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A constitutional monarchy is a form of government in which a monarch acts as head of state within the parameters of a written (i.e., codified), unwritten (i.e., uncodified) or blended constitution. It differs from absolute monarchy in that an absolute monarch serves as the sole source of political power in the state and is not legally bound by any constitution.
Most constitutional monarchies employ a parliamentary system in which the Monarch may have strictly Ceremonial duties or may have Reserve Powers, depending on the constitution, have a directly or indirectly elected prime minister who is the head of government and exercises effective political power. In the past, constitutional monarchs have co-existed with fascist and quasi-fascist constitutions (Fascist Italy, Francoist Spain) and with military dictatorships.
More frequently however, monarchical institutions have played crucial roles in thwarting coups d'état and the overthrow of democratic institutions by fascist or communist movements. Examples include the attempted 23-F coup in Spain in 1981, the 1981 and 1985 coup attempts in Thailand, and the attempted communist takeover in Grenada in 1983. In the Spanish and Thai cases action taken by the king proved decisive; in the case of Grenada the call for outside assistance was made by the Governor-General (Sir Paul Scoon).
Contemporary constitutional monarchies include Australia, The Bahamas, Bahrain, Barbados, Belgium, Belize, Bhutan, Cambodia, Canada, Denmark, Grenada, Jamaica, Japan, Jordan, Liechtenstein, Lesotho, Luxembourg, Malaysia, Monaco, Morocco, New Zealand, the Netherlands, Norway, Papua New Guinea, Saint Vincent and the Grenadines, Solomon Islands, Spain, Sweden, Thailand, Tuvalu, and the United Kingdom.
There also exist today several federal constitutional monarchies. In these countries, each subdivision has a distinct government and head of government, but all subdivisions share a monarch who is head of state of the federation as a united whole. The latest country that was completely transformed from an absolute monarchy to a constitutional democratic monarchy is Bhutan.
Constitutional monarchies and absolute monarchies
Constitutional monarchy in the European tradition
In Britain, the Glorious Revolution of 1688 led to a constitutional monarchy restricted by laws such as the Bill of Rights 1689 and the Act of Settlement 1701, although limits on the power of the monarch ('A Limited Monarchy') are much older than that (see Magna Carta). Today the monarchy in Britain is politically neutral and by convention the role is largely ceremonial.[1] No person may accept significant public office without swearing an oath of allegiance to the Queen.[2]
Constitutional monarchy occurred in continental Europe after the French revolution. Napoleon Bonaparte is considered the first monarch proclaiming himself as embodiment of the nation, rather than as a divinely-appointed ruler; this interpretation of monarchy is basic to continental constitutional monarchies. G.W.F. Hegel, in Philosophy of Right (1820) justified it philosophically, according well with evolving contemporary political theory and with the Protestant Christian view of Natural Law. Hegel forecast a constitutional monarch of limited powers, whose function is embodying the national character and constitutional continuity in emergencies, per the development of constitutional monarchy in Europe and Japan. Moreover, the ceremonial office of president (e.g. European and Israeli parliamentary democracies), is a contemporary type of Hegel's constitutional monarch (whether elected or appointed), yet, his forecast of the form of government suitable to the modern world might be perceived as prophetic. The Russian and French presidents, with their stronger powers, might be Hegelian, wielding power suited to the national will embodied.
Modern constitutional monarchy
As originally conceived, a constitutional monarch was quite a powerful figure, head of the executive branch even though his or her power was limited by the constitution and the elected parliament. Some of the framers of the US Constitution may have conceived of the president as being an elected constitutional monarch, as the term was understood in their time, following Montesquieu's account of the separation of powers.[3]
The present concept of constitutional monarchy developed in the United Kingdom, where it was the democratically elected parliaments, and their leader, the prime minister, who had become those who exercised power, with the monarchs voluntarily ceding it and contenting themselves with the titular position. In many cases even the monarchs themselves, while still at the very top of the political and social hierarchy, were given the status of "servants of the people" to reflect the new, egalitarian view. In the course of France's July Monarchy, Louis-Philippe I was styled "King of the French" rather than "King of France".
Following the Unification of Germany, Otto von Bismarck rejected the British model. In the kind of constitutional monarchy established under the Constitution of the German Empire which Bismarck inspired, the Kaiser retained considerable actual executive power, and the Prime Minister needed no parliamentary vote of confidence and ruled solely by the imperial mandate. However, this model of constitutional monarchy was discredited and abolished following Germany's defeat in the First World War. Later on, Fascist Italy could also be considered as a "constitutional monarchy" of a kind, in the sense that there was a king as the titular head of state while actual power was held by Benito Mussolini under a constitution. This eventually discredited the Italian monarchy and led to its abolition in 1946. After the Second World War, surviving European monarchies almost invariably adopted some variant of the constitutional monarchy model originally developed in Britain.
In present terms, the difference between a parliamentary democracy that is a constitutional monarchy and one that is a republic, is considered more one of detail than of substance. In both cases, the titular head of state - monarch or president - serves the traditional role of embodying and representing the nation, while the actual governing is carried out by an elected Prime Minister.
Today constitutional monarchies are mostly associated with Western European countries such as the United Kingdom, Netherlands, Belgium, Norway, Denmark, Spain, Luxembourg, Monaco, Liechtenstein, and Sweden. However, the two most populous constitutional monarchies in the world are in Asia: Japan and Thailand. In such cases it is the prime minister who holds the day-to-day powers of governance, while the King or Queen (or other monarch, such as a Grand Duke, in the case of Luxembourg, or Prince in the case of Monaco and Liechtenstein) retains only residual (but not always minor) powers. The powers of the monarch differ between countries. In the Netherlands, Denmark and in Belgium, for example, the Monarch formally appoints a representative to preside over the creation of a coalition government following a parliamentary election, while in Norway the King chairs special meetings of the cabinet.
In nearly all cases, the monarch is still the nominal chief executive, but is bound by constitutional convention to act on the advice of the Cabinet. Only a few monarchies (most notably Japan and Sweden) have amended their constitutions so that the monarch is no longer even the nominal chief executive.
The most significant family of constitutional monarchies in the world today are the sixteen Commonwealth realms under Elizabeth II.[4] Unlike some of their continental European counterparts, the Monarch and her Governors-General in the Commonwealth realms hold significant "reserve" or "prerogative" powers, to be wielded in times of extreme emergency or constitutional crises usually to uphold parliamentary government. An instance of a Governor General exercising his power was during the 1975 Australian constitutional crisis, when the Australian Prime Minister of the time, Gough Whitlam, was dismissed by the Governor-General. The Australian senate had threatened to block the Government's budget by refusing to pass the associated appropriation bills. On 11 November 1975, Whitlam intended to call a half-Senate election in an attempt to break the deadlock. When he went to seek the Governor-General's approval of the election, the Governor-General instead dismissed him as Prime Minister, and shortly thereafter installed leader of the opposition Malcolm Fraser in his place. Acting quickly before all parliamentarians became aware of the change of government, Fraser and his allies were able to secure passage of the appropriation bills, and the Governor-General dissolved Parliament for a double dissolution election. Fraser and his government were returned with a massive majority. This led to much speculation among Whitlam's supporters as to whether this use of the Governor-General's reserve powers was appropriate, and whether Australia should become a republic. Among supporters of constitutional monarchy however, the experience confirmed the value of the monarchy as a source of checks and balances against elected politicians who might seek powers in excess of those conferred by their respective constitutions, and ultimately as a safeguard against dictatorship.
In Thailand's constitutional monarchy, the monarch is recognized as the Head of State, Head of the Armed Forces, Upholder of the Buddhist Religion, and Defender of the Faith. The current King, Bhumibol Adulyadej, is the longest reigning current monarch in the world and in all of Thailand's history.[5] Bhumibol has reigned through several political changes in the Thai government. He has played an influential role in each incident, often acting as mediator between disputing political opponents. (See Bhumibol's role in Thai Politics.) While the monarch retains some powers from the constitution, most particular is Lèse majesté which protects the image and ability of the monarch to play a role in politics and carries modest criminal penalties for violators. Generally, the Thai people are reverent of Bhumibol. Much of his social influence comes from that and the fact that the royal family is often involved in socio-economic improvement efforts.
In both the United Kingdom and elsewhere, a common debate centres around when it is appropriate for a monarch to use his or her political powers. When a monarch does act, political controversy can often ensue, partially because the neutrality of the crown is seen to be compromised in favour of a partisan goal. While political scientists may champion the idea of an "interventionist monarch" as a check against possible illegal action by politicians, the monarchs themselves are often driven by a more pragmatic sense of self-preservation, in which avoiding political controversy can be seen as an important way to retain public legitimacy and popularity.
List of current reigning monarchies
State | Last constitution established | Type of monarchy | Monarch selected by |
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Antigua and Barbuda | 1981 | Kingdom | Hereditary succession directed by constitution |
Andorra | 1993 | Co-Principality | Selection of Bishop of La Seu d'Urgell and election of French President |
Australia | 1901 | Kingdom | Hereditary succession directed by constitution |
The Bahamas | 1973 | Kingdom | Hereditary succession directed by constitution |
Barbados | 1966 | Kingdom | Hereditary succession directed by constitution |
Bahrain | 2002 | Kingdom | Hereditary succession directed by constitution |
Belgium | 1831 | Kingdom; popular monarchy[6] | Hereditary succession directed by constitution |
Belize | 1981 | Kingdom | Hereditary succession directed by constitution |
Bhutan | 2007 | Kingdom | Hereditary succession |
Cambodia | 1993 | Kingdom | Chosen by throne council |
Canada | 1867 | Kingdom | Hereditary succession directed by constitution |
Denmark | 1953 | Kingdom | Hereditary succession directed by constitution |
Grenada | 1974 | Kingdom | Hereditary succession directed by constitution |
Jamaica | 1962 | Kingdom | Hereditary succession directed by constitution |
Japan | 1946 | Empire | Hereditary succession directed by constitution |
Jordan | 1952 | Kingdom | Hereditary succession directed by constitution |
Kuwait | 1962 | Emirate | Hereditary succession directed approval of al-Sabah family and majority of National Assembly |
Lesotho | 1993 | Kingdom | Hereditary succession directed approval of College of Chiefs |
Liechtenstein | 1862 | Principality | Hereditary succession directed by constitution |
Luxembourg | 1868 | Grand duchy | Hereditary succession directed by constitution |
Malaysia | 1957 | Elective monarchy; Federal monarchy | Selected from nine hereditary Sultans of the Malay states |
Monaco | 1911 | Principality | Hereditary succession directed by constitution |
Morocco | 1962 | Kingdom | Hereditary succession directed by constitution |
Netherlands | 1815 | Kingdom | Hereditary succession directed by constitution |
Norway | 1814 | Kingdom | Hereditary succession directed by constitution |
New Zealand | 1907 | Kingdom | Hereditary succession directed by constitution |
Papua New Guinea | 1975 | Kingdom | Hereditary succession directed by constitution |
Saint Kitts and Nevis | 1983 | Kingdom | Hereditary succession directed by constitution |
Saint Lucia | 1979 | Kingdom | Hereditary succession directed by constitution |
Saint Vincent and the Grenadines | 1979 | Kingdom | Hereditary succession directed by constitution |
Solomon Islands | 1978 | Kingdom | Hereditary succession directed by constitution |
Spain | 1978 | Kingdom | Hereditary succession directed by constitution |
Swaziland | 1968 | Kingdom; Mixture of absolute monarchy & Constitutional Monarchy | Hereditary succession |
Sweden | 1974 | Kingdom | Hereditary succession directed by constitution |
Thailand | 2007 | Kingdom | Hereditary succession directed by constitution |
Tonga | 1970 | Kingdom | Hereditary succession directed by constitution |
Tuvalu | 1978 | Kingdom | Hereditary succession directed by constitution |
United Arab Emirates | 1971 | Federal Union of Emirate Elective monarchy |
Hereditary succession (Emirate) President elected from the 7 emirati Sheikhs of Emirate and elected by the 7 members of the supreme councile; known as the 7 rules of the 7 emirates only |
United Kingdom | 1688 | Kingdom | Hereditary succession directed by constitution |
Former monarchies
- The Chinese Empire - last Imperial Chinese rule was by the Qing Dynasty 清朝 1644–1912 - During its reign, the Qing Dynasty became highly integrated with Chinese culture. However, its military power weakened during the 19th century, and faced with international pressure, massive rebellions and defeats in wars, the Qing Dynasty declined after the mid-19th century. The Qing Dynasty was overthrown following the Xinhai Revolution, when the Empress Dowager Longyu abdicated on behalf of the last emperor, Puyi, on February 12, 1912.
- The Korean Empire (Korean: 대한제국, Hanja: 大韓帝國) from 1897 to 1910 - was an empire of Korea that succeeded the Joseon Dynasty that ruled the nation over the past 500 years. On August 22, 1910, the Korean Empire was annexed by Japan with the Japan-Korea Annexation Treaty, beginning a 35-year period of Korea under Japanese rule. Prior to the Korean Empire, several dynastic rulers of Goguryeo, Silla, Baekje, Balhae and Goryeo claimed the right to imperial status and used imperial titles at one time or another.
- British America was ruled by the monarchy of the Kingdom of Great Britain from 1607 until the Treaty of Paris in 1783, spanning the early reign of King James I and King George III, who is best remembered as king of the American colonies. Although the United States declared independence from the British Crown on July 4, 1776, Britain continued its war against the colonies until the Treaty of Paris thereby ending British authority towards the colonies from the British Crown.
- The Polish-Lithuanian Commonwealth, formed after the Union of Lublin in 1569 and lasting until the final partition of the state in 1795, operated much like many modern European constitutional monarchies (into which it was officially changed by the establishment of the Constitution of May 3, 1791) which was the first Monarchy with constitution in the world (second constitution ever after United States). The legislators of the unified state truly did not see it as a monarchy at all, but as a republic under the presidency of the King. Poland-Lithuania also followed the principle of "Rex regnat et non gubernat", had a bicameral parliament, and a collection of entrenched legal documents amounting to a constitution along the lines of the modern United Kingdom. The King was elected, and had the duty of maintaining the people's rights.
- The Anglo-Corsican Kingdom was a brief period in the history of Corsica (1794–1796) when the island broke with Revolutionary France and sought military protection from Great Britain. Corsica became an independent kingdom under George III of England, but with its own elected parliament and a written constitution guaranteeing local autonomy and democratic rights.
- France, several times during the 19th century. Napoléon Bonaparte proclaimed himself Emperor of the French in what was ostensibly a constitutional monarchy, though modern historians often class his reign as a military dictatorship. The Bourbon Restoration (under Louis XVIII and Charles X), the July Monarchy (under Louis-Philippe), and the Second Empire (under Napoleon III) were also constitutional monarchies, although the power of the monarch varied considerably between them.
- The German Empire from 1871 to 1918, (as well as earlier confederations, and the monarchies it consisted of) was also a constitutional monarchy—see Constitution of the German Empire.
- Prior to the Iranian Revolution in 1979, Iran was a constitutional monarchy under Mohammad Reza Shah Pahlavi, which had been originally established during the Persian Constitutional Revolution in 1906.
- Portugal until 1910 when Manuel II was overthrown by a military coup.
- Kingdom of Serbia, until 1918, when it merged with the State of Slovenes, Croats and Serbs into the unitary Yugoslav Kingdom, that was led by the Serbian dynasty of Karadjordjevic
- Mexico was twice an Empire. First from July 21, 1822, to March 19, 1823, with Agustín de Iturbide serving as emperor. Then, with the help of the Austrian and Spanish crowns, Napoleon III of France installed Maximilian of Habsburg as Emperor of Mexico. This attempt to create a European-style monarchy lasted three years, from 1864 to 1867.
- Brazil from 1815 (United Kingdom of Portugal, Brazil and Algarves) until 1822, with the proclamation of independence and rise of the Empire of Brazil by Pedro I of Brazil. The empire ended in 1889, when Pedro II was deposed by a military coup.
- Hawaiʻi was a constitutional monarchy from the unification of the smaller independent chiefdoms of Oʻahu, Maui, Molokaʻi, Lānaʻi, and the Hawaiʻi (or the "Big Island") in 1810 until the overthrow of Queen Liliʻuokalani in 1893 by conspirators from United States.
- The Grand Principality of Finland was a constitutional monarchy though its ruler, Alexander I, was simultaneously an autocrat and absolute ruler in Russia.
- The Kingdom of Hungary. In 1848–1849 and 1867–1918 as part of Austria-Hungary. In the interwar period (1920–1944) Hungary remained a constitutional monarchy without a reigning monarch.
- Montenegro until 1918 when it merged with Serbia and other areas to form Yugoslavia.
- Yugoslavia until 1945 when Peter II was deposed by the communist government.
- Kingdom of Romania until 1947 when Michael I was forced to abdicate at gunpoint by the communists.
- Bulgaria until 1946 when Tsar Simeon was deposed by the communist assembly.
- Greece until 1967 when Constantine II was deposed by the military government. The decision was formalised by a plebiscite in 05/04/1974.
- Italy until June 2, 1946, when a referendum proclaimed the end of the Kingdom and the begin of the Republic.
- Many Commonwealth republics were constitutional monarchies for some period after their independence.
- Nepal until May 28, 2008, when King Gyanendra was deposed, and the Federal Democratic Republic of Nepal was declared.
- Iceland The Act of Union, a 1 December 1918 agreement with Denmark, established Iceland as a sovereign kingdom united with Denmark under a common king. Iceland abolished the monarchy and became a republic on 17 June 1944 after the Icelandic constitutional referendum, 24 May 1944.
Other situations
- Andorra and San Marino are the only countries where the head of state is vested jointly in two individuals: co-princes (Bishop of Urgell, President of France) and the Captains Regent, respectively.
- Andorra, Monaco and Liechtenstein are the only countries with a reigning Prince.
- Japan is the only country with a reigning Emperor.
- Luxembourg is the only country with a reigning Grand Duke.
See also
- Figurehead
- Australian Monarchist League
- Constitution of May 3, 1791 (Polish-Lithuanian Commonwealth)
- Semi Constitutional Monarchy
Notes
- ^ "What is constitutional monarchy?". Official website of the British Monarchy. Retrieved 11 March 2010.
- ^ RESEARCH PAPER 01/116
- ^ Baron de Montesquieu, The Spirit of Laws. Legal Classics Library, 1924.
- ^ "Website of the British Monarchy: What is a Commonwealth realm?". Retrieved 19 September 2010.
- ^ "A Royal Occasion speeches". Worldhop.com Journal. 1996. Retrieved 2006-07-05.
- ^ Belgium is the only existing popular monarchy — a system in which the monarch's title is linked to the people rather than a state. The title of Belgian kings is not King of Belgium, but instead King of the Belgians. Another unique feature of the Belgian system is that the new monarch does not automatically assume the throne at the death or abdication of his predecessor; he only becomes monarch upon taking a constitutional oath.
References
This includes a list of general references, but it lacks sufficient corresponding inline citations. (August 2007) |
- G. W. F. Hegel, Elements of the Philosophy of Right (Allen W. Wood, ed., H.B. Nisbet, trans.) Cambridge University Press, 1991. ISBN 0-521-34438-7 (originally published as Georg Friedrich Wilhelm Hegel, Philosophie des Rechts, 1820).
- John Locke, Two Treatises of Government and A Letter Concerning Toleration. (Ian Shapiro, ed., with essays by John Dunn, Ruth W. Grant and Ian Shapiro.) New Haven: Yale University Press, 2003 (Two Treatises first pub. 1690). ISBN 0-300-10017-5.
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