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Quartal and quintal harmony

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"Fourth chord" redirects here. For other uses, see Eleventh chord § Fourth.
Four note quartal chord Playⓘ.

In music, quartal harmony is the building of harmonic structures with a distinct preference for the intervals of the perfect fourth, the augmented fourth and the diminished fourth. Quintal harmony is harmonic structure preferring the perfect fifth, the augmented fifth and the diminished fifth.

Quartal chord on A equals thirteenth chord on B♭, distinguished by the arrangement of chord factors Playⓘ (Benward and Saker 2009, 279).

Use of the terms quartal and quintal arises from a contrast, compositional or perceptual, with traditional tertian harmonic constructions. Listeners familiar with music of the (European) common practice period perceive tonal music as that which uses major and minor chords and scales, wherein both the major third and minor third constitute the basic structural elements of the harmony.

Quintal harmony (the harmonic layering of fifths specifically) is a lesser-used term, and since the fifth is the inversion or complement of the fourth, it is usually considered indistinct from quartal harmony. Indeed, a circle of fifths can be arranged in fourths (G→C→F→B♭ etc. are fifths when played downwards and fourths when played upwards); this is the reason that modern theoreticians may speak of a "circle of fourths".

Analysis

Definition

The concept of quartal harmony outlines a formal harmonic structure based on the use of the interval of a perfect fourth to form chords. The fourth, thus, substitutes for the third as used in chords based on major and minor thirds. Although the fourth replaces the third in chords, quartal harmony rarely replaces tertian harmony in full works. Instead, the two types of harmony are found side-by-side. Since the distance between the lower and the higher notes of a stack of two perfect fourths is a minor seventh and this interval inverts to a major second, quartal harmony necessarily also includes these intervals.

Analytical difficulties

One possible interpretation of a quartal chord: fourth suspension, resolving to dominant seventh and tonic 6/4 chord Playⓘ

A quartal chord composed of the notes C – F – B♭ may be regarded using traditional theory as a C dominant seventh chord (with an omitted fifth) in the midst of a 4–3 suspension, or as C7sus4 (see suspended chord), where the fourth does not require resolution. Fsus4, a suspended second-inversion chord, would also be a plausible label. Extending quartal chords to four or more notes generates still more possibilities of a similar nature. The four-note chord C – F – B♭ – E♭ can be interpreted as a C minor chord with a minor seventh and embellishing fourth (Cm7add4 or Cm11), or as an inversion of an E-flat major chord with a second-suspension and embellishing sixth—E♭sus2(add6), among other interpretations.

Traditional resolution of suspensions to a major triad and to a minor triad Playⓘ

The question of which strategy of analysis is advisable is hard to answer since it is refined by the particular details: given one interpretation, and the progression of harmony through the preceding and following chords, and the overall musical development, is there a comprehensible and audibly functional meaning to the interpretation? It is important to question whether these suspensions, chromatic chords and altered chords are resolved as part of the functional harmony or whether they remain non-functional and unresolved.

History

In the Middle Ages, simultaneous notes a fourth apart were heard as a consonance. During the common practice period (between about 1600 and 1900), this interval came to be heard either as a dissonance (when appearing as a suspension requiring resolution in the voice leading) or as a consonance (when the tonic of the chord appears in parts higher than the fifth of the chord). In the later 19th century, during the breakdown of tonality in classical music, all intervallic relationships were once again reassessed. Quartal harmony was developed in the early 20th century as a result of this breakdown and reevaluation of tonality.

Precursors

The Tristan chord Playⓘ

The Tristan chord is made up of the notes F♮, B♮, D♯ and G♯ and is the very first chord heard in Wagner's opera Tristan und Isolde. The bottom two notes make up an augmented fourth; the upper two make up a perfect fourth. This layering of fourths in this context has been seen as highly significant. The chord had been found in earlier works (Vogel 1962, 12; Nattiez 1990, [page needed]) (notably Beethoven's Piano Sonata No. 18) but Wagner's use was significant, first because it is seen as moving away from traditional tonal harmony and even towards atonality, and second because with this chord Wagner actually provoked the sound or structure of musical harmony to become more predominant than its function, a notion which was soon after to be explored by Debussy and others (Erickson 1975, [page needed]). Beethoven's use of the chord is of short duration and it resolves in the accepted manner; whereas Wagner's use lasts much longer and resolves in a highly unorthodox manner for the time. Despite the layering of fourths, it is rare to find musicologists identifying this chord as "quartal harmony" or even as "proto-quartal harmony", since Wagner's musical language is still essentially built on thirds, and even an ordinary dominant seventh chord can be laid out as augmented fourth plus perfect fourth (F-B-D-G). Wagner's unusual chord is really a device to draw the listener into the musical-dramatic argument which the composer is presenting to us. However, fourths become important later in the opera, especially in the melodic development.

At the beginning of the 20th century, fourth-based chords finally became an important element of harmony.

The Mystic chord Playⓘ

Scriabin used a self-developed system of transposition using fourth-chords, like his Mystic chord in his Piano Sonata No. 6. Scriabin wrote this chord in his sketches alongside other quartal passages and more traditional tertian passages, often passing between systems, for example widening the six-note quartal sonority (C – F♯ – B♭ – E – A – D) into a seven-note chord (C – F♯ – B♭ – E – A – D – G).

Scriabin's sketches for his unfinished work Mysterium show that he intended to develop the Mystic chord into a huge chord incorporating all twelve notes of the chromatic scale (Morrison 1998, 316).

Measures 24 to 27 from Mussorgsky's "The Hut on Fowl's Legs" Playⓘ
Quartal harmony in "Laideronnette" from Ravel's Ma mère l'oye. The top line uses the pentatonic scale (Benward & Saker 2003, 37) Playⓘ

In France, Erik Satie experimented with planing in the stacked fourths (not all perfect) of his 1891 score for Le Fils des étoiles (Solomon 2003).

In the 1897 work Paul Dukas's The Sorcerer's Apprentice, we hear a rising repetition in fourths, as the tireless work of out-of-control walking brooms causes the water level in the house to "rise and rise". Quartal harmony in Ravel's Sonatine and Ma mère l'oye would follow a few years later.

20th- and 21st-century classical music

Composers who use the techniques of quartal harmony include Claude Debussy, Francis Poulenc, Alexander Scriabin, Alban Berg, Leonard Bernstein, Arnold Schoenberg, Igor Stravinsky, and Anton Webern (Herder 1987, 78).

Schoenberg

Arnold Schoenberg's Chamber Symphony Op. 9 (1906) displays quartal harmony. The work begins not from tonal harmony, but instead begins with a fictitious[clarification needed] tonal centre: the first measures construct a five-part fourth chord with the notes C – F – B♭ – E♭ – A♭ distributed over several instruments. The composer then picks out this vertical quartal harmony in a horizontal sequence of fourths from the horns, eventually leading to a passage of triadic quartal harmony (i.e., chords of three notes, each layer a fourth apart).[citation needed]

Six-note horizontal fourth chord in Arnold Schoenberg's Chamber Symphony Op. 9
Vertical quartal-harmony in the opening measures of Arnold Schoenberg's Chamber Symphony Op. 9 Playⓘ

Schoenberg was also one of the first to write on the theoretical consequences of this harmonic innovation. In his Theory of Harmony (Harmonielehre) of 1911 he wrote: "The construction of chords by superimposing fourths can lead to a chord that contains all the twelve notes of the chromatic scale; hence, such construction does manifest a possibility for dealing systematically with those harmonic phenomena that already exist in the works of some of us: seven, eight, nine, ten, eleven, and twelve-part chords... But the quartal construction makes possible, as I said, accommodation of all phenomena of harmony" (Schoenberg 1978, 406–407).

Webern, Ives, and Bartók

For Anton Webern, the importance of quartal harmony lay in the possibility of building new sounds. After hearing Schoenberg's Chamber Symphony, Webern wrote "You must write something like that, too!" (Webern 1963, 48; "So was mußt du auch machen!"[citation needed]) Shortly after, he wrote his Four Pieces for Violin and Piano Op. 7, using quartal harmony as a formal principle, which was also used in later works.[citation needed]

Introduction to Ives's "The Cage", 114 Songs (Reisberg 1975, 345). Playⓘ

Uninfluenced by the theoretical and practical work of the Second Viennese School, the American Charles Ives meanwhile wrote in 1906 a song called "The Cage" (No. 64 of his collection, 114 songs), in which the piano part contained four-part fourth chords accompanying a vocal line which moves in whole tones.[citation needed]

Other 20th-century composers, like Béla Bartók with his piano work Mikrokosmos and Music for Strings, Percussion and Celesta, as well as Paul Hindemith, Carl Orff and Igor Stravinsky, employed quartal harmony in their work. These composers joined Romantic elements with Baroque music, folk songs and their peculiar rhythm and harmony with the open harmony of fourths and fifths.[citation needed]

Fourths in Béla Bartók's Mikrokosmos V, No. 131, Fourths (Quartes) Playⓘ

Hindemith

File:MathisMvmt2.png
Fourth and fifth writing in the second movement of Paul Hindemith's Mathis der Maler

Hindemith constructed large parts of his symphonic work Symphony: Mathis der Maler by means of fourth and fifth intervals. These steps are a restructuring of fourth chords (C – D – G becomes the fourth chord D – G – C), or other mixtures of fourths and fifths (D♯ – A♯ – D♯ – G♯ – C♯ in measure 3 of the example). Hindemith was, however, not a proponent of an explicit quartal harmony. In his 1937 writing Unterweisung im Tonsatz (The Craft of Musical Composition, Hindemith 1937), he wrote that "notes have a family of relationships, that are the bindings of tonality, in which the ranking of intervals is unambiguous," so much so, indeed, that in the art of triadic composition "...the musician is bound by this, as the painter to his primary colours, the architect to the three dimensions." He lined up the harmonic and melodic aspects of music in a row in which the octave ranks first, then the fifth and the third, and then the fourth. "The strongest and most unique harmonic interval after the octave is the fifth, the prettiest nevertheless is the third by right of the chordal effects of its Combination tones."

Quartal harmony in Hindemith's Flute Sonata, II with tonal center on B established by descent in left hand in dorian and repeated B's and F♯'s (Kostka, Payne, and Almén 2013, Chapter twenty six: Materials and techniques, Chord structures, Quartal and secundal harmony, 469–70) Playⓘ

Others

In his Theory of Harmony (Schoenberg 1978, 407): "Besides myself my students Dr. Anton Webern and Alban Berg have written these harmonies (fourth chords), but also the Hungarian Béla Bartók or the Viennese Franz Schreker, who both go a similar way to Debussy, Dukas and perhaps also Puccini, are not far off.

British composer Michael Tippett also employed quartal harmonies extensively in works from his middle period. Examples are his Piano Concerto and the opera The Midsummer Marriage. An almost constant quartal harmony is used by Bertold Hummel in his Second Symphony of 1966. A similarly obvious example is the work of Mieczysław Weinberg. Hermann Schroeder alternated in his works using fragments of Gregorian Chant between quintal and quartal harmony. Also the Polish composer Witold Lutosławski devised a use that allows many harmonic combinations to be applied to a single part, having several combinations that may be tried against it, like fourths with whole tones, tritones with semitones, or other possibilities.[citation needed]

In the first movement of Olivier Messiaen's Turangalîla-Symphonie, a six-note combination is constructed in pieces from fourths and tritones, much like in the music of Schoenberg and Scriabin. Much of Messiaen's work applies quartal harmony, moderated by his development of what he called "Modes of limited transposition".[citation needed]

A preference for quartal harmony is present in the works of Leo Brouwer (10 Etudes for Guitar), Robert Delanoff (Zwiegespräche für Orgel), Ivan Vïshnegradsky, Tōru Takemitsu (Cross Hatch) and Hanns Eisler (Hollywood-Elegy). In the 1960s, the use of tone clusters juxtaposing minor and major seconds pushed aside quartal harmony somewhat. The orchestral work of György Ligeti, Atmosphères of 1961, makes extensive use of such sounds.[citation needed] The works of the Filipino composer Eliseo M. Pajaro (1915–1984) are characterised by quartal and quintal harmonies, as well as by dissonant counterpoint and polychords (Kasilag 2001).

As a transition to the history of jazz, George Gershwin may be mentioned. In the first movement of his Concerto in F altered fourth chords descend chromatically in the right hand with a chromatic scale leading upward in the left hand.

Jazz

The style of jazz, having an eclectic harmonic orbit, was in its early days overtaken (until perhaps the Swing of the 1930s) by the vocabulary of 19th-century European music.[clarification needed] Important influences come thereby from opera, operetta, military bands as well as from the piano music of Classical and Romantic composers, and even that of the Impressionists. Jazz musicians had a clear interest in harmonic richness of colour, for which quartal harmony provided possibilities, as used by pianists and arrangers like Jelly Roll Morton, Duke Ellington, Art Tatum, Bill Evans (Hester 2000, 199) Milt Buckner (Hester 2000, 199) Chick Corea (Herder 1987, 78; Scivales 2005, 203) Herbie Hancock (Herder 1987, 78; Scivales 2005, 203) and especially McCoy Tyner (Herder 1987, 78; Scivales 2005, 205). Nevertheless, the older jazz usually handled fourths in the customary manner (as a suspension needing resolution).[citation needed]

The ii–V–I cadence Playⓘ; the fourth-suspension or sus chord Playⓘ

Bebop brought an aesthetic change to modern jazz: the chords which before had a relative identity (as major and minor, dominant, etc.) gave way to block transpositions, with a fleeting, smooth flowing tonality, having the colours of chords blurred and strongly ambiguous. A prevalent example for this is the beloved ii-V-I cadence of modern jazz.[citation needed]

In the figure to the right, a traditional cadence is contrasted with a cadence where a substitution has been made in one of the inner voices. The inner voice still exhibits normal voice leading but within the extended harmony of jazz. The multiplicity of possibilities available can be used as a framework for improvisation. In addition, compositions of this time often had a frantic tempo, allowing more leeway in the harmony of fleeting chords (because they are not sounding for very long). Quartal harmony was employed throughout the jazz of the 1940s.[citation needed]

A typical hard bop brass part, from Horace Silver's "Señor Blues"

The hard bop of the 1950s made new applications of quartal harmony accessible to jazz.[citation needed] Quintet writing in which two brass instruments (commonly trumpet and saxophone) may proceed in fourths, while the piano (as a uniquely harmonic instrument) lays down chords, but sparsely, only hinting at the intended harmony. This style of writing, in contrast with that of the previous decade, preferred a moderate tempo. Thin-sounding unison bebop horn sections occur frequently, but these are balanced by bouts of very refined polyphony such as is found in cool jazz.

The "So What" chord uses three intervals of a fourth.

On his watershed record Kind of Blue, Miles Davis with pianist Bill Evans used a chord consisting of three perfect fourth intervals and a major third on the composition "So What". This particular voicing is sometimes referred to as a So What chord, and can be analyzed (without regard for added sixths, ninths, etc.) as a minor seventh with the root on the bottom, or as a major seventh with the third on the bottom (Levine 1989, 97).

From the outset of the 1960s, the employment of quartal possibilities had become so familiar that the musician now felt the fourth chord existed as a separate entity, self standing and free of any need to resolve. The pioneering of quartal writing in later jazz and rock, like the pianist McCoy Tyner's work with saxophonist John Coltrane's "classic quartet", was influential throughout this epoch. Oliver Nelson was also known for his use of fourth chord voicings (Corozine 2002, 12). Floyd claims that the "foundation of 'modern quartal harmony'" began in the era when the Charlie Parker–influenced John Coltrane added classically trained pianists Bill Evans and McCoy Tyner to his ensemble (Floyd 2004, 4).

Jazz guitarists cited as using chord voicings using quartal harmony include Johnny Smith, Tal Farlow, Chuck Wayne, Barney Kessel, Joe Pass, Jimmy Raney, Wes Montgomery, however all in a traditional manner, as major 9th, 13th and minor 11th chords (Floyd 2004, 4) (an octave and fourth equals an 11th). Jazz guitarists cited as using modern quartal harmony include Jim Hall (especially Sonny Rollins's The Bridge), George Benson ("Skydive"), Pat Martino, Jack Wilkins ("Windows"), Joe Diorio, Howard Roberts ("Impressions"), Kenny Burrell ("So What"), Wes Montgomery ("Little Sunflower"), Henry Johnson, Russell Malone, Jimmy Bruno, Howard Alden, Paul Bollenback, Mark Whitfield, and Rodney Jones (Floyd 2004, 4).

Quartal harmony was also explored as a possibility under new experimental scale models as they were "discovered" by jazz.[citation needed] Musicians began to work extensively with the so-called church modes of old European music, and they became firmly situated in their compositional process. Jazz was well-suited to incorporate the medieval use of fourths to thicken lines into its improvisation. The pianists Herbie Hancock, and Chick Corea are two musicians well known for their modal experimentation. Around this time, a style known as free jazz also came into being, in which quartal harmony had extensive use due to the wandering nature of its harmony.

Fourths in Herbie Hancock's "Maiden Voyage"[citation needed]

Between these intensive experiments with quartal harmony, the search for new applications for it in jazz was quickly exhausted. Around 1970, quartal harmony had become part of the canon of everyday practice.[citation needed] In jazz, the way chords were built from a scale came to be called voicing, and specifically quartal harmony was referred to as fourth voicing.

ii-V-I turnaround with fourth voicings: all chords are in fourth voicings Playⓘ; They are often ambiguous as, for example, the Dm11 and G9sus chords are here voiced identically and will thus be distinguished for the listener by the root movement of the bassist (Boyd 1997, 94)

Thus when the m11 and the dominant 7th sus (9sus above) chords in quartal voicings are used together they tend to "blend into one overall sound" sometimes referred to as modal voicings, and both may be applied where the m11 chord is called for during extended periods such as the entire chorus Template:Boyd.

Rock music

Disliking the sound of thirds (in equal-temperament tuning), Robert Fripp builds chords with perfect intervals in his new standard tuning.
See also: Progressive rock and Symphonic rock

Quartal and quintal harmony have been used by Robert Fripp, who has described himself as the rhythm guitarist of King Crimson. Fripp dislikes minor thirds and especially major thirds in equal temperament tuning, which is used by non-experimental guitars. Of course, just intonation's perfect octaves, perfect fifths, and perfect fourths are well approximated in equal temperament tuning, and perfect fifths and octaves are highly consonant intervals. Fripp builds chords using perfect fifths, fourths, and octaves in his new standard tuning (NST), a regular tuning having perfect fifths between its successive open-strings (Mulhern 1986, [page needed]).

Tarkus by Emerson, Lake & Palmer uses quartal harmony (Macon 1997, 55).

Examples of quartal pieces

Classical

Sonata for Alto Saxophone and Piano (Lewis 1985, 443)
Sonata for Piano, op. 1 (Lambert 1996, 118)
Wozzeck (Lambert 1996, 118; Reisberg 1975, 344–46)
Sinfonía de Antígona (Symphony No. 1), uses quartal harmony throughout (Orbón 1987, 83)
Sinfonía india (Symphony No. 2), the A-minor Sonora melody beginning in b. 183 is accompanied by quartal harmonies (Leyva 2010, 56)
Of Mice and Men (Bick 2005, 446, 448, 451)
Parallel fourths evoking organum in Debussy's "The Sunken Cathedral" opening (Reisberg 1975, 343–44). Playⓘ
"La cathédrale engloutie", beginning and ending (Reisberg 1975, 343–44)
Suite for Piano[citation needed]
Piano Sonata No. 7 (Kroeger 1969)
12 American Preludes, Prelude #7[citation needed]
"Donde habite el olvido" (Kulp 2006, 207)
Symphony No. 2 ("Romantic") (Perone 1993, 8)
Bacchanalia for Band (Spieth 1978)
"The Cage" (1906) (Carr 1989, 135; Lambert 1990, 44; Lambert 1996, 118; Murphy 2008, 179, 181, 183, 185–86, 190–91; Reisberg 1975, 344–45; Scott 1994, 458)
Central Park in the Dark (Scott 1994, 458)
"Harpalus" (Scott 1994, 458)
Psalm 24, verse 5 (Lambert 1990, 67; Scott 1994, 458)
Psalm 90 (Scott 1994, 458)
"Walking" (Scott 1994, 458)
Toccata[citation needed]
String Quartet No. 2, Adagio (Cowell 1956, 243)
Sonatina for flute & piano, Op. 76 (Cardew-Fanning n.d.)
Clarinet Concerto (Archibald 1969, 825)
Ricercare for Orchestra (Archibald 1969, 825)
Ma mère l'oye : "Mouvt de Marche" of "Laideronnette" (Murphy, Melcher, and Warch 1973, [page needed])
King Midas, cantata (Sjoerdsma 1972)
Le Fils des étoiles (Carpenter n.d.; Reisberg 1975, 347)
The Book of the Hanging Gardens (Domek 1979, 112–13, 117)
Chamber Symphony, Op. 9 (Reisberg 1975, 344–45; Sanderson n.d.), slow section (Rubin 2005), b. 1–3 (Lambert 1990, 68)
Wind Quintet, op. 26 (Corson and Christensen 1984)
Diatonic Study (1914) (Stein 1979, 18)
Suite No. 3 for Piano (Dickinson 1963)
Piano Sonata (Swayne 2002, 285–87, 290)
Klavierstück IX (Reisberg 1975, 349–50)
"Saw a Grave" (Moe 1981–82, 70)
Variations for Piano, Op. 27 (Reisberg 1975, 348)

Jazz

Kind of Blue (Josh 2010)

Folk

On her 1968 debut album Song to a Seagull, Joni Mitchell used quartal and quintal harmony in "Dawntreader", and she used quintal harmony in Seagull (Whitesell 2008, 131 and 202–203).

Rock

See also

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Further reading

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