Registered investment adviser: Revision history

24 August 2024

• curprev 20:3620:36, 24 August 2024 JBW3 talk contribs m 17,192 bytes −1 Reverting editing from an IP range which has made enormous numbers of vandalism and other disruptive edits, and very few others. If this is one of the very few good edits then please restore it, giving your reason in an edit summary. undo Tag: Rollback

13 August 2024

• curprev 13:5513:55, 13 August 2024 2a02:3037:411:a900:4e0:2f0b:3fc7:3428 talk 17,193 bytes +1 No edit summary undo Tags: Reverted Mobile edit Mobile web edit

27 September 2023

• curprev 01:1101:11, 27 September 2023 Citation bot talk contribs 17,192 bytes −16 Removed parameters. | Use this bot. Report bugs. | #UCB_CommandLine undo

28 February 2023

• curprev 02:4802:48, 28 February 2023 Evans1982 talk contribs 17,208 bytes +113 No edit summary undo

6 May 2022

• curprev 23:4523:45, 6 May 2022 Me, Myself, and I are Here talk contribs 17,095 bytes +6 bold undo Tags: Mobile edit Mobile web edit Advanced mobile edit

13 April 2022

• curprev 11:2711:27, 13 April 2022 Mx. Granger talk contribs 17,089 bytes +4 +wikilink undo

12 March 2022

• curprev 15:1315:13, 12 March 2022 BrownHairedGirl talk contribs 17,085 bytes +97 tag with {{Bare URL PDF}} undo Tag: AWB

17 December 2021

• curprev 16:2216:22, 17 December 2021 ReferenceMan talk contribs 16,988 bytes −6 Removed second mention of RIA as abbreviation. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:2016:20, 17 December 2021 ReferenceMan talk contribs 16,994 bytes 0 Lowercased "rule". undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:2016:20, 17 December 2021 ReferenceMan talk contribs 16,994 bytes +31 Clarified list of 5 exclusions. Split up run on sentence. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit
• curprev 16:1216:12, 17 December 2021 ReferenceMan talk contribs 16,963 bytes +6 Added SEC abbreviation at first mention. undo Tags: Visual edit Mobile edit Mobile web edit Advanced mobile edit

28 October 2021

• curprev 09:3909:39, 28 October 2021 Neils51 talk contribs m 16,957 bytes +1 revise sentence, typo(s) fixed: 34-51523 → 34–51523 undo Tag: AWB

23 October 2021

• curprev 21:2221:22, 23 October 2021 Citation bot talk contribs 16,956 bytes +117 Add: title. Changed bare reference to CS1/2. | Use this bot. Report bugs. | Suggested by BrownHairedGirl | Linked from User:BrownHairedGirl/Articles_with_bare_links | #UCB_webform_linked 959/997 undo

2 June 2021

• curprev 08:1208:12, 2 June 2021 SdkbBot talk contribs m 16,839 bytes −1 →Fiduciary standard: removed erroneous space undo Tag: AWB

27 December 2020

• curprev 22:4822:48, 27 December 2020 Tom.Reding talk contribs m 16,840 bytes −386 Enum 1 author/editor WL; WP:GenFixes on undo Tag: AWB

6 December 2020

• curprev 21:5021:50, 6 December 2020 2604:2000:e010:1100:29a2:10d2:e94a:47a7 talk 17,226 bytes +4 No edit summary undo

17 November 2020

• curprev 14:0414:04, 17 November 2020 MrOllie talk contribs 17,222 bytes −102 unreliable source undo

22 May 2020

• curprev 13:1513:15, 22 May 2020 Bigstory1 talk contribs 17,324 bytes −4 →Fiduciary standard undo

18 March 2020

• curprev 05:1105:11, 18 March 2020 ImperfectlyInformed talk contribs 17,328 bytes +18 →Federally registered investment advisers: link out to stockbrokers undo Tag: Visual edit
• curprev 01:4601:46, 18 March 2020 ImperfectlyInformed talk contribs 17,310 bytes +226 →Registration: add mention of wirehouse bokers undo Tag: Visual edit
• curprev 01:4501:45, 18 March 2020 ImperfectlyInformed talk contribs 17,084 bytes +346 →Fees and regulations: add mention of fee-only undo Tag: Visual edit
• curprev 01:4001:40, 18 March 2020 ImperfectlyInformed talk contribs 16,738 bytes +368 →Fees and regulations: add mention of held-away assets undo Tag: Visual edit
• curprev 01:3601:36, 18 March 2020 ImperfectlyInformed talk contribs 16,370 bytes +609 →Fees and regulations: add a bit about advertising rules undo Tag: Visual edit
• curprev 01:3301:33, 18 March 2020 ImperfectlyInformed talk contribs 15,761 bytes +806 start section on fees & regs undo Tag: Visual edit
• curprev 01:2401:24, 18 March 2020 ImperfectlyInformed talk contribs 14,955 bytes +579 →Federally registered investment advisers: add stats with new source undo Tag: Visual edit
• curprev 00:5200:52, 18 March 2020 ImperfectlyInformed talk contribs 14,376 bytes +4 link out to broker-dealer undo Tag: Visual edit

3 March 2020

• curprev 15:5915:59, 3 March 2020 BarrelProof talk contribs 14,372 bytes −35 MOS:CURLY undo

29 February 2020

• curprev 21:2021:20, 29 February 2020 Nnadigoodluck talk contribs m 14,407 bytes 0 Nnadigoodluck moved page Registered Investment Adviser to Registered investment adviser without leaving a redirect: Requested by BarrelProof at WP:RM/TR: Not a proper noun. See, for example, the RMs at Talk:Tax-free savings account and Talk:Port state control. undo
• curprev 21:0221:02, 29 February 2020 BarrelProof talk contribs 14,407 bytes 0 Spelling consistency undo
• curprev 21:0121:01, 29 February 2020 BarrelProof talk contribs 14,407 bytes −54 There is no good reason to call attention to a minor spelling variation undo
• curprev 21:0021:00, 29 February 2020 BarrelProof talk contribs 14,461 bytes −159 Lowercase. Not a proper noun. Also MOS:BOLDFACE. No such history section. undo
• curprev 19:4919:49, 29 February 2020 BarrelProof talk contribs 14,620 bytes −1 Lowercase undo

1 July 2019

• curprev 02:3402:34, 1 July 2019 Dgpop talk contribs 14,621 bytes −24 →Investment Adviser Fiduciary Standard vs. Broker-Dealer Suitability: WP:NOTED undo

25 June 2019

• curprev 03:2603:26, 25 June 2019 173.25.229.52 talk 14,645 bytes −78 →See also: Deleted hidden spam link undo Tags: Mobile edit Mobile web edit

6 June 2019

• curprev 21:2321:23, 6 June 2019 Rbalonso talk contribs m 14,723 bytes 0 Changed two instances of registered investment "advisors" to "advisers". undo Tag: Visual edit

5 June 2019

• curprev 15:3415:34, 5 June 2019 150.107.232.201 talk 14,723 bytes +78 →References undo Tag: Visual edit

29 July 2018

• curprev 07:1007:10, 29 July 2018 Michipedian talk contribs 14,645 bytes +6 boldface fix undo

16 May 2018

• curprev 17:0217:02, 16 May 2018 24.228.114.115 talk 14,639 bytes −3 grammar undo

25 April 2018

• curprev 17:0617:06, 25 April 2018 95.252.250.36 talk 14,642 bytes −1 Fixed typo undo Tags: canned edit summary Mobile edit Mobile web edit

25 March 2018

• curprev 02:1102:11, 25 March 2018 Kou Dou talk contribs m 14,643 bytes −1 →top: Extra "]" undo

21 March 2018

• curprev 05:2005:20, 21 March 2018 Sargdub talk contribs 14,644 bytes +69 clarify country undo

14 March 2018

• curprev 05:1705:17, 14 March 2018 JMK2018 talk contribs m 14,575 bytes +164 →External links undo
• curprev 04:5704:57, 14 March 2018 JMK2018 talk contribs m 14,411 bytes +208 →External links: added a practical reference for consumers on this issue undo
• curprev 03:4603:46, 14 March 2018 JMK2018 talk contribs m 14,203 bytes +473 Clarifying and correcting this per previous request. An RIA is always a firm and not an individual. Their employees are IARs. I also added the practical implication for consumers, that one is a fiduciary and one is not. undo

2 October 2017

• curprev 09:0309:03, 2 October 2017 Shyamsunder talk contribs 13,730 bytes −3 removed Category:Investment in the United States; added Category:American investment advisors using HotCat undo
• curprev 08:5508:55, 2 October 2017 Shyamsunder talk contribs 13,733 bytes +6 removed Category:Retail financial services; added Category:Investment in the United States using HotCat undo

10 September 2017

• curprev 15:2015:20, 10 September 2017 KolbertBot talk contribs m 13,727 bytes +11 Bot: HTTP→HTTPS undo

8 November 2016

• curprev 21:2521:25, 8 November 2016 100.12.65.58 talk 13,716 bytes −7 No edit summary undo
• curprev 21:2321:23, 8 November 2016 100.12.65.59 talk 13,723 bytes +208 IAR requirements of RIAs - incorrect as published because requirements differ by state (very important for anyone who has a NY-based advisor) undo Tags: nowiki added Visual edit

4 April 2016

• curprev 04:3704:37, 4 April 2016 Satellizer talk contribs m 13,515 bytes −22 Reverted 1 edit by Ericratinoff identified as test/vandalism using STiki undo