Rus' Khaganate: Difference between revisions
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{{History of Russia}} |
{{History of Russia}} |
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The '''Rus' Khaganate''', sometimes called ''Volkhov Rus'', ''Ilmen Rus'', or ''Novgorod Rus'', was a [[polity]] that flourished during a poorly documented period in the history of [[Eastern Europe]] (roughly the late |
The '''Rus' Khaganate''', sometimes called ''Volkhov Rus'', ''Ilmen Rus'', or ''Novgorod Rus'', was a [[polity]] that flourished during a poorly documented period{{fact}}<!--it's not a request for the period, but that it is poorly documented--> in the history of [[Eastern Europe]] (roughly the late eighth and early to mid-ninth centuries CE). Predating the [[Rurikid]] period and [[Kievan Rus']], the Rus' Khaganate was a [[state]] (or a cluster of [[city-state]]s) in what is today northern [[Russia]] inhabited by a mixed [[Norse]], [[Slavic peoples|Slavic]] and [[Finnic peoples|Finnic]] population and dominated by the [[Rus' (people)|Rus' tribe]] or tribes. This region was a center of operations for eastern [[Scandinavian]] ([[Varangian]]) adventurers, merchants and pirates. |
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According to contemporaneous sources, their population centers, which may have included the proto-towns of [[Holmgard]] (Novgorod), [[Aldeigja]] (Ladoga), [[Lyubsha]], [[Alaborg]], [[Sarskoe Gorodishche]], and [[Timerevo]], were under the rule of a [[monarch]] or monarchs using the [[Old Turkic]] title [[Khagan]].<ref name = "christian338">Christian 338.</ref><ref>Franklin and Shepard 33–36.</ref><ref>Dolukhanov 187.</ref> The Rus' Khaganate period marked the genesis of a distinct Rus' [[ethnos]], and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia evolved. |
According to contemporaneous sources, their population centers, which may have included the proto-towns of [[Holmgard]] (Novgorod), [[Aldeigja]] (Ladoga), [[Lyubsha]], [[Alaborg]], [[Sarskoe Gorodishche]], and [[Timerevo]], were under the rule of a [[monarch]] or monarchs using the [[Old Turkic]] title [[Khagan]].<ref name = "christian338">Christian 338.</ref><ref>Franklin and Shepard 33–36.</ref><ref>Dolukhanov 187.</ref> The Rus' Khaganate period marked the genesis of a distinct Rus' [[ethnos]], and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia evolved. |
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[[Image:Nicholas Roerich, Guests from Overseas.jpg|thumbnail|right|280px|''Guests from Overseas'', an 1899 painting by [[Nicholas Roerich]] depicting early Varangian adventurers in Russia.]] |
[[Image:Nicholas Roerich, Guests from Overseas.jpg|thumbnail|right|280px|''Guests from Overseas'', an 1899 painting by [[Nicholas Roerich]] depicting early Varangian adventurers in Russia.]] |
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The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are [[East Slavic]] sources from the 11th and 12th centuries. |
The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are [[East Slavic]] sources from the 11th and 12th centuries.{{fact}} |
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The earliest European reference to the khaganate comes from the [[Frankish]] ''[[Annals of St. Bertin]]''. The Annals refer to a group of [[Vikings]], who called themselves ''Rhos'' (''qi se, id est gentem suam, Rhos vocari dicebant'') and visited [[Constantinople]] around the year 838.<ref>Jones, Gwyn. ''A History of the Vikings.'' 2nd ed. London: Oxford Univ. Press, 1984. pp249-250.</ref> Fearful of returning home via the [[steppe]]s, which would leave them vulnerable to attacks by the [[Magyars]], these Rhos travelled through [[Germany]] accompanied by [[Greek people|Greek]] [[ambassador]]s from the [[Byzantine Empire|Byzantine]] emperor [[Theophilos (emperor)|Theophilus]]. When questioned by the [[Frankish]] [[King of the Franks|Emperor]] [[Louis the Pious]] at [[Ingelheim]], they informed him that their leader was known as ''chacanus'' (the [[Latin]] for "Khagan")<ref>''Håkan'' or ''Haakon'' was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.</ref> and that they lived in the north of Russia, but that their ancestral homeland was in [[Sweden]] (''comperit eos gentis esse sueonum'').<ref>Bertin 19–20; Jones 249–250.</ref> |
The earliest European reference to the khaganate comes from the [[Frankish]] ''[[Annals of St. Bertin]]''. The Annals refer to a group of [[Vikings]], who called themselves ''Rhos'' (''qi se, id est gentem suam, Rhos vocari dicebant'') and visited [[Constantinople]] around the year 838.<ref>Jones, Gwyn. ''A History of the Vikings.'' 2nd ed. London: Oxford Univ. Press, 1984. pp249-250.</ref> Fearful of returning home via the [[steppe]]s, which would leave them vulnerable to attacks by the [[Magyars]], these Rhos travelled through [[Germany]] accompanied by [[Greek people|Greek]] [[ambassador]]s from the [[Byzantine Empire|Byzantine]] emperor [[Theophilos (emperor)|Theophilus]]. When questioned by the [[Frankish]] [[King of the Franks|Emperor]] [[Louis the Pious]] at [[Ingelheim]], they informed him that their leader was known as ''chacanus'' (the [[Latin]] for "Khagan")<ref>''Håkan'' or ''Haakon'' was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.</ref> and that they lived in the north of Russia, but that their ancestral homeland was in [[Sweden]] (''comperit eos gentis esse sueonum'').<ref>Bertin 19–20; Jones 249–250.</ref> |
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[[Image:Ruslavery.jpg|thumb|300px|[[Sergey Vasilievich Ivanov]] (1864-1910), ''Slave Trade in Early Medieval Eastern Europe''.]] |
[[Image:Ruslavery.jpg|thumb|300px|[[Sergey Vasilievich Ivanov]] (1864-1910), ''Slave Trade in Early Medieval Eastern Europe''.]] |
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The likely mainstay of the khaganate's economy was the Volga trade route. Early 9th-century coin hordes unearthed in Scandinavia frequently contain large quantities of [[dirhem]] coins minted in the [[Abbasid Caliphate]] and other [[Muslim]] polities, sometimes split in smaller pieces and inscribed with [[Runic]] signs.<ref>Noonan, "Rus/Rus' Merchants" 213-219.</ref> All in all, more than 228,000 Arabic coins have been recovered from over a thousand hoards in European Russia and the Baltic region. Almost 90% of these arrived to Scandinavia by way of the Volga trade route. Unsurprisingly, the dirhem was the basis for the monetary system of [[Kievan Rus]].<ref>Yanin 1956. 91-100.</ref> |
The likely mainstay of the khaganate's [[economy]] was the Volga trade route. Early 9th-century coin hordes unearthed in Scandinavia frequently contain large quantities of [[dirhem]] coins minted in the [[Abbasid Caliphate]] and other [[Muslim]] polities, sometimes split in smaller pieces and inscribed with [[Runic]] signs.<ref>Noonan, "Rus/Rus' Merchants" 213-219.</ref> All in all, more than 228,000 Arabic coins have been recovered from over a thousand hoards in European Russia and the Baltic region. Almost 90% of these arrived to Scandinavia by way of the Volga trade route. Unsurprisingly, the dirhem was the basis for the monetary system of [[Kievan Rus]].<ref>Yanin 1956. 91-100.</ref> |
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Trade was the major source of income for the Rus, who according to ibn Rustah did not engage in [[agriculture]]: "They have no cultivated fields but depend for their supplies on what they can obtain from as-Saqaliba's [Slavs] land. They have no estates, villages, or fields; their only business is to trade in [[sable]], [[squirrel]], and other [[fur]]s, and the money they take in these transactions they stow in their belts."<ref>Ibn Rustah. English translation in Brøndsted (1965), pp. 267–268</ref> Rus merchants travelled down the Volga, paying duties to the Bulghars and Khazars, reaching the ports of [[Gorgan]] and [[Abaskun]] on the southern shore of the [[Caspian Sea]]. Sometimes, they penetrated as far as [[Baghdad]].<ref name="Rus"/> |
[[Trade]] was the major source of income for the Rus, who according to ibn Rustah did not engage in [[agriculture]]: "They have no cultivated fields but depend for their supplies on what they can obtain from as-Saqaliba's [Slavs] land. They have no estates, villages, or fields; their only business is to trade in [[sable]], [[squirrel]], and other [[fur]]s, and the money they take in these transactions they stow in their belts."<ref>Ibn Rustah. English translation in Brøndsted (1965), pp. 267–268</ref> Rus merchants travelled down the Volga, paying [[duty|duties]] to the Bulghars and Khazars, reaching the ports of [[Gorgan]] and [[Abaskun]] on the southern shore of the [[Caspian Sea]]. Sometimes, they penetrated as far as [[Baghdad]].<ref name="Rus"/> |
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==Government== <!--this section appears quite speculative and anachronistic, as it describes political realities of the 920s, when Igor was the ruler in Kiev. This is a far cry from the period when the khagans were recorded in Northern Russia.--> |
==Government== <!--this section appears quite speculative and anachronistic, as it describes political realities of the 920s, when Igor was the ruler in Kiev. This is a far cry from the period when the khagans were recorded in Northern Russia.--> |
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Writing in 922, Ibn Fadlan described the Rus' ruler<!--earlier the article says he called this ruler "king"--> (like the Khazar khagan), as having little real authority. Instead, political and military power was wielded by a deputy, who "commands the troops, attacks [the Rus' ruler's] enemies, and acts as his representative before his subjects."<ref name="Christian340">Christian 340-341, citing ibn Fadlan's ''Risala''.</ref> The supreme king of the Rus', on the other hand, "has no duties other than to make love to his slave girls, drink, and give himself up to pleasure."<ref name="Christian340"/> He was guarded by 400 men, "willing to die for him... These 400 sit below the royal throne: a large and bejewelled platform which also accommodates the forty slave-girls of his harem." Ibn Fadlan wrote that the Rus' ruler would almost never leave his throne and even "when he wants to go riding his horse is led up to him, and on his return the horse is brought right up to the throne."<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 266–267</ref> Ibn Rustah, on the other hand, reported that the khagan was the ultimate authority in settling disputes between his subjects. His decisions, however, were not binding, so that if one of the disputants disagreed with the khagan's ruling, the dispute was then resolved in a battle, which took place "in the presence of the contestants' kin who stand with swords drawn; and the man who gets the better of the duel also gets the decision about the matter in dispute."<ref>Ibn Rustah. English translation in Brøndsted 266–267</ref> |
Writing in 922, Ibn Fadlan described the Rus' ruler<!--earlier the article says he called this ruler "king"--> (like the Khazar khagan), as having little real [[authority]]. Instead, political and military [[power (sociology)|power]] was wielded by a deputy, who "commands the troops, attacks [the Rus' ruler's] enemies, and acts as his representative before his subjects."<ref name="Christian340">Christian 340-341, citing ibn Fadlan's ''Risala''.</ref> The supreme king of the Rus', on the other hand, "has no duties other than to make love to his slave girls, drink, and give himself up to pleasure."<ref name="Christian340"/> He was guarded by 400 men, "willing to die for him... These 400 sit below the royal throne: a large and bejewelled platform which also accommodates the forty slave-girls of his harem." Ibn Fadlan wrote that the Rus' ruler would almost never leave his throne and even "when he wants to go riding his horse is led up to him, and on his return the horse is brought right up to the throne."<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 266–267</ref> Ibn Rustah, on the other hand, reported that the khagan was the ultimate authority in settling disputes between his subjects. His decisions, however, were not binding, so that if one of the disputants disagreed with the khagan's ruling, the dispute was then resolved in a battle, which took place "in the presence of the contestants' kin who stand with swords drawn; and the man who gets the better of the duel also gets the decision about the matter in dispute."<ref>Ibn Rustah. English translation in Brøndsted 266–267</ref> |
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This dichotomy reflects the structure of [[Khazar]] government, with secular authority in the hands of a [[Khagan Bek]] only theoretically subordinate to the khagan, and sharply contrasts with the traditional [[Germanic peoples|Germanic]] system, where kingship was held by military prowess and not necessarily by blood. Moreover, some scholars have noted similarities between this dual kingship and the relationship between [[Igor, Grand Prince of Kiev|Igor]] and [[Oleg of Kiev]] in the early 10th century (compare [[Askold and Dir]] in the 9th century).<ref>Christian 341.</ref> <!--The following assertion seems to be untenable, as Jones' book is available online, and there are tons of more up-to-date references on modern excavations of Volkhov sites. I have not been able to trace any mention of nomadic influences: Norse burial sites from locations connected to the Rus Khaganate period supposedly contain some features common with those of neighboring [[Eurasian nomad]] populations.<ref>Christian 340, ''citing, inter alia,'' Jones 256.</ref>--> The institution of separate sacral ruler and military commander may be observed in the relationship between Oleg and Igor, but whether this is part of the Rus' Khaganate's legacy to its [[successor-state]] is unknown. The early Kievan Rus' principalities exhibited certain distinctive characteristics in their government, military organization, and jurisprudence that were very similar to those in force among the Khazars and other steppe peoples; some historians believe that these elements came to the Kievan Rus' from the Khazars by way of the earlier Rus' Khagans.<ref>Brutzkus 111.</ref> |
This [[dichotomy]] reflects the structure of [[Khazar]] [[government]], with [[secular]] authority in the hands of a [[Khagan Bek]] only theoretically subordinate to the khagan, and sharply contrasts with the traditional [[Germanic peoples|Germanic]] system, where kingship was held by military prowess and not necessarily by blood. Moreover, some scholars have noted similarities between this dual kingship and the relationship between [[Igor, Grand Prince of Kiev|Igor]] and [[Oleg of Kiev]] in the early 10th century (compare [[Askold and Dir]] in the 9th century).<ref>Christian 341.</ref> <!--The following assertion seems to be untenable, as Jones' book is available online, and there are tons of more up-to-date references on modern excavations of Volkhov sites. I have not been able to trace any mention of nomadic influences: Norse burial sites from locations connected to the Rus Khaganate period supposedly contain some features common with those of neighboring [[Eurasian nomad]] populations.<ref>Christian 340, ''citing, inter alia,'' Jones 256.</ref>--> The institution of separate sacral ruler and military commander may be observed in the relationship between Oleg and Igor, but whether this is part of the Rus' Khaganate's legacy to its [[successor-state]] is unknown. The early Kievan Rus' principalities exhibited certain distinctive characteristics in their government, military organization, and [[jurisprudence]] that were very similar to those in force among the Khazars and other steppe peoples; some historians believe that these elements came to the Kievan Rus' from the Khazars by way of the earlier Rus' Khagans.<ref>Brutzkus 111.</ref> |
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==Customs and religion== |
==Customs and religion== |
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[[Image:trizna_1899.jpg|left|thumb|250px|''Oleg being mourned by his warriors'', an 1899 painting by [[Viktor Vasnetsov]]. This burial rite, with the funerary tumulus, is typical of both [[Scandinavian]], and [[Eurasian nomad]]ic customs.]] |
[[Image:trizna_1899.jpg|left|thumb|250px|''Oleg being mourned by his warriors'', an 1899 painting by [[Viktor Vasnetsov]]. This burial rite, with the funerary tumulus, is typical of both [[Scandinavian]], and [[Eurasian nomad]]ic customs.]] |
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Judging from excavations conducted since the 1820s at Ladoga and related sites in Northern Russia, the Rus' customs reflected primarily Scandinavian influences. This is consistent with the writings of ibn Rustah and ibn Fadlan. The former gives a brief description of the burial of a Rus' nobleman, who was put into a "grave like a large house", together with food, amlets, coins, other staples, as well as his favorite wife. "Then the grave door is sealed and she dies there."<ref>Ibn Rustah. English translation in Brøndsted 305</ref> <!-- This burial rite is consistent with archeological findings in [[Birka]] and [[Chernigov]].--There are no 9th-century layers in Chernigov, hundreds miles south of the khaganate! And Birka, apart from being a modest site in itself, has nothing to do with the khaganate too!!-->Ibn Fadlan provides further evidence of the Rus' building a memorial mound, or [[cenotaph]], and giving it a runic <!--does he say "runic"??-->inscription on a piece of wood.<ref>Brøndsted 305</ref> The Arab traveler also left a detailed description of the Rus' custom of [[ship burial|cremating noblemen in a ship]], which involved both animal and [[human sacrifice]]. When a poor man died, he was put into a little ship and burned in it; the funeral of a nobleman was much more elaborate. His estate was divided into three parts: one for his family, one to pay for his funerary costume, and one to make beer, which was consumed on the day of his cremation.<ref>Ibn Fadlan describes the Rus' as addicted to beer, "and often one of them has been found dead with a beaker in his hand." Ibn Fadlan, ''Risala''. English translation in Brøndsted 301</ref> One of the deceased man's slave girls volunteered to be put to death so as to join her master in [[paradise]]. On the day of cremation, the dead man was disinterred from his grave, dressed in fine clothings, and put onto a specially constructed ship. The volunteer slave girl was killed and placed on board together with her master before the dead man's nearest kinsman set the vessel on fire. The funeral ended with the construction of a round mound.<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 301–305</ref> <!--and what do we know about Khazar burial customs, anyway? how many Khazar sites have been extensively excavated?--> |
Judging from excavations conducted since the 1820s at Ladoga and related sites in Northern Russia, the Rus' customs reflected primarily Scandinavian influences. This is consistent with the writings of ibn Rustah and ibn Fadlan. The former gives a brief description of the [[burial]] of a Rus' [[nobleman]], who was put into a "grave like a large house", together with food, amlets, coins, other staples, as well as his favorite wife. "Then the grave door is sealed and she dies there."<ref>Ibn Rustah. English translation in Brøndsted 305</ref> <!-- This burial rite is consistent with archeological findings in [[Birka]] and [[Chernigov]].--There are no 9th-century layers in Chernigov, hundreds miles south of the khaganate! And Birka, apart from being a modest site in itself, has nothing to do with the khaganate too!!-->Ibn Fadlan provides further evidence of the Rus' building a memorial mound, or [[cenotaph]], and giving it a [[runic]] <!--does he say "runic"??-->inscription on a piece of wood.<ref>Brøndsted 305</ref> The Arab traveler also left a detailed description of the Rus' custom of [[ship burial|cremating noblemen in a ship]], which involved both animal and [[human sacrifice]]. When a poor man died, he was put into a little ship and burned in it; the funeral of a nobleman was much more elaborate. His estate was divided into three parts: one for his family, one to pay for his funerary costume, and one to make [[beer]], which was consumed on the day of his cremation.<ref>Ibn Fadlan describes the Rus' as addicted to beer, "and often one of them has been found dead with a beaker in his hand." Ibn Fadlan, ''Risala''. English translation in Brøndsted 301</ref> One of the deceased man's slave girls volunteered to be put to death so as to join her master in [[paradise]]. On the day of cremation, the dead man was disinterred from his grave, dressed in fine clothings, and put onto a specially constructed ship. The volunteer slave girl was killed and placed on board together with her master before the dead man's nearest kinsman set the vessel on fire. The funeral ended with the construction of a round mound.<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 301–305</ref> <!--and what do we know about Khazar burial customs, anyway? how many Khazar sites have been extensively excavated?--> |
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Early medieval hstorians were impressed with the spirit of independence and enterprise inculcated among the Rus from birth.<ref name="Rus"/> Ibn Rustah writes: "When a son is born the father will go up to the newborn baby, [[Spatha#Viking Age|sword]] in hand; throwing it down, he says; 'I shall not leave you any property: you have only what you can provide with this weapon!'"<ref>Brøndsted 268</ref> [[Al-Marwazi]] repeated this description of the intructions given to a son and added that it was the daughter who received her father's inheritance. The same sense of rugged individualism was reflected in their treatment of the ill. According to ibn Fadlan, "if one of the Rus falls sick they put him in a tent by himself and leave bread and water for him. They do not visit him, however, or speak to him, especially if he is a serf. Should he recover he rejoins the others; if he dies they burn him. If he happens to be a serf, however, they leave him for the dogs and vultures to devor."<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 301–305. See also "Rus", ''Encyclopaedia of Islam''.</ref> Sources describe the Rus as liberal in sexual matters. Ibn Fadlan wrote that the king of the Rus did not shy away from having public intercourse with the slave girls in his harem. When Rus traders arrived to the Volga shores, they would make love with the slave girls they brought for sale in the presence of their comrades; sometimes this would develop into a communal [[orgy]].<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 265, 305; "Rus", ''Encyclopaedia of Islam'' ''passim''</ref> [[Image:Idoly.jpg|thumb|''The Idols'', a painting by Nicholas Roerich (1901).]] |
Early medieval hstorians were impressed with the spirit of independence and enterprise inculcated among the Rus from birth.<ref name="Rus"/> Ibn Rustah writes: "When a son is born the father will go up to the newborn baby, [[Spatha#Viking Age|sword]] in hand; throwing it down, he says; 'I shall not leave you any property: you have only what you can provide with this weapon!'"<ref>Brøndsted 268</ref> [[Al-Marwazi]] repeated this description of the intructions given to a son and added that it was the daughter who received her father's inheritance. The same sense of rugged individualism was reflected in their treatment of the ill. According to ibn Fadlan, "if one of the Rus falls sick they put him in a tent by himself and leave bread and water for him. They do not visit him, however, or speak to him, especially if he is a serf. Should he recover he rejoins the others; if he dies they burn him. If he happens to be a serf, however, they leave him for the dogs and vultures to devor."<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 301–305. See also "Rus", ''Encyclopaedia of Islam''.</ref> Sources describe the Rus as liberal in sexual matters. Ibn Fadlan wrote that the king of the Rus did not shy away from having public intercourse with the slave girls in his harem. When Rus traders arrived to the Volga shores, they would make love with the slave girls they brought for sale in the presence of their comrades; sometimes this would develop into a communal [[orgy]].<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 265, 305; "Rus", ''Encyclopaedia of Islam'' ''passim''</ref> [[Image:Idoly.jpg|thumb|''The Idols'', a painting by Nicholas Roerich (1901).]] |
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Both ibn Fadlan and ibn Rustah portray the Rus as devout pagans. Ibn Rustah and, following him, Garizi reported that the Rus [[shaman]]s or "medicine men" (''attiba'') wielded great power over the common folk. According to ibn Rustah, these shamans acted "as if they own everything". They determined what women, men, or animals had to be sacrificed, and when the shamans gave orders, there was no way of evading them. The shaman would take the offering, wherther human or animal, and hang it from a pole until death.<ref>Ibn Rustah. English translation in Brøndsted 268. See also "Rus", ''Encyclopaedia of Islam''.</ref> Ibn Fadlan left a description of the Rus merchants praying for success in trading before "a large wooden stake with a face like that of a human being, surrounded by smaller figures, and behind them tall poles in the ground." If trade did not pick up, more offerings were made; if the business remained slow, the trader would make offerings to the minor idols, too. When the trading was especially good, Rus merchants would likewise make additional offerings of cattle and sheep, some of which were distributed as alms.<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 266. See also "Rus", ''Encyclopaedia of Islam''.</ref> |
Both ibn Fadlan and ibn Rustah portray the Rus as devout pagans. Ibn Rustah and, following him, Garizi reported that the Rus [[shaman]]s or "[[medicine men]]" (''attiba'') wielded great power over the common folk. According to ibn Rustah, these shamans acted "as if they own everything". They determined what women, men, or animals had to be sacrificed, and when the shamans gave orders, there was no way of evading them. The shaman would take the offering, wherther human or animal, and hang it from a pole until death.<ref>Ibn Rustah. English translation in Brøndsted 268. See also "Rus", ''Encyclopaedia of Islam''.</ref> Ibn Fadlan left a description of the Rus merchants praying for success in trading before "a large wooden stake with a face like that of a human being, surrounded by smaller figures, and behind them tall poles in the ground." If trade did not pick up, more offerings were made; if the business remained slow, the trader would make offerings to the minor idols, too. When the trading was especially good, Rus merchants would likewise make additional offerings of cattle and sheep, some of which were distributed as alms.<ref>Ibn Fadlan, ''Risala''. English translation in Brøndsted 266. See also "Rus", ''Encyclopaedia of Islam''.</ref> |
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On the other hand, Byzantine sources report that the Rus adopted [[Christianity]] by the end of the 860s. In his [[encyclical]] dated to 867, [[Patriarch Photius]] wrote about the enthusiastic conversion of the Rus, mentioning that he had sent to their lands a [[bishop]].<ref>Photii Patriarchae Constantinopolitani Epistulae et Amphilochia. Ed. B. Laourdas, L.G. Westerinck. T.1. Leipzig, 1983. P. 49.</ref> [[Constantine VII]] attributes the conversion to his grandfather [[Basil the Macedonian]] and to [[Patriarch Ignatius]] rather than to their predecessors [[Michael III]] and Photius. Constantine narrates how the Byzantines galvanized the Rus' into conversion by their persuasive words and rich presents, including gold, silver, and precious tissues. He also repeats a traditional story that the pagans were particularly impressed by a miracle: a [[gospel]] book thrown by the archbishop into an oven was not damaged by fire.<ref>Theophanes Continuatus, Ioannes Cameniata, Symeon Magister, Georgius Monachus. Ed. I. Becker. Bonnae, 1838 (CSHB), pp. 342-343.</ref> [[Ibn Khordadbeh]] wrote in the late 9th century that the Rus who arrived to Muslim lands "claimed to be Christians".<ref name="Rus"/> Modern historians are divided in their views on the historicity and extent of the [[Christianization of the Rus' Khaganate]]. <!-- Modern historians are divided whether at least some of the Rus indeed baptized at such an early date. --is there any historian who discards Photius's evidence as unreliable?--> |
On the other hand, Byzantine sources report that the Rus adopted [[Christianity]] by the end of the 860s. In his [[encyclical]] dated to 867, [[Patriarch Photius]] wrote about the enthusiastic conversion of the Rus, mentioning that he had sent to their lands a [[bishop]].<ref>Photii Patriarchae Constantinopolitani Epistulae et Amphilochia. Ed. B. Laourdas, L.G. Westerinck. T.1. Leipzig, 1983. P. 49.</ref> [[Constantine VII]] attributes the conversion to his grandfather [[Basil the Macedonian]] and to [[Patriarch Ignatius]] rather than to their predecessors [[Michael III]] and Photius. Constantine narrates how the Byzantines galvanized the Rus' into conversion by their persuasive words and rich presents, including gold, silver, and precious tissues<!--tissues? cloth perhaps?-->. He also repeats a traditional story that the pagans were particularly impressed by a miracle: a [[gospel]] book thrown by the [[archbishop]] into an oven was not damaged by fire.<ref>Theophanes Continuatus, Ioannes Cameniata, Symeon Magister, Georgius Monachus. Ed. I. Becker. Bonnae, 1838 (CSHB), pp. 342-343.</ref> [[Ibn Khordadbeh]] wrote in the late 9th century that the Rus who arrived to Muslim lands "claimed to be Christians".<ref name="Rus"/> Modern historians are divided in their views on the historicity and extent of the [[Christianization of the Rus' Khaganate]]. <!-- Modern historians are divided whether at least some of the Rus indeed baptized at such an early date. --is there any historian who discards Photius's evidence as unreliable?--> |
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==Relations with neighbors== |
==Relations with neighbors== |
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In 838, Rus' Khaganate sent an embassy to the Byzantine Empire, which was recorded in the Annals of St. Bertin, the reasons for which remain a cause of controversy among historians. [[Aleksey Shakhmatov]] argued that the embassy of 838 had two ends in view: to establish amity with Byzantium and to establish the way into Sweden through Western Europe.<ref>A. Shakhmatov, Survey of the oldest period of the History of the Russian Language. Encyclopedia of Slavonic Philology, II, 1 ( Petrograd, 1915), XXVIII, cited in Vasiliev 12</ref> [[Constantine Zuckerman]] postulates that the Rus' ambassadors were to negotiate a peace treaty after their [[Paphlagonian expedition of the Rus|Paphlagonian expedition]] of the 830s.<ref>Zuckerman, "Deux étapes".</ref> [[George Vernadsky]] connects their mission with the construction of the fortress of [[Sarkel]] in 833. That embassy was not recorded in Byzantine sources, and in 860 Patriarch Photius referred to the Rus as "unknown people".<ref>Vasiliev 13.</ref> According to Vernadsky, the Khazars and Greeks erected Sarkel near the portage between the [[Don River]] and Volga specifically to defend this strategic point from the Rus.<ref>Vernadsky VII-4.</ref> Other scholars, however, believe that the fortress of Sarkel was constructed to defend against or monitor the activities of the [[Magyars]] and other steppe tribes, and not the Rus'.<ref>Shepard 24; Kovalev 124. The [[Ukrainian people|Ukrainian]] historian Mikhailo Hrushevsky declared that the extant sources were unclear on this point. Hrushevsky 1:176. [[John Skylitzes]] claimed that Sarkel was a "staunch bulwark against the [[Pechenegs]] but did not identify that as its original purpose. Huxley ''passim''.</ref> |
In 838, Rus' Khaganate sent an embassy to the Byzantine Empire, which was recorded in the Annals of St. Bertin, the reasons for which remain a cause of controversy among historians. [[Aleksey Shakhmatov]] argued that the embassy of 838 had two ends in view: to establish amity with Byzantium and to establish the way into Sweden through Western Europe.<ref>A. Shakhmatov, Survey of the oldest period of the History of the Russian Language. Encyclopedia of Slavonic Philology, II, 1 ( Petrograd, 1915), XXVIII, cited in Vasiliev 12</ref> [[Constantine Zuckerman]] postulates that the Rus' ambassadors were to negotiate a peace treaty after their [[Paphlagonian expedition of the Rus|Paphlagonian expedition]] of the 830s.<ref>Zuckerman, "Deux étapes".</ref> [[George Vernadsky]] connects their mission with the construction of the fortress of [[Sarkel]] in 833. That embassy was not recorded in Byzantine sources, and in 860 Patriarch Photius referred to the Rus as "unknown people".<ref>Vasiliev 13.</ref> According to Vernadsky, the Khazars and Greeks erected Sarkel near the portage between the [[Don River]] and Volga specifically to defend this strategic point from the Rus.<ref>Vernadsky VII-4.</ref> Other scholars, however, believe that the fortress of Sarkel was constructed to defend against or monitor the activities of the [[Magyars]] and other steppe tribes, and not the Rus'.<ref>Shepard 24; Kovalev 124. The [[Ukrainian people|Ukrainian]] historian Mikhailo Hrushevsky declared that the extant sources were unclear on this point. Hrushevsky 1:176. [[John Skylitzes]] claimed that Sarkel was a "staunch bulwark against the [[Pechenegs]] but did not identify that as its original purpose. Huxley ''passim''.</ref> |
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In 860, the Rus [[Rus'-Byzantine War (860)|besieged Constantinople]], |
In 860, the Rus [[Rus'-Byzantine War (860)|besieged Constantinople]], with a [[fleet]] of 200 ships. The Byzantine army and navy were far from the capital, leaving it vulnerable to the attack. The timing of the attack suggests that the Rus were well-aware of the internal situation in the empire thanks to the commercial and other relations that continued after the embassy of 838. The Rus warriors devastated the suburbs of Constantinople before suddenly departing on [[August 4]].<ref>Franklin and Shepard, 50–55.</ref> |
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The early Rus' traded extensively with [[Khazaria]]. [[Ibn Khordadbeh]] wrote in the ''[[Book of Roads and Kingdoms (ibn Khordadbeh)|Book of Roads and Kingdoms]]'' that "they go via the Slavic River (the [[Don River|Don]]) to [[Khamlidj]], a city of the Khazars, where the latter's ruler collects the tithe from them."<ref>ibn Khordadbeh, as cited in Vernadsky 1:9</ref> Some modern commentators infer from Arab accounts that the Rus' Khaganate's political culture was profoundly<!--exaggeration!--> influenced by its contacts with Khazaria.<ref>''E.g.,'' Jones 164 (summarizing evidence from [[al-Masudi]] and [[al-Muqaddasi]]); Franklin and Shepard 67-8; Christian 340.</ref> By the beginning of the [[Rurikid]] period in the first decades of the 10th century, relations between the Rus' and the Khazars [[Caspian_expeditions_of_the_Rus#Raid_of_913|soured]]. |
The early Rus' traded extensively with [[Khazaria]]. [[Ibn Khordadbeh]] wrote in the ''[[Book of Roads and Kingdoms (ibn Khordadbeh)|Book of Roads and Kingdoms]]'' that "they go via the Slavic River (the [[Don River|Don]]) to [[Khamlidj]], a city of the Khazars, where the latter's ruler collects the tithe from them."<ref>ibn Khordadbeh, as cited in Vernadsky 1:9</ref> Some modern commentators infer from Arab accounts that the Rus' Khaganate's political culture was profoundly<!--exaggeration!--> influenced by its contacts with Khazaria.<ref>''E.g.,'' Jones 164 (summarizing evidence from [[al-Masudi]] and [[al-Muqaddasi]]); Franklin and Shepard 67-8; Christian 340.</ref> By the beginning of the [[Rurikid]] period in the first decades of the 10th century, relations between the Rus' and the Khazars [[Caspian_expeditions_of_the_Rus#Raid_of_913|soured]]. |
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==Decline and legacy== |
==Decline and legacy== |
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Soon after [[Patriarch Photius]] informed other Orthodox bishops about the Christianization of the Rus all the centres of the khaganate in North-Western Russia were destroyed by fire. Archaeologists found convincing evidence that Holmgard, Aldeigja, [[Alaborg]], [[Izborsk]] and other local centres were burnt to the ground in the 860s or 870s. Some of these settlements were abandoned after the conflagration for good. The [[Primary Chronicle]] describes the uprising of the pagan Slavs and Finns against the Varangians, who had to withdraw overseas, in 862. The [[First Novgorod Chronicle]], whose account of the events Shakhmatov considered more trustworthy, does not pinpoint the pre-Rurikid uprising to any specific date. The 16th-century [[Nikon Chronicle]] attributes the banishment of the Varangians from the country to [[Vadim the Bold]]. The Ukrainian historian Mikhailo Braichevsky labelled Vadim's rebellion "a pagan reaction" against the Christianization of the Rus'.<ref>Брайчевский 42-96.</ref> A period of unrest and anarchy followed, dated by Zuckerman to ca. 875-900. The absence of coin hoards from the 880s and 890s suggests that the Volga trade route ceased functioning, precipitating "the first silver crisis in Europe".<ref>Noonan, "Silver Crisis" 41-50; Noonan, "Fluctuations in Islamic Trade" ''passim''</ref> |
Soon after [[Patriarch Photius]] informed other Orthodox bishops about the Christianization of the Rus all the centres of the khaganate in North-Western Russia were destroyed by fire. Archaeologists found convincing evidence that Holmgard, Aldeigja, [[Alaborg]], [[Izborsk]] and other local centres were burnt to the ground in the 860s or 870s. Some of these settlements were abandoned after the conflagration for good. The [[Primary Chronicle]] describes the uprising of the pagan Slavs and Finns against the Varangians, who had to withdraw overseas, in 862. The [[First Novgorod Chronicle]], whose account of the events Shakhmatov considered more trustworthy, does not pinpoint the pre-Rurikid uprising to any specific date. The 16th-century [[Nikon Chronicle]] attributes the banishment of the Varangians from the country to [[Vadim the Bold]]. The Ukrainian historian [[Mikhailo Braichevsky]] labelled Vadim's rebellion "a pagan reaction" against the Christianization of the Rus'.<ref>Брайчевский 42-96.</ref> A period of unrest and anarchy followed, dated by Zuckerman to ca. 875-900. The absence of coin hoards from the 880s and 890s suggests that the Volga trade route ceased functioning, precipitating "the first [[silver crisis]] in Europe".<ref>Noonan, "Silver Crisis" 41-50; Noonan, "Fluctuations in Islamic Trade" ''passim''</ref> |
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After this economic depression and period of political upheaval, there was a renaissance, starting from ca. 900. Zuckerman associates the new period with the arrival of [[Rurik]] and his men, who turned their attention from the Volga to the Dnieper, for reasons as yet uncertain. The Scandinavian settlements in Ladoga and Novgorod revived and started to grow rapidly. During the first decade of the |
After this economic [[depression]] and period of political upheaval, there was a [[renaissance]], starting from ca. 900. Zuckerman associates the new period with the arrival of [[Rurik]] and his men, who turned their attention from the Volga to the Dnieper, for reasons as yet uncertain. The Scandinavian settlements in Ladoga and Novgorod revived and started to grow rapidly. During the first decade of the tenth century, a large trade outpost was formed on the [[Dnieper]] in [[Gnezdovo]], near modern [[Smolensk]]. Another Dnieper settlement, Kiev, developed into an important urban centre roughly in the same period.<ref>Franklin and Shepard, 91–111.</ref> |
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The fate of the Rus' Khaganate, and the process by which it either evolved into or was consumed by the Rurikid [[Kievan Rus']], is unclear. The Kievans seem to have had a very vague notion about the existence of the khaganate. Slavonic sources do not mention |
The fate of the Rus' Khaganate, and the process by which it either evolved into or was consumed by the Rurikid [[Kievan Rus']], is unclear. The Kievans seem to have had a very vague notion about the existence of the khaganate. Slavonic sources do not mention neither the Christianization of the Rus in the 860s nor the Paphlagonian expedition of the 830s. The account of the Rus' expedition against Constantinople in the 860s was borrowed by the authors of the Primary Chronicle from Greek sources, suggesting the absence of a [[vernacular]] written tradition.<ref>Franklin and Shepard, 53.</ref> |
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==Notes== |
==Notes== |
Revision as of 01:07, 15 December 2006
History of Russia |
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The Rus' Khaganate, sometimes called Volkhov Rus, Ilmen Rus, or Novgorod Rus, was a polity that flourished during a poorly documented period[citation needed] in the history of Eastern Europe (roughly the late eighth and early to mid-ninth centuries CE). Predating the Rurikid period and Kievan Rus', the Rus' Khaganate was a state (or a cluster of city-states) in what is today northern Russia inhabited by a mixed Norse, Slavic and Finnic population and dominated by the Rus' tribe or tribes. This region was a center of operations for eastern Scandinavian (Varangian) adventurers, merchants and pirates.
According to contemporaneous sources, their population centers, which may have included the proto-towns of Holmgard (Novgorod), Aldeigja (Ladoga), Lyubsha, Alaborg, Sarskoe Gorodishche, and Timerevo, were under the rule of a monarch or monarchs using the Old Turkic title Khagan.[1][2][3] The Rus' Khaganate period marked the genesis of a distinct Rus' ethnos, and its successors would ultimately found Kievan Rus' and its successors, the states from which modern Russia evolved.
Documentary evidence
![](http://upload.wikimedia.org/wikipedia/commons/thumb/1/17/Nicholas_Roerich%2C_Guests_from_Overseas.jpg/280px-Nicholas_Roerich%2C_Guests_from_Overseas.jpg)
The "Khaganate" of the Rus' is mentioned in several historical sources. Most of them are foreign texts dating from the 9th century. Three others are East Slavic sources from the 11th and 12th centuries.[citation needed]
The earliest European reference to the khaganate comes from the Frankish Annals of St. Bertin. The Annals refer to a group of Vikings, who called themselves Rhos (qi se, id est gentem suam, Rhos vocari dicebant) and visited Constantinople around the year 838.[4] Fearful of returning home via the steppes, which would leave them vulnerable to attacks by the Magyars, these Rhos travelled through Germany accompanied by Greek ambassadors from the Byzantine emperor Theophilus. When questioned by the Frankish Emperor Louis the Pious at Ingelheim, they informed him that their leader was known as chacanus (the Latin for "Khagan")[5] and that they lived in the north of Russia, but that their ancestral homeland was in Sweden (comperit eos gentis esse sueonum).[6]
Thirty years later, in spring 871, the eastern and western emperors, Basil I and Louis II, quarreled over control of Bari, which had been conquered by their joint forces from the Arabs. The Byzantine emperor sent an angry letter to his western counterpart, reprimanding him for usurping the title of emperor. He argued that the Frankish rulers are simple reges, while the imperial title behooves only to the overlord of the Romans, that is, to Basil himself. He also pointed out that each nation has its own title for the supreme ruler: for instance, the title of chaganus is used by the overlords of the Avars, Khazars (Gazani), and Normanns (Nortmanno). To that, Louis replied that he was aware only about the Avar khagans, but never heard about the khagans of the Khazars and Normanns.[7] The content of Basil's letter, now lost, is reconstructed from Louis's reply, quoted in full in the Salerno Chronicle.[8] It indicates that at least one group of Scandinavians had a ruler who called himself "khagan".
Ahmad ibn Rustah, a 10th century Muslim geographer from Persia, wrote that the Rus' khagan ("khaqan rus") lived on an island in a lake.[1][9] Constantine Zuckerman comments that Ibn Rustah, using the text of an anonymous note from the 870s, attempted to accurately convey the titles of all rulers described by its author, which makes his evidence all the more precious.[10] The Muslim geographer mentions only two khagans in his treatise — those of Khazaria and Rus. His statement is echoed by al-Yaqubi, who wrote in 889 or 890 that the Caucasus mountaineers, when besieged by the Arabs in 854, asked for help from the overlords (sahib) of al-Rum (Byzantium), Khazaria, and al-Saqaliba (Slavs).[11] Hudud al-Alam, an anonymous Arabic geography text written in the late 10th century, refers to the Rus' king as "rus-khaqan".[12] As the unknown author of Hudud al-Alam relied on numerous 9th-century sources, including ibn Khordadbeh, it is possible that his reference to the Rus' Khagan was copied from earlier, pre-Rurikid texts, rather than reflecting contemporary political reality.[13] Finally, an 11th century Persian geographer Gardizi mentioned "khaqan-i rus" in his work Zayn al-Akbar. Like other Muslim geogrpahers, Gardizi relied on traditions stemming from the 9th century.[14]
There are good grounds for believing that the title "khagan" was still remembered in Kievan Rus during the Christian period. Metropolitan Hilarion of Kiev applied the title "khagan" to Vladimir I of Kiev and Yaroslav I the Wise in the earliest monument of Old Russian literature, Slovo o Zakone i Blagodati ("Sermon on Law and Grace"), written around 1050.[15] A graffito in the north gallery of Saint Sophia Cathedral reads "O Lord, save our khagan", apparently in reference to Sviatoslav II (1073-1076).[16] As late as the end of the 12th century, The Tale of Igor's Campaign refers in passing to a "kogan Oleg"[14], traditionally identified with Oleg of Tmutarakan.[17]
Dating
Extant primary sources make it plausible that the title of khagan was applied to the rulers of the Rus' during a rather short period, roughly between their embassy to Constantinople (838) and Basil I's letter (871). All Byzantine sources after Basil I refer to the Rus' rulers as archons. Later Kievan authors, mentioned above, appear to have revived the term "khagan" as a laudatory epithet of the ruling knyaz, rather than as a valid political term.[18]
The dating of the Khaganate's existence has been the subject of debates among scholars and remains unclear. Omeljan Pritsak dates the foundation of the Khaganate to around 830-840. Back in the 1920s, Russian historian Pavel Smirnov suggested that the Rus' Khaganate emerged only briefly at around 830 and was soon destroyed by the migration of the Magyar-Kabar tribal confederation towards the Carpathian Mountains.[19] Whatever the accuracy of such estimates may be, there are simply no primary sources which mention the Rus' or its khagans prior to the 830s.[20]
Equally contentious has been discussion about the date of the khaganate's disintegration. The title of Khagan is not mentioned in the Rus'-Byzantine treaties (907, 911, 944), or in De Ceremoniis, a record of court ceremonials meticulously documenting the titles of foreign rulers, when it deals with Olga's reception at the court of Constantine VII in 945. Moreover, ibn Fadlan, in his detailed account of the Rus (922), designated their supreme ruler as malik ("king"). From this fact, Peter Golden concluded via a argumentum ex silentio that the khaganate collapsed at some point between 871 and 922.[21] Zuckerman specifies that the khaganate had been derelict by 911, because the khagan is not mentioned in the text of the first Russo-Byzantine Treaty.[22]
Location
![](http://upload.wikimedia.org/wikipedia/commons/thumb/d/d8/Early_Rus.png/400px-Early_Rus.png)
The location of the khaganate has been actively disputed since the early twentieth century. According to one fringe theory, the Rus' khagan resided somewhere in Scandinavia or even as far west as Walkeren.[23] George Vernadsky believed that the khagan had his headquarters in the eastern part of the Crimea or in the Taman Peninsula and that the island described by Ibn Rustah was most likely situated in the estuary of the Kuban River.[24] However, archaeologists failed to find any traces of a Slavic-Norse settlement in the region in the 9th century and there are no Norse sources documenting "khagans" in Scandinavia.[25]
The Soviet historiography, as represented by Boris Rybakov and Lev Gumilev, advanced Kiev as the residence of the khagan, assuming that Askold and Dir were the only khagans recorded by name. Western historians traditionally polemicize with this theory. There is no evidence of an urban settlement on the site of Kiev prior to the 880s.[26] Archaeological finds from the period in the vicinity of Kiev are almost non-existent. What is particularly convincing, there are no hoards of coins to prove that the Dnieper trade route — the backbone of later Kievan Rus — was operated in the 9th century.[27] Based on his examination of archaeological evidence, Zuckerman concludes that Kiev originated as a fortress on the Khazar border with Levedia. Only after the Magyars' departure for the west in 889 did the middle Dnieper region start to progress economically.[28]
Starting with Vasily Bartold, there have been many historians who advocated a more northerly position of the khaganate.[1] They have tended to essentialize ibn Rustah's report as the only historical clue to the location of the khagan's residence.[29] Recent archaeological research, as conducted by Dmitry Machinsky, among others, makes it plausible that this polity was based on a group of settlements along the Volkhov River, including Ladoga, Lyubsha, Duboviki, Alaborg, and Holmgard.[30] "Most of these were initially small sites, probably not much more than stations for re-fitting and resupply, providing an opportunity for exchange and the redistribution of items passing along the river and caravan routes".[31] If the anonymous traveller quoted by ibn Rustah is to be believed, the Rus of the Khaganate period made extensive use of the Volga route to trade with the Middle East, possibly through Bulgar and Khazar intermediaries. His description of the Rus' island suggests that their center was at Holmgard, an early medieval precursor of Novgorod whose name translates from Old Norse as "the island castle". The First Novgorod Chronicle describes the unrest in Novgorod preceding the invitation of Rurik in the 860s. This account prompted Johannes Brøndsted to assert that Holmgard-Novgorod was the khaganate's capital for several decades prior to the appearance of Rurik, including the time of the Byzantine embassy in 839.[32] Machinsky accepts this theory but notes that, even before the rise of Holmgard-Novgorod, the chief political and economic centre of the area was located at Aldeigja-Ladoga.[33]
Origin
The origins of the Rus' Khaganate are unclear. First Scandinavian settlers arrived to the lower basin of the Volkhov River in the mid-8th century. The country comprising the present-day Leningrad, Novgorod, Tver, Yaroslavl, and Smolensk regions became known in Old Norse sources as "Gardarike", the land of forts. Norse warlords, known to the Turkic-speaking steppe peoples as "köl-beki" or "sea-kings," came to dominate some of the Finno-Ugric and Slavic peoples, particularly along the Volga trade route linking the Baltic Sea with the Caspian Sea and Serkland.[34]
As with the Rus' generally, there is much debate as to the identity and ancestry of the Rus' Khagans. They may have been Scandinavians, native Slavs or Finns, or (most probably) of mixed ancestry.[35] Omeljan Pritsak speculated that a Khazar khagan named Khan-Tuvan Dyggvi, exiled after losing a civil war, settled with his followers in the Norse-Slavic settlement of Rostov, married into the local Scandinavian nobility, and fathered the dynasty of the Rus' khagans.[36] Zuckerman dismisses Pritsak's theory as untenable speculation[37], but the possible Khazar connection to early Rus' monarchs is supported by the use of a stylized trident tamga, or seal, by later Rus' rulers such as Sviatoslav I of Kiev.[38]
Most historians agree that the title "khagan" was borrowed by the Rus from the Khazars, but there is considerable dispute over the circumstances of this borrowing. Peter Benjamin Golden presumes that the Rus' khaganate was a puppet state set up by the Khazars in the basin of the Oka River to fend off recurring attacks of the Magyars.[39] No source records that the Rus' of the 9th century were subjects to the Khazars, however. For foreign observers (such as Ibn Rustah) there was no material difference between the titles of the Khazar and Rus' rulers.[40] Anatoly Novoseltsev hypothesizes that the adoption of the title of khagan was designed to advertise the Rus' claims to the equality with the Khazars.[41] This theory is echoed by Thomas Noonan, who asserts that the Rus' leaders were loosely unified under the rule of one of the "sea-kings" in the early 9th century, and that this "High King" adopted the title khagan to give him legitimacy in the eyes of his subjects and neighboring states.[42] The title of khagan was, according to this theory, a sign that the bearers ruled under a divine mandate.[43]
Economy
![](http://upload.wikimedia.org/wikipedia/commons/thumb/3/36/S._V._Ivanov._Trade_negotiations_in_the_country_of_Eastern_Slavs._Pictures_of_Russian_history._%281909%29.jpg/300px-S._V._Ivanov._Trade_negotiations_in_the_country_of_Eastern_Slavs._Pictures_of_Russian_history._%281909%29.jpg)
The likely mainstay of the khaganate's economy was the Volga trade route. Early 9th-century coin hordes unearthed in Scandinavia frequently contain large quantities of dirhem coins minted in the Abbasid Caliphate and other Muslim polities, sometimes split in smaller pieces and inscribed with Runic signs.[44] All in all, more than 228,000 Arabic coins have been recovered from over a thousand hoards in European Russia and the Baltic region. Almost 90% of these arrived to Scandinavia by way of the Volga trade route. Unsurprisingly, the dirhem was the basis for the monetary system of Kievan Rus.[45]
Trade was the major source of income for the Rus, who according to ibn Rustah did not engage in agriculture: "They have no cultivated fields but depend for their supplies on what they can obtain from as-Saqaliba's [Slavs] land. They have no estates, villages, or fields; their only business is to trade in sable, squirrel, and other furs, and the money they take in these transactions they stow in their belts."[46] Rus merchants travelled down the Volga, paying duties to the Bulghars and Khazars, reaching the ports of Gorgan and Abaskun on the southern shore of the Caspian Sea. Sometimes, they penetrated as far as Baghdad.[14]
Government
Writing in 922, Ibn Fadlan described the Rus' ruler (like the Khazar khagan), as having little real authority. Instead, political and military power was wielded by a deputy, who "commands the troops, attacks [the Rus' ruler's] enemies, and acts as his representative before his subjects."[47] The supreme king of the Rus', on the other hand, "has no duties other than to make love to his slave girls, drink, and give himself up to pleasure."[47] He was guarded by 400 men, "willing to die for him... These 400 sit below the royal throne: a large and bejewelled platform which also accommodates the forty slave-girls of his harem." Ibn Fadlan wrote that the Rus' ruler would almost never leave his throne and even "when he wants to go riding his horse is led up to him, and on his return the horse is brought right up to the throne."[48] Ibn Rustah, on the other hand, reported that the khagan was the ultimate authority in settling disputes between his subjects. His decisions, however, were not binding, so that if one of the disputants disagreed with the khagan's ruling, the dispute was then resolved in a battle, which took place "in the presence of the contestants' kin who stand with swords drawn; and the man who gets the better of the duel also gets the decision about the matter in dispute."[49]
This dichotomy reflects the structure of Khazar government, with secular authority in the hands of a Khagan Bek only theoretically subordinate to the khagan, and sharply contrasts with the traditional Germanic system, where kingship was held by military prowess and not necessarily by blood. Moreover, some scholars have noted similarities between this dual kingship and the relationship between Igor and Oleg of Kiev in the early 10th century (compare Askold and Dir in the 9th century).[50] The institution of separate sacral ruler and military commander may be observed in the relationship between Oleg and Igor, but whether this is part of the Rus' Khaganate's legacy to its successor-state is unknown. The early Kievan Rus' principalities exhibited certain distinctive characteristics in their government, military organization, and jurisprudence that were very similar to those in force among the Khazars and other steppe peoples; some historians believe that these elements came to the Kievan Rus' from the Khazars by way of the earlier Rus' Khagans.[51]
Customs and religion
![](http://upload.wikimedia.org/wikipedia/commons/thumb/f/f9/Trizna_1899.jpg/250px-Trizna_1899.jpg)
Judging from excavations conducted since the 1820s at Ladoga and related sites in Northern Russia, the Rus' customs reflected primarily Scandinavian influences. This is consistent with the writings of ibn Rustah and ibn Fadlan. The former gives a brief description of the burial of a Rus' nobleman, who was put into a "grave like a large house", together with food, amlets, coins, other staples, as well as his favorite wife. "Then the grave door is sealed and she dies there."[52] Ibn Fadlan provides further evidence of the Rus' building a memorial mound, or cenotaph, and giving it a runic inscription on a piece of wood.[53] The Arab traveler also left a detailed description of the Rus' custom of cremating noblemen in a ship, which involved both animal and human sacrifice. When a poor man died, he was put into a little ship and burned in it; the funeral of a nobleman was much more elaborate. His estate was divided into three parts: one for his family, one to pay for his funerary costume, and one to make beer, which was consumed on the day of his cremation.[54] One of the deceased man's slave girls volunteered to be put to death so as to join her master in paradise. On the day of cremation, the dead man was disinterred from his grave, dressed in fine clothings, and put onto a specially constructed ship. The volunteer slave girl was killed and placed on board together with her master before the dead man's nearest kinsman set the vessel on fire. The funeral ended with the construction of a round mound.[55]
Early medieval hstorians were impressed with the spirit of independence and enterprise inculcated among the Rus from birth.[14] Ibn Rustah writes: "When a son is born the father will go up to the newborn baby, sword in hand; throwing it down, he says; 'I shall not leave you any property: you have only what you can provide with this weapon!'"[56] Al-Marwazi repeated this description of the intructions given to a son and added that it was the daughter who received her father's inheritance. The same sense of rugged individualism was reflected in their treatment of the ill. According to ibn Fadlan, "if one of the Rus falls sick they put him in a tent by himself and leave bread and water for him. They do not visit him, however, or speak to him, especially if he is a serf. Should he recover he rejoins the others; if he dies they burn him. If he happens to be a serf, however, they leave him for the dogs and vultures to devor."[57] Sources describe the Rus as liberal in sexual matters. Ibn Fadlan wrote that the king of the Rus did not shy away from having public intercourse with the slave girls in his harem. When Rus traders arrived to the Volga shores, they would make love with the slave girls they brought for sale in the presence of their comrades; sometimes this would develop into a communal orgy.[58]
![](http://upload.wikimedia.org/wikipedia/commons/3/3d/Idoly.jpg)
Both ibn Fadlan and ibn Rustah portray the Rus as devout pagans. Ibn Rustah and, following him, Garizi reported that the Rus shamans or "medicine men" (attiba) wielded great power over the common folk. According to ibn Rustah, these shamans acted "as if they own everything". They determined what women, men, or animals had to be sacrificed, and when the shamans gave orders, there was no way of evading them. The shaman would take the offering, wherther human or animal, and hang it from a pole until death.[59] Ibn Fadlan left a description of the Rus merchants praying for success in trading before "a large wooden stake with a face like that of a human being, surrounded by smaller figures, and behind them tall poles in the ground." If trade did not pick up, more offerings were made; if the business remained slow, the trader would make offerings to the minor idols, too. When the trading was especially good, Rus merchants would likewise make additional offerings of cattle and sheep, some of which were distributed as alms.[60]
On the other hand, Byzantine sources report that the Rus adopted Christianity by the end of the 860s. In his encyclical dated to 867, Patriarch Photius wrote about the enthusiastic conversion of the Rus, mentioning that he had sent to their lands a bishop.[61] Constantine VII attributes the conversion to his grandfather Basil the Macedonian and to Patriarch Ignatius rather than to their predecessors Michael III and Photius. Constantine narrates how the Byzantines galvanized the Rus' into conversion by their persuasive words and rich presents, including gold, silver, and precious tissues. He also repeats a traditional story that the pagans were particularly impressed by a miracle: a gospel book thrown by the archbishop into an oven was not damaged by fire.[62] Ibn Khordadbeh wrote in the late 9th century that the Rus who arrived to Muslim lands "claimed to be Christians".[14] Modern historians are divided in their views on the historicity and extent of the Christianization of the Rus' Khaganate.
Relations with neighbors
In 838, Rus' Khaganate sent an embassy to the Byzantine Empire, which was recorded in the Annals of St. Bertin, the reasons for which remain a cause of controversy among historians. Aleksey Shakhmatov argued that the embassy of 838 had two ends in view: to establish amity with Byzantium and to establish the way into Sweden through Western Europe.[63] Constantine Zuckerman postulates that the Rus' ambassadors were to negotiate a peace treaty after their Paphlagonian expedition of the 830s.[64] George Vernadsky connects their mission with the construction of the fortress of Sarkel in 833. That embassy was not recorded in Byzantine sources, and in 860 Patriarch Photius referred to the Rus as "unknown people".[65] According to Vernadsky, the Khazars and Greeks erected Sarkel near the portage between the Don River and Volga specifically to defend this strategic point from the Rus.[66] Other scholars, however, believe that the fortress of Sarkel was constructed to defend against or monitor the activities of the Magyars and other steppe tribes, and not the Rus'.[67]
In 860, the Rus besieged Constantinople, with a fleet of 200 ships. The Byzantine army and navy were far from the capital, leaving it vulnerable to the attack. The timing of the attack suggests that the Rus were well-aware of the internal situation in the empire thanks to the commercial and other relations that continued after the embassy of 838. The Rus warriors devastated the suburbs of Constantinople before suddenly departing on August 4.[68]
The early Rus' traded extensively with Khazaria. Ibn Khordadbeh wrote in the Book of Roads and Kingdoms that "they go via the Slavic River (the Don) to Khamlidj, a city of the Khazars, where the latter's ruler collects the tithe from them."[69] Some modern commentators infer from Arab accounts that the Rus' Khaganate's political culture was profoundly influenced by its contacts with Khazaria.[70] By the beginning of the Rurikid period in the first decades of the 10th century, relations between the Rus' and the Khazars soured.
Decline and legacy
Soon after Patriarch Photius informed other Orthodox bishops about the Christianization of the Rus all the centres of the khaganate in North-Western Russia were destroyed by fire. Archaeologists found convincing evidence that Holmgard, Aldeigja, Alaborg, Izborsk and other local centres were burnt to the ground in the 860s or 870s. Some of these settlements were abandoned after the conflagration for good. The Primary Chronicle describes the uprising of the pagan Slavs and Finns against the Varangians, who had to withdraw overseas, in 862. The First Novgorod Chronicle, whose account of the events Shakhmatov considered more trustworthy, does not pinpoint the pre-Rurikid uprising to any specific date. The 16th-century Nikon Chronicle attributes the banishment of the Varangians from the country to Vadim the Bold. The Ukrainian historian Mikhailo Braichevsky labelled Vadim's rebellion "a pagan reaction" against the Christianization of the Rus'.[71] A period of unrest and anarchy followed, dated by Zuckerman to ca. 875-900. The absence of coin hoards from the 880s and 890s suggests that the Volga trade route ceased functioning, precipitating "the first silver crisis in Europe".[72]
After this economic depression and period of political upheaval, there was a renaissance, starting from ca. 900. Zuckerman associates the new period with the arrival of Rurik and his men, who turned their attention from the Volga to the Dnieper, for reasons as yet uncertain. The Scandinavian settlements in Ladoga and Novgorod revived and started to grow rapidly. During the first decade of the tenth century, a large trade outpost was formed on the Dnieper in Gnezdovo, near modern Smolensk. Another Dnieper settlement, Kiev, developed into an important urban centre roughly in the same period.[73]
The fate of the Rus' Khaganate, and the process by which it either evolved into or was consumed by the Rurikid Kievan Rus', is unclear. The Kievans seem to have had a very vague notion about the existence of the khaganate. Slavonic sources do not mention neither the Christianization of the Rus in the 860s nor the Paphlagonian expedition of the 830s. The account of the Rus' expedition against Constantinople in the 860s was borrowed by the authors of the Primary Chronicle from Greek sources, suggesting the absence of a vernacular written tradition.[74]
Notes
- ^ a b c Christian 338.
- ^ Franklin and Shepard 33–36.
- ^ Dolukhanov 187.
- ^ Jones, Gwyn. A History of the Vikings. 2nd ed. London: Oxford Univ. Press, 1984. pp249-250.
- ^ Håkan or Haakon was a name used among Scandinavians of the period, and it was once thought possible that the Rhos described in the court annals referred to a king by this name.
- ^ Bertin 19–20; Jones 249–250.
- ^ Monumenta Germaniae 385-394.
- ^ Dolger T. 59, №487.
- ^ Brøndsted (1965), pp. 267–268
- ^ Zuckerman, "Deux étapes" 96.
- ^ Laurent and Canard 490. According to Zuckerman, Ibn Khordadbeh and other Arab authors often confused the terms Rus and Saqaliba when describing their raids to the Caspian Sea in the 9th and 10th centuries. Thus, the ruler of al-Saqualiba in 852 was likely the same person as the khagan of the Rus.
- ^ Minorsky 159.
- ^ See, e.g., Minorsky xvi.
- ^ a b c d e "Rus", Encyclopaedia of Islam
- ^ Ilarion, "Sermon on Law and Grace" 3, 17, 18, 26; for discussion, see Brook 154. Hilarion referred to Vladimir as "the great khagan of our land" and Yaroslav as "our devout khagan."
- ^ Noonan, "Khazar" 91-92.
- ^ Most commentators follow Dmitry Likhachev's interpretation of the passage. Tmutarakan was a former Khazar possession and the Khazar traditions may have persisted there for an extended period of time. It is known that, while reigning in Tmutarakan, Oleg assumed the title of the "archon of all Khazaria". Other candidates include Oleg of Novgorod and Igor Svyatoslavich of Novgorod-Seversky. See: Zenkovsky 160; Encyclopaedia of The Lay 3-4.
- ^ Brook 154.
- ^ Smirnov 132-45
- ^ Pritsak, Origin of Rus' passim.
- ^ Golden 87, 97.
- ^ Zuckerman, "Deux étapes" 96.
- ^ Александров 222-224.
- ^ Vernadsky VII-4.
- ^ Franklin and Shepard 27-50.
- ^ Callmer J. 325-331.
- ^ Yanin 105-106; Noonan, The Monetary System of Kiev 396.
- ^ Zuckerman, "Les Hongrois au Pays de Lebedia" 65-66.
- ^ Новосельцев 397-408.
- ^ Zuckerman, 2000; Мачинский 5-25.
- ^ A Comparative Study of Thirty City-state Cultures 266.
- ^ Brøndsted 67–68
- ^ Мачинский 5-25.
- ^ Brutzkus 120.
- ^ E.g., Pritsak, Origins of Rus' 1:28, 171, 182.
- ^ Pritsak, Origins of Rus' 1:28, 171, 182.
- ^ Archaeologists did not find traces of a settlement in Rostov prior to the 970s. Furthermore, the placename "Rostov" has a transparent Slavic eymology.
- ^ Brook 154; Franklin and Shepard 120-121; Pritsak, Weights 78-79. It should be noted, however, that the genealogical connection between the 9th-century Khagans of Rus' and the later Rurikid rulers, if any, is unknown at this time.
- ^ Golden 77-99.
- ^ Zuckerman, "Deux étapes".
- ^ Новосельцев
- ^ Noonan, "Khazar" 87-89, 94.
- ^ Brook 154; Noonan, "Khazar" 87-94.
- ^ Noonan, "Rus/Rus' Merchants" 213-219.
- ^ Yanin 1956. 91-100.
- ^ Ibn Rustah. English translation in Brøndsted (1965), pp. 267–268
- ^ a b Christian 340-341, citing ibn Fadlan's Risala.
- ^ Ibn Fadlan, Risala. English translation in Brøndsted 266–267
- ^ Ibn Rustah. English translation in Brøndsted 266–267
- ^ Christian 341.
- ^ Brutzkus 111.
- ^ Ibn Rustah. English translation in Brøndsted 305
- ^ Brøndsted 305
- ^ Ibn Fadlan describes the Rus' as addicted to beer, "and often one of them has been found dead with a beaker in his hand." Ibn Fadlan, Risala. English translation in Brøndsted 301
- ^ Ibn Fadlan, Risala. English translation in Brøndsted 301–305
- ^ Brøndsted 268
- ^ Ibn Fadlan, Risala. English translation in Brøndsted 301–305. See also "Rus", Encyclopaedia of Islam.
- ^ Ibn Fadlan, Risala. English translation in Brøndsted 265, 305; "Rus", Encyclopaedia of Islam passim
- ^ Ibn Rustah. English translation in Brøndsted 268. See also "Rus", Encyclopaedia of Islam.
- ^ Ibn Fadlan, Risala. English translation in Brøndsted 266. See also "Rus", Encyclopaedia of Islam.
- ^ Photii Patriarchae Constantinopolitani Epistulae et Amphilochia. Ed. B. Laourdas, L.G. Westerinck. T.1. Leipzig, 1983. P. 49.
- ^ Theophanes Continuatus, Ioannes Cameniata, Symeon Magister, Georgius Monachus. Ed. I. Becker. Bonnae, 1838 (CSHB), pp. 342-343.
- ^ A. Shakhmatov, Survey of the oldest period of the History of the Russian Language. Encyclopedia of Slavonic Philology, II, 1 ( Petrograd, 1915), XXVIII, cited in Vasiliev 12
- ^ Zuckerman, "Deux étapes".
- ^ Vasiliev 13.
- ^ Vernadsky VII-4.
- ^ Shepard 24; Kovalev 124. The Ukrainian historian Mikhailo Hrushevsky declared that the extant sources were unclear on this point. Hrushevsky 1:176. John Skylitzes claimed that Sarkel was a "staunch bulwark against the Pechenegs but did not identify that as its original purpose. Huxley passim.
- ^ Franklin and Shepard, 50–55.
- ^ ibn Khordadbeh, as cited in Vernadsky 1:9
- ^ E.g., Jones 164 (summarizing evidence from al-Masudi and al-Muqaddasi); Franklin and Shepard 67-8; Christian 340.
- ^ Брайчевский 42-96.
- ^ Noonan, "Silver Crisis" 41-50; Noonan, "Fluctuations in Islamic Trade" passim
- ^ Franklin and Shepard, 91–111.
- ^ Franklin and Shepard, 53.
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