Ethanol fermentation, also called alcoholic fermentation, is a biological process which converts sugars such as glucose, fructose, and sucrose into cellular energy, producing ethanol and carbon dioxide as a side-effect. Because yeasts perform this conversion in the absence of oxygen, alcoholic fermentation is considered an anaerobic process.
Biochemical process of fermentation of sucrose
The chemical equations below summarize the fermentation of sucrose (C12H22O11) into ethanol (C2H5OH). Alcoholic fermentation converts one mole of glucose into two moles of ethanol and two moles of carbon dioxide, producing two moles of ATP in the process.
The overall chemical formula for alcoholic fermentation is:
- C6H12O6 → 2 C2H5OH + 2 CO2
- C12H22O11 + H2O + invertase → 2 C6H12O6
- C6H12O6 + 2 ADP + 2 Pi + 2 NAD+ → 2 CH3COCOO− + 2 ATP + 2 NADH + 2 H2O + 2 H+
The chemical formula of pyruvate is CH3COCOO−. Pi stands for the inorganic phosphate.
Finally, pyruvate is converted to ethanol and CO2 in two steps, regenerating oxidized NAD+ needed for glycolysis:
- 1. CH3COCOO− + H+ → CH3CHO + CO2
catalyzed by pyruvate decarboxylase
- 2. CH3CHO + NADH+H+ → C2H5OH + NAD+
As shown by the reaction equation, glycolysis causes the reduction of two molecules of NAD+ to NADH. Two ADP molecules are also converted to two ATP and two water molecules via substrate-level phosphorylation.
Fermentation of sugar to ethanol and CO2 can also be done by Zymomonas mobilis, however the path is slightly different since formation of pyruvate does not happen by glycolysis but instead by the Entner–Doudoroff pathway. Other microorganisms can produce ethanol from sugars by fermentation but often only as a side product. Examples are
- Heterolactic acid fermentation in which Leuconostoc bacterias produce Lactate + Ethanol + CO2
- Mixed acid fermentation where Escherichia produce Ethanol mixed with Lactate, Acetate, Succinate, Formate, CO2 and H2
- 2,3-butanediol fermentation by Enterobacter producing Ethanol, Butanediol, Lactate, Formate, CO2 and H2
Effect of oxygen
Fermentation does not require oxygen. If oxygen is present, some species of yeast (e.g., Kluyveromyces lactis or Kluyveromyces lipolytica) will oxidize pyruvate completely to carbon dioxide and water in a process called cellular respiration, hence these species of yeast will produce ethanol only in an anaerobic environment (not cellular respiration).
However, many yeasts such as the commonly used baker's yeast Saccharomyces cerevisiae, or fission yeast Schizosaccharomyces pombe, prefer fermentation to respiration. These yeasts will produce ethanol even under aerobic conditions, if they are provided with the right kind of nutrition. During batch fermentation, the rate of ethanol production per milligram of cell protein is maximal for a brief period early in this process and declines progressively as ethanol accumulates in the surrounding broth. Studies demonstrate that the removal of this accumulated ethanol does not immediately restore fermentative activity, and they provide evidence that the decline in metabolic rate is due to physiological changes (including possible ethanol damage) rather than to the presence of ethanol. Several potential causes for the decline in fermentative activity have been investigated. Viability remained at or above 90%, internal pH remained near neutrality, and the specific activities of the glycolytic and alcohologenic enzymes (measured in vitro) remained high throughout batch fermentation. None of these factors appears to be causally related to the fall in fermentative activity during batch fermentation.
Ethanol fermentation causes bread dough to rise. Yeast organisms consume sugars in the dough and produce ethanol and carbon dioxide as waste products. The carbon dioxide forms bubbles in the dough, expanding it into something of a foam. Less than 2% ethanol remains after baking.  
- Wine is produced by fermentation of the natural sugars present in grapes; cider and perry are produced by similar fermentation of natural sugar in apples and pears, respectively; and other fruit wines are produced from the fermentation of the sugars in any other kinds of fruit. Brandy and eaux de vie (e.g. slivovitz) are produced by distillation of these fruit-fermented beverages.
- Mead is produced by fermentation of the natural sugars present in honey.
- Beer, whiskey, and vodka are produced by fermentation of grain starches that have been converted to sugar by the enzyme amylase, which is present in grain kernels that have been malted (i.e. germinated). Other sources of starch (e.g. potatoes and unmalted grain) may be added to the mixture, as the amylase will act on those starches as well. Whiskey and vodka are also distilled; gin and related beverages are produced by the addition of flavoring agents to a vodka-like feedstock during distillation.
- Rice wines (including sake) are produced by the fermentation of grain starches converted to sugar by the mold Aspergillus oryzae. Baijiu, soju, and shōchū are distilled from the product of such fermentation.
- Rum and some other beverages are produced by fermentation and distillation of sugarcane. Rum is usually produced from the sugarcane product molasses.
In all cases, fermentation must take place in a vessel that allows carbon dioxide to escape but prevents outside air from coming in. This is because exposure to oxygen would prevent the formation of ethanol, while a buildup of carbon dioxide creates a risk the vessel will rupture or fail catastrophically, causing injury and property damage.
Feedstocks for fuel production
Yeast fermentation of various carbohydrate products is also used to produce the ethanol that is added to gasoline.
In the United States, the main feedstock for the production of ethanol is currently corn. Approximately 2.8 gallons of ethanol are produced from one bushel of corn (0.42 liter per kilogram). While much of the corn turns into ethanol, some of the corn also yields by-products such as DDGS (distillers dried grains with solubles) that can be used as feed for livestock. A bushel of corn produces about 18 pounds of DDGS (320 kilograms of DDGS per metric ton of maize). Although most of the fermentation plants have been built in corn-producing regions, sorghum is also an important feedstock for ethanol production in the Plains states. Pearl millet is showing promise as an ethanol feedstock for the southeastern U.S. and the potential of duckweed is being studied.
In some parts of Europe, particularly France and Italy, grapes have become a de facto feedstock for fuel ethanol by the distillation of surplus wine. In Japan, it has been proposed to use rice normally made into sake as an ethanol source.
Cassava as ethanol feedstock
Thailand already had a large cassava industry in the 1990s, for use as cattle feed and as a cheap admixture to wheat flour. Nigeria and Ghana are already establishing cassava-to-ethanol plants. Production of ethanol from cassava is currently economically feasible when crude oil prices are above US$120 per barrel.
New varieties of cassava are being developed, so the future situation remains uncertain. Currently, cassava can yield between 25-40 tonnes per hectare (with irrigation and fertilizer), and from a tonne of cassava roots, circa 200 liters of ethanol can be produced (assuming cassava with 22% starch content). A liter of ethanol contains circa 21.46 MJ of energy. The overall energy efficiency of cassava-root to ethanol conversion is circa 32%.
The yeast used for processing cassava is Endomycopsis fibuligera, sometimes used together with bacterium Zymomonas mobilis.
Byproducts of fermentation
Ethanol fermentation produces unharvested byproducts such as heat, carbon dioxide, food for livestock, water, methanol, fuels, fertilizer and alcohols
Microbes used in ethanol fermentation
- Stryer, Lubert (1975). Biochemistry. W. H. Freeman and Company. ISBN 0-7167-0174-X.
- Raj SB, Ramaswamy S, Plapp BV. "Yeast alcohol dehydrogenase structure and catalysis.". Biochemistry. 53: 5791-803. doi:10.1021/bi5006442. PMC . PMID 25157460.
- Logan, BK; Distefano, S (1997). "Ethanol content of various foods and soft drinks and their potential for interference with a breath-alcohol test.". Journal of analytical toxicology. 22 (3): 181–3. doi:10.1093/jat/22.3.181. PMID 9602932.
- "The Alcohol Content of Bread.". Canadian Medical Association journal. 16 (11): 1394–5. November 1926. PMC . PMID 20316063.
- James Jacobs, Ag Economist. "Ethanol from Sugar". United States Department of Agriculture. Retrieved 2007-09-04.
- "Economic Feasibility of Ethanol Production from Sugar in the United States" (PDF). United States Department of Agriculture. July 2006. Archived from the original (pdf) on 2007-08-15. Retrieved 2007-09-04.
- "Ethanol Biorefinery Locations". Renewable Fuels Association. Archived from the original on 30 April 2007. Retrieved 21 May 2007.
- Tiny Super-Plant Can Clean Up Hog Farms and Be Used For Ethanol Production
- Caroline Wyatt (2006-08-10). "Draining France's 'wine lake'". BBC News. Retrieved 2007-05-21.
- Japan Plans Its Own Green Fuel by Steve Inskeep. NPR Morning Edition, May 15, 2007
- Agro2: Ethanol From Cassava
- Pimentel, D. (Ed.) (1980). CRC Handbook of energy utilization in agriculture. (Boca Raton: CRC Press)
- Lynn Ellen Doxon. The Alcohol Fuel Handbook. InfinityPublishing.com. ISBN 0-7414-0646-2.
- Gil, C.; Gómez-Cordovés, C. (1986). "Tryptophol content of young wines made from Tempranillo, Garnacha, Viura and Airén grapes". Food Chemistry. 22: 59–65. doi:10.1016/0308-8146(86)90009-9.
- Tryptophol, tyrosol and phenylethanol—The aromatic higher alcohols in beer. Clara M. Szlavko, Journal of the Institute of Brewing, July–August 1973, Volume 79, Issue 4, pages 283–288, doi:10.1002/j.2050-0416.1973.tb03541.x
- Ribéreau-Gayon, P.; Sapis, J. C. (1965). "On the presence in wine of tyrosol, tryptophol, phenylethyl alcohol and gamma-butyrolactone, secondary products of alcoholic fermentation". Comptes rendus hebdomadaires des seances de l'Academie des sciences. Serie D: Sciences naturelles. 261 (8): 1915–1916. PMID 4954284. (Article in French)