 to 34,000 years ago.[10]

Possible cause of extinction[edit]


Some authors have discussed the possibility that Neanderthal extinction was either precipitated or hastened by violent conflict with Homo sapiens. Violence in early hunter-gatherer societies usually occurred as a result of resource competition following natural disasters. It is therefore plausible to suggest that violence, including primitive warfare, would have transpired between the two human species.[11] The hypothesis that early humans violently replaced Neanderthals was first proposed by French paleontologist Marcellin Boule (the first person to publish an analysis of a Neanderthal) in 1912.[12]

Parasites and pathogens[edit]

Another possibility is the spread among the Neanderthal population of pathogens or parasites carried by Homo sapiens.[13][14] Neanderthals would have limited immunity to diseases they had not been exposed to, so diseases carried into Europe by Homo sapiens could have been particularly lethal to them if Homo sapiens were relatively resistant. If it were relatively easy for pathogens to leap between these two similar species, perhaps because they lived in close proximity, then Homo sapiens would have provided a pool of individuals capable of infecting Neanderthals and potentially preventing the epidemic from burning itself out as Neanderthal population fell. On the other hand, the same mechanism could work in reverse, and the resistance of Homo sapiens to Neanderthal pathogens and parasites would need explanation. However, there is good reason to suppose that the net movement of novel human pathogens would have been overwhelmingly uni-directional, from Africa into the Eurasian landmass. The most common source of novel human pathogens (like HIV1 today) would have been our closest phylogenetic relatives, namely, other primates, of which there were many in Africa but only one known species in Europe, the Barbary Macaque, and only a few species in Southern Asia. As a result, African populations of humans would have been exposed to, and developed resistance to, and become carriers of, more novel pathogens than their Eurasian cousins, with far-reaching consequences. The uni-directional movement of pathogens would have enforced a uni-directional movement of human populations out of Africa and doomed the immunologically naïve indigenous populations of Eurasia whenever they encountered more recent emigrants out of Africa and ensured that Africa remained the crucible of human evolution in spite of the widespread distribution of hominins over the highly variable geography of Eurasia. This putative "African advantage" would have persisted until the agricultural revolution 10,000 years ago in Eurasia, after which domesticated animals overtook other primates species as the most common source of novel human pathogens, replacing the "African advantage" with a "Eurasian advantage". The devastating effect of Eurasian pathogens on Native American populations in the historical era gives us some idea of the effect that modern humans may have had on the precursor populations of hominins in Eurasia 40,000 years ago.[14] An examination of human and Neanderthal genomes and adaptations regarding pathogens or parasites may shed further light on this issue.

Competitive replacement[edit]

Sapiens and Neanderthal skulls

Species specific disadvantages[edit]

Slight competitive advantage on the part of modern humans has accounted for Neanderthals' decline on a timescale of thousands of years.[3][15]

Generally small and widely-dispersed fossil sites suggest that Neanderthals lived in less numerous and socially more isolated groups than contemporary Homo sapiens. Tools such as Mousterian flint stone flakes and Levallois points are remarkably sophisticated from the outset, yet they have a slow rate of variability and general technological inertia is noticeable during the entire fossil period. Artifacts are of utilitarian nature, and symbolic behavioral traits are undocumented before the arrival of modern humans in Europe around 40,000 to 35,000 years ago.[3][16][17]

The noticeable morphological differences in skull shape between the two human species also have cognitive implications. These include the Neandertals' smaller parietal lobes and cerebellum, areas implicated in tool use, creativity, and higher-order conceptualization.[3] The differences, while slight, would have been visible to natural selection and may underlie and explain the differences in social behaviors, technological innovation, and artistic output.[3]

Jared Diamond, a supporter of competitive replacement, points out in his book The Third Chimpanzee that the replacement of Neanderthals by modern humans is comparable to patterns of behavior that occur whenever people with advanced technology clash with less advanced people.[18]

Division of labor[edit]

In 2006, two anthropologists of the University of Arizona proposed an efficiency explanation for the demise of the Neanderthals.[19] In an article titled "What's a Mother to Do? The Division of Labor among Neanderthals and Modern Humans in Eurasia",[20] it was posited that Neanderthal division of labor between the sexes was less developed than Middle paleolithic Homo sapiens. Both male and female Neanderthals participated in the single occupation of hunting big game, such as bison, deer, gazelles, and wild horses. This hypothesis proposes that the Neanderthal's relative lack of labor division resulted in less efficient extraction of resources from the environment as compared to Homo sapiens.

Anatomical differences and running ability[edit]

Researchers such as Karen L. Steudel of the University of Wisconsin have highlighted the relationship of Neanderthal anatomy (shorter and stockier than that of modern humans[citation needed]) and the ability to run and the requirement of energy (30% more).[21][failed verification]

Nevertheless, in the recent study, researchers Martin Hora and Vladimir Sladek of Charles University in Prague show that Neanderthal lower limb configuration, particularly the combination of robust knees, long heels, and short lower limbs, increased the effective mechanical advantage of the Neanderthal knee and ankle extensors, thus reducing the force needed and the energy spent for locomotion significantly. The walking cost of the Neanderthal male is now estimated to be 8–12% higher than that of anatomically modern males, whereas the walking cost of the Neanderthal female is considered to be virtually equal to that of anatomically modern females.[22]

Other researchers, like Yoel Rak, from Tel-Aviv University in Israel, have noted that the fossil records show that Neanderthal pelvises in comparison to modern human pelvises would have made it much harder for Neanderthals to absorb shocks and to bounce off from one step to the next, giving modern humans another advantage over Neanderthals in running and walking ability. However, Rak also notes that all archaic humans had wide pelvises, indicating that this is the ancestral morphology and that modern humans underwent a shift towards narrower pelvises in the late Pleistocene.[23]

Modern humans' advantage in hunting warm climate animals[edit]

Pat Shipman, from Pennsylvania State University in the United States, argues that the domestication of the dog gave modern humans an advantage when hunting.[24] The oldest remains of domesticated dogs were found in Belgium (31,700 BP) and in Siberia (33,000 BP).[25][26] A survey of early sites of modern humans and Neanderthals with faunal remains across Spain, Portugal and France provided an overview of what modern humans and Neanderthals ate.[27] Rabbit became more frequent, while large mammals – mainly eaten by the Neanderthals – became increasingly rare. In 2013, DNA testing on the "Altai dog", a paleolithic dog's remains from the Razboinichya Cave (Altai Mountains), has linked this 33,000-year-old dog with the present lineage of Canis lupus familiaris.[28]


Human-Neandertal mtDNA
Neanderthal DNA extraction

Interbreeding can only account for a certain degree of Neanderthal population decrease. A homogeneous absorption of an entire species is a rather unrealistic idea. This would also be counter to strict versions of the Recent African Origin, since it would imply that at least part of the genome of Europeans would descend from Neanderthals, whose ancestors left Africa at least 350,000 years ago.

The most vocal proponent of the hybridization hypothesis is Erik Trinkaus of Washington University.[29][30] Trinkaus claims various fossils as hybrid individuals, including the "child of Lagar Velho", a skeleton found at Lagar Velho in Portugal.[31] In a 2006 publication co-authored by Trinkaus, the fossils found in 1952 in the cave of Peștera Muierilor, Romania, are likewise claimed as hybrids.[32]

Genetic studies indicate some form of hybridization between archaic humans and modern humans had taken place after modern humans emerged from Africa. An estimated 1–4% of the DNA in Europeans and Asians (e.g. French, Chinese and Papua probands) is non-modern, and shared with ancient Neanderthal DNA rather than with sub-Saharan Africans (e.g. Yoruba and San probands).[33]

Modern-human findings in Abrigo do Lagar Velho, Portugal allegedly featuring Neanderthal admixtures have been published.[34] However, the interpretation of the Portuguese specimen is disputed.[35]

Jordan, in his work Neanderthal, points out that without some interbreeding, certain features on some "modern" skulls of Eastern European Cro-Magnon heritage are hard to explain. In another study, researchers have recently found in Peştera Muierilor, Romania, remains of European humans from ~37,000–42,000 years ago[36]who possessed mostly diagnostic "modern" anatomical features, but also had distinct Neanderthal features not present in ancestral modern humans in Africa, including a large bulge at the back of the skull, a more prominent projection around the elbow joint, and a narrow socket at the shoulder joint.

The Neanderthal genome project published papers in 2010 and 2014 stating that Neanderthals contributed to the DNA of modern humans, including most humans outside sub-Saharan Africa, as well as a few populations in sub-Saharan Africa, through interbreeding, likely between 50,000 and 60,000 years ago.[37][38][39] Recent studies also show that a few Neanderthals began mating with ancestors of modern humans long before the large "out of Africa migration" of the present day non-Africans, as early as 100,000 years ago.[40] In 2016, research indicated that there were three distinct episodes of interbreeding between modern humans and Neanderthals: the first encounter involved the ancestors of non-African modern humans, probably soon after leaving Africa; the second, after the ancestral Melanesian group had branched off (and subsequently had a unique episode of interbreeding with Denisovans); and the third, involving the ancestors of East Asians only.[41]

Neanderthal DNA Comparison (SharedDNA)

While interbreeding is viewed as the most parsimonious interpretation of the genetic discoveries, the authors point out they cannot conclusively rule out an alternative scenario, in which the source population of non-African modern humans was already more closely related to Neanderthals than other Africans were, due to ancient genetic divisions within Africa. Among the genes shown to differ between present-day humans and Neanderthals were RPTN, SPAG17, CAN15, TTF1 and PCD16.

Climate change[edit]

Neanderthals went through a demographic crisis in Western Europe that seems to coincide with climate change that resulted in a period of extreme cold in Western Europe. "The fact that Neanderthals in Western Europe were nearly extinct, but then recovered long before they came into contact with modern humans came as a complete surprise to us," said Love Dalén, associate professor at the Swedish Museum of Natural History in Stockholm. If so, this would indicate that Neanderthals may have been very sensitive to climate change.[42]

Natural catastrophe[edit]

A number of researchers have argued that the Campanian Ignimbrite Eruption, a volcanic eruption near Naples, Italy, about 39,280 ± 110 years ago (older estimate ~37,000 years), erupting about 200 km3 (48 cu mi) of magma (500 km3 (120 cu mi) bulk volume) contributed to the extinction of Neanderthal man.[43] The argument has been developed by Golovanova et al.[44][45] The hypothesis posits that although Neanderthals had encountered several Interglacials during 250,000 years in Europe,[46] inability to adapt their hunting methods caused their extinction facing H. sapiens competition when Europe changed into a sparsely vegetated steppe and semi-desert during the last Ice Age.[47] Studies of sediment layers at Mezmaiskaya Cave suggest a severe reduction of plant pollen.[45] The damage to plant life would have led to a corresponding decline in plant-eating mammals hunted by the Neanderthals.[45][48][49]

See also[edit]


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