City of Boerne v. Flores
|City of Boerne v. Flores|
|Argued February 19, 1997
Decided June 25, 1997
|Full case name||City of Boerne, Petitioner v. P. F. Flores, Archbishop of San Antonio, and United States|
|Citations||521 U.S. 507 (more)
117 S. Ct. 2157; 138 L. Ed. 2d 624; 1997 U.S. LEXIS 4035; 65 U.S.L.W. 4612; 74 Fair Empl. Prac. Cas. (BNA) 62; 70 Empl. Prac. Dec. (CCH) P44,785; 97 Cal. Daily Op. Service 4904; 97 Daily Journal DAR 7973; 1997 Colo. J. C.A.R. 1329; 11 Fla. L. Weekly Fed. S 140
|Prior history||877 F. Supp. 355 (W.D. Tex. 1995), rev'd, 73 F.3d 1352 (5th Cir.), rehearing en banc denied, 83 F.3d 421 (5th Cir.), cert. granted, 519 U.S. 926 (1996)|
|Subsequent history||District court affirmed and remanded, 119 F.3d 341 (5th Cir. 1997)|
|Enactment of the Religious Freedom Restoration Act of 1993 exceeded congressional power under Sec. 5 of the Fourteenth Amendment.|
|Majority||Kennedy, joined by Rehnquist, Stevens, Thomas, Ginsburg; Scalia (all but part III-A-1)|
|Concurrence||Scalia, joined by Stevens|
|Dissent||O'Connor, joined by Breyer (except a portion of part I)|
|U.S. Const. amends. I, XIV; Religious Freedom Restoration Act of 1993, Pub. L. No. 103-141, 107 Stat. 1488, codified at 42 U.S.C. § 2000bb et seq.|
City of Boerne v. Flores, 521 U.S. 507 (1997), was a Supreme Court case concerning the scope of Congress's enforcement power under the fifth section of the Fourteenth Amendment. The case also had a significant impact on historic preservation.
The basis for dispute arose when the Catholic Archbishop of San Antonio, Patrick Flores, applied for a building permit to enlarge his 1923 mission-style St. Peter's Church in Boerne, Texas. The building was located in a historic district and considered a contributing property. Local zoning authorities denied the permit, citing an ordinance governing additions and new construction in a historic district. The Archbishop brought suit, challenging the ruling under the Religious Freedom Restoration Act (RFRA) of 1993. Flores argued that his congregation had outgrown the existing structure, rendering the ruling a substantial burden on the free exercise of religion without a compelling state interest.
Religious Freedom Restoration Act
RFRA had been crafted as a direct response to the Supreme Court's decision in Employment Division v. Smith, 494 U.S. 872 (1990), wherein the Court had upheld—against a First Amendment challenge—an Oregon law criminalizing peyote use, which was used in Native American religious rituals. The State of Oregon won on the basis that the drug laws were "non-discriminatory laws of general applicability." Religious groups became concerned that this case would be cited as precedent for further regulation of common religious practices, and lobbied Congress for legislative protection. RFRA provided a strict scrutiny standard, requiring narrowly tailored regulation serving a compelling government interest in any case substantially burdening the free exercise of religion, regardless of the intent and general applicability of the law.
The RFRA applies to all laws passed by Congress prior to its enactment and to all future laws that are not explicitly exempted.(42 U.S. Code § 2000bb–3) Congress' power to do so was not challenged here. Congress also applied the law to state and local governments, the City of Boerne in this case, relying on the Fourteenth Amendment, in particular Section 5, which says "The Congress shall have power to enforce, by appropriate legislation, the provisions of this article."
The City of Boerne was successful at the United States District Court for the Western District of Texas; the judge struck down the RFRA as unconstitutional. Flores appealed to the United States Court of Appeals for the Fifth Circuit, which found the RFRA constitutional and reversed the District Court's decision. Boerne filed a certiorari petition to the Supreme Court. The National Trust for Historic Preservation, among other preservation organizations, filed briefs in support of Boerne.
The Court, in an opinion by Justice Anthony Kennedy, struck down RFRA as it applies to the states as an unconstitutional use of Congress's enforcement powers. The Court held that it holds the sole power to define the substantive rights guaranteed by the Fourteenth Amendment—a definition to which Congress may not add and from which it may not subtract. Congress could not constitutionally enact RFRA because the law was not designed to have "congruence and proportionality" with the substantive rights that the Court had defined. Although Congress could enact "remedial" or "prophylactic" legislation to guarantee rights not exactly congruent with those defined by the Court, it could only do so in order to more effectively prevent, deter, or correct violations of those rights actually guaranteed by the Court. RFRA was seen disproportionate in its effects compared to its objective. Justice Kennedy wrote:
Congress' power under § 5, however, extends only to "enforc[ing]" the provisions of the Fourteenth Amendment. The Court has described this power as "remedial." The design of the Amendment and the text of § 5 are inconsistent with the suggestion that Congress has the power to decree the substance of the Fourteenth Amendment's restrictions on the States. Legislation which alters the meaning of the Free Exercise Clause cannot be said to be enforcing the Clause. Congress does not enforce a constitutional right by changing what the right is. It has been given the power "to enforce," not the power to determine what constitutes a constitutional violation. Were it not so, what Congress would be enforcing would no longer be, in any meaningful sense, the "provisions of [the Fourteenth Amendment]." (citations omitted)
Moreover, remedial or prophylactic legislation still had to show "congruence and proportionality" between the end it aimed to reach (that is, the violations it aimed to correct), and the means it chose to reach those ends—that is, the penalties or prohibitions it enacted to prevent or correct those violations. Because RFRA was not reasonably remedial or prophylactic, it was unconstitutional.
Congruence and proportionality
Boerne is important for several reasons. One reason is that it introduced a completely new test for deciding whether Congress had exceeded its section-five powers: the "congruence and proportionality" test, a test that has proven to have great importance in the context of the Eleventh Amendment. Another reason was that it explicitly declared that the Court alone has the ability to state which rights are protected by the Fourteenth Amendment. Yet another was that it had First Amendment consequences too, in that it spelled the end for any legislative attempts to overturn Employment Division v. Smith.
The "congruence and proportionality" requirement replaced the previous theory advanced in Katzenbach v. Morgan that the Equal Protection Clause is "a positive grant of legislative power authorizing Congress to exercise its discretion in determining the need for and nature of legislation to secure Fourteenth Amendment guarantees." Before the 1997 Boerne decision, Katzenbach v. Morgan was often interpreted as allowing Congress to go beyond, but not fall short of, the Court's interpretation of the Equal Protection Clause. But that is not how the majority opinion in Boerne interpreted Katzenbach:
There is language in our opinion in Katzenbach v. Morgan, 384 U.S. 641 (1966), which could be interpreted as acknowledging a power in Congress to enact legislation that expands the rights contained in § 1 of the Fourteenth Amendment. This is not a necessary interpretation, however, or even the best one.... If Congress could define its own powers by altering the Fourteenth Amendment's meaning, no longer would the Constitution be "superior paramount law, unchangeable by ordinary means."
The holding of Boerne said that only the Court could interpret the Constitution, in order to maintain the "traditional separation of powers between Congress and the Judiciary." Also, Boerne relied on arguments for protecting the rights that pertain to state governments based on "enumerated powers." The intent of Boerne was to prevent "a considerable congressional intrusion into the States' traditional prerogatives and general authority." The holding of Boerne specifically mentioned the state action doctrine of the Civil Rights Cases as a Court interpretation of the Equal Protection Clause that limits the "remedial or preventive" power of Congress.
Constitutionality of the RFRA
This case has been used to claim that the federal RFRA is "unconstitutional". The constitutionality of RFRA as applied to the federal government was confirmed on February 21, 2006, as the Supreme Court ruled against the government in Gonzales v. O Centro Espirita Beneficente Uniao do Vegetal, 546 U.S. 418 (2006), which involved the use of an otherwise illegal substance in a religious ceremony, stating that the federal government must show a compelling state interest in restricting religious conduct.
The Supreme Court's decision in City of Boerne made a significant impact on the states' abilities to enforce laws, including those pertaining to historic preservation. Under RFRA, an otherwise neutral state law—such as zoning, or historic preservation ordinances—needed to be scrutinized if its enforcement involved a religious group or individual. Therefore, by declaring extension of RFRA to apply against state laws unconstitutional, the ability of the states to establish and maintain historic preservation ordinances was made easier. However, in 2000, Congress enacted the Religious Land Use and Institutionalized Persons Act, in which it used the Spending Clause to require, for localities that receive federal funding, land use laws to accommodate religious freedom, essentially, as if RFRA had been ruled applicable to state law.
The validity of the RFRA as applied to federal law was not at issue in this case. The RFRA was later upheld for federal law in Gonzales v. O Centro Espirita Beneficente Uniao do Vegetal.
- List of United States Supreme Court cases, volume 521
- List of United States Supreme Court cases
- Lists of United States Supreme Court cases by volume
- Miller, Julia. "U.S. Supreme Court Declares RFRA Unconstitutional in Texas Religious Landmarking Case," Preservation Law Reporter (PLR) 16, p. 1053
- PLR 16, p.1053
- Mauro, Tony. Illustrated Great Decisions of the Supreme Court. Washington D.C.: CQ Press, 2000.
- Minan, John H. "Historic Preservation and Religious Uses," 1997.
- Mauro, Tony. p.38
- Minan, John H.
- Williamson, Elizabeth C. (1997). "City of Boerne v. Flores and the Religious Freedom Restoration Act: The Delicate Balance Between Religious Freedom and Historic Preservation". Journal of Land Use and Environmental Law 13 (1): 107–159. ISSN 0892-4880.
- To support its argument that Congress lacked plenary power to enforce the provisions of the Fourteenth Amendment, the Court pointed to a proposed enforcement provision which was rejected by the Congress that eventually approved the Fourteenth Amendment:
- "Democrats and conservative Republicans argued that the proposed Amendment would give Congress a power to intrude into traditional areas of state responsibility, a power inconsistent with the federal design central to the Constitution. Typifying these views, Republican Representative Robert Hale of New York labeled the Amendment 'an utter departure from every principle ever dreamed of by the men who framed our Constitution,' and warned that under it 'all State legislation, in its codes of civil and criminal jurisprudence and procedures … may be overridden, may be repealed or abolished, and the law of Congress established instead.' Senator William Stewart of Nevada likewise stated the Amendment would permit 'Congress to legislate fully upon all subjects affecting life, liberty, and property,' such that 'there would not be much left for the State Legislatures,' and would thereby 'work an entire change in our form of government.'"
- Napolitano, Andrew. "Indiana and the Constitution".
- PLR 16, p. 1052.
- Alley, Robert S. (1999). The Constitution & Religion: Leading Supreme Court Cases on Church and State. Amherst, NY: Prometheus Books. pp. 515–535. ISBN 1-57392-703-1.
- McAward, Jennifer Mason (2010). "The scope of Congress's Thirteenth Amendment enforcement power after City of Boerne v. Flores". Washington University Law Review (Washington University School of Law) 88 (1): 77–147. Pdf.
- Response to McAward: Tsesis, Alexander (2011). "Congressional authority to interpret the Thirteenth Amendment". Maryland Law Review, special issue: Symposium - the Maryland Constitutional Law Schmooze (University of Maryland School of Law) 71 (1): 40–59. SSRN 1753224. Pdf.
- Response to Tsesis: McAward, Jennifer Mason (2011). "Congressional authority to interpret the Thirteenth Amendment: a response to Professor Tsesis". Maryland Law Review, special issue: Symposium - the Maryland Constitutional Law Schmooze (University of Maryland School of Law) 71 (1): 60–82. SSRN 2271791. Pdf.
- See also: McAward, Jennifer Mason (November 2012). "McCulloch and the Thirteenth Amendment". Columbia Law Review (Columbia Law School) 112 (7): 1769–1809. JSTOR 41708164. Pdf.