Registered investment adviser: Revision history

27 September 2023

• curprev 01:1101:11, 27 September 2023‎ Citation bot talk contribs‎ 17,192 bytes −16‎ Removed parameters. | Use this bot. Report bugs. | #UCB_CommandLine undo

28 February 2023

• curprev 02:4802:48, 28 February 2023‎ Evans1982 talk contribs‎ 17,208 bytes +113‎ No edit summary undo

6 May 2022

• curprev 23:4523:45, 6 May 2022‎ Me, Myself, and I are Here talk contribs‎ 17,095 bytes +6‎ bold undo Tags: Mobile edit Mobile web edit Advanced mobile edit

13 April 2022

• curprev 11:2711:27, 13 April 2022‎ Mx. Granger talk contribs‎ 17,089 bytes +4‎ +wikilink undo

12 March 2022

• curprev 15:1315:13, 12 March 2022‎ BrownHairedGirl talk contribs‎ 17,085 bytes +97‎ tag with {{Bare URL PDF}} undo Tag: AWB

17 December 2021

• curprev 16:2216:22, 17 December 2021‎ ReferenceMan talk contribs‎ 16,988 bytes −6‎ Removed second mention of RIA as abbreviation. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:2016:20, 17 December 2021‎ ReferenceMan talk contribs‎ 16,994 bytes 0‎ Lowercased "rule". undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:2016:20, 17 December 2021‎ ReferenceMan talk contribs‎ 16,994 bytes +31‎ Clarified list of 5 exclusions. Split up run on sentence. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:1216:12, 17 December 2021‎ ReferenceMan talk contribs‎ 16,963 bytes +6‎ Added SEC abbreviation at first mention. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit

28 October 2021

• curprev 09:3909:39, 28 October 2021‎ Neils51 talk contribs‎ m 16,957 bytes +1‎ revise sentence, typo(s) fixed: 34-51523 → 34–51523 undo Tag: AWB

23 October 2021

• curprev 21:2221:22, 23 October 2021‎ Citation bot talk contribs‎ 16,956 bytes +117‎ Add: title. Changed bare reference to CS1/2. | Use this bot. Report bugs. | Suggested by BrownHairedGirl | Linked from User:BrownHairedGirl/Articles_with_bare_links | #UCB_webform_linked 959/997 undo

2 June 2021

• curprev 08:1208:12, 2 June 2021‎ SdkbBot talk contribs‎ m 16,839 bytes −1‎ →‎Fiduciary standard: removed erroneous space undo Tag: AWB

27 December 2020

• curprev 22:4822:48, 27 December 2020‎ Tom.Reding talk contribs‎ m 16,840 bytes −386‎ Enum 1 author/editor WL; WP:GenFixes on undo Tag: AWB

6 December 2020

• curprev 21:5021:50, 6 December 2020‎ 2604:2000:e010:1100:29a2:10d2:e94a:47a7 talk‎ 17,226 bytes +4‎ No edit summary undo

17 November 2020

• curprev 14:0414:04, 17 November 2020‎ MrOllie talk contribs‎ 17,222 bytes −102‎ unreliable source undo

22 May 2020

• curprev 13:1513:15, 22 May 2020‎ Bigstory1 talk contribs‎ 17,324 bytes −4‎ →‎Fiduciary standard undo

18 March 2020

• curprev 05:1105:11, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 17,328 bytes +18‎ →‎Federally registered investment advisers: link out to stockbrokers undo Tag: Visual edit
• curprev 01:4601:46, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 17,310 bytes +226‎ →‎Registration: add mention of wirehouse bokers undo Tag: Visual edit
• curprev 01:4501:45, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 17,084 bytes +346‎ →‎Fees and regulations: add mention of fee-only undo Tag: Visual edit
• curprev 01:4001:40, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 16,738 bytes +368‎ →‎Fees and regulations: add mention of held-away assets undo Tag: Visual edit
• curprev 01:3601:36, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 16,370 bytes +609‎ →‎Fees and regulations: add a bit about advertising rules undo Tag: Visual edit
• curprev 01:3301:33, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 15,761 bytes +806‎ start section on fees & regs undo Tag: Visual edit
• curprev 01:2401:24, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 14,955 bytes +579‎ →‎Federally registered investment advisers: add stats with new source undo Tag: Visual edit
• curprev 00:5200:52, 18 March 2020‎ ImperfectlyInformed talk contribs‎ 14,376 bytes +4‎ link out to broker-dealer undo Tag: Visual edit

3 March 2020

• curprev 15:5915:59, 3 March 2020‎ BarrelProof talk contribs‎ 14,372 bytes −35‎ MOS:CURLY undo

29 February 2020

• curprev 21:2021:20, 29 February 2020‎ Nnadigoodluck talk contribs‎ m 14,407 bytes 0‎ Nnadigoodluck moved page Registered Investment Adviser to Registered investment adviser without leaving a redirect: Requested by BarrelProof at WP:RM/TR: Not a proper noun. See, for example, the RMs at Talk:Tax-free savings account and Talk:Port state control. undo
• curprev 21:0221:02, 29 February 2020‎ BarrelProof talk contribs‎ 14,407 bytes 0‎ Spelling consistency undo
• curprev 21:0121:01, 29 February 2020‎ BarrelProof talk contribs‎ 14,407 bytes −54‎ There is no good reason to call attention to a minor spelling variation undo
• curprev 21:0021:00, 29 February 2020‎ BarrelProof talk contribs‎ 14,461 bytes −159‎ Lowercase. Not a proper noun. Also MOS:BOLDFACE. No such history section. undo
• curprev 19:4919:49, 29 February 2020‎ BarrelProof talk contribs‎ 14,620 bytes −1‎ Lowercase undo

1 July 2019

• curprev 02:3402:34, 1 July 2019‎ Dgpop talk contribs‎ 14,621 bytes −24‎ →‎Investment Adviser Fiduciary Standard vs. Broker-Dealer Suitability: WP:NOTED undo

25 June 2019

• curprev 03:2603:26, 25 June 2019‎ 173.25.229.52 talk‎ 14,645 bytes −78‎ →‎See also: Deleted hidden spam link undo Tags: Mobile edit Mobile web edit

6 June 2019

• curprev 21:2321:23, 6 June 2019‎ Rbalonso talk contribs‎ m 14,723 bytes 0‎ Changed two instances of registered investment "advisors" to "advisers". undo Tag: Visual edit

5 June 2019

• curprev 15:3415:34, 5 June 2019‎ 150.107.232.201 talk‎ 14,723 bytes +78‎ →‎References undo Tag: Visual edit

29 July 2018

• curprev 07:1007:10, 29 July 2018‎ Michipedian talk contribs‎ 14,645 bytes +6‎ boldface fix undo

16 May 2018

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25 April 2018

• curprev 17:0617:06, 25 April 2018‎ 95.252.250.36 talk‎ 14,642 bytes −1‎ Fixed typo undo Tags: canned edit summary Mobile edit Mobile web edit

25 March 2018

• curprev 02:1102:11, 25 March 2018‎ Kou Dou talk contribs‎ m 14,643 bytes −1‎ →‎top: Extra "]" undo

21 March 2018

• curprev 05:2005:20, 21 March 2018‎ Sargdub talk contribs‎ 14,644 bytes +69‎ clarify country undo

14 March 2018

• curprev 05:1705:17, 14 March 2018‎ JMK2018 talk contribs‎ m 14,575 bytes +164‎ →‎External links undo
• curprev 04:5704:57, 14 March 2018‎ JMK2018 talk contribs‎ m 14,411 bytes +208‎ →‎External links: added a practical reference for consumers on this issue undo
• curprev 03:4603:46, 14 March 2018‎ JMK2018 talk contribs‎ m 14,203 bytes +473‎ Clarifying and correcting this per previous request. An RIA is always a firm and not an individual. Their employees are IARs. I also added the practical implication for consumers, that one is a fiduciary and one is not. undo

2 October 2017

• curprev 09:0309:03, 2 October 2017‎ Shyamsunder talk contribs‎ 13,730 bytes −3‎ removed Category:Investment in the United States; added Category:American investment advisors using HotCat undo
• curprev 08:5508:55, 2 October 2017‎ Shyamsunder talk contribs‎ 13,733 bytes +6‎ removed Category:Retail financial services; added Category:Investment in the United States using HotCat undo

10 September 2017

• curprev 15:2015:20, 10 September 2017‎ KolbertBot talk contribs‎ m 13,727 bytes +11‎ Bot: HTTP→HTTPS undo

8 November 2016

• curprev 21:2521:25, 8 November 2016‎ 100.12.65.58 talk‎ 13,716 bytes −7‎ No edit summary undo
• curprev 21:2321:23, 8 November 2016‎ 100.12.65.59 talk‎ 13,723 bytes +208‎ IAR requirements of RIAs - incorrect as published because requirements differ by state (very important for anyone who has a NY-based advisor) undo Tags: nowiki added Visual edit

4 April 2016

• curprev 04:3704:37, 4 April 2016‎ Satellizer talk contribs‎ m 13,515 bytes −22‎ Reverted 1 edit by Ericratinoff identified as test/vandalism using STiki undo
• curprev 04:3504:35, 4 April 2016‎ Ericratinoff talk contribs‎ m 13,537 bytes +22‎ financial industry undo
• curprev 04:2904:29, 4 April 2016‎ Gogo Dodo talk contribs‎ m 13,515 bytes −39‎ Reverted edits by Ericratinoff (talk) to last version by 63.249.70.41 undo