The Kardashev scale is a method of measuring a civilization's level of technological advancement, based on the amount of energy a civilization is able to utilize. The scale has three designated categories called Type I, II, and III. A Type I civilization uses all available resources on its home planet, Type II harnesses all the energy of its star, and Type III of its galaxy. The scale is only hypothetical, but it puts energy consumption in a cosmic perspective. It was first proposed in 1964 by the Soviet astronomer Nikolai Kardashev (Kardashyov). Various extensions of the scale have been proposed since, from a wider range of power levels (types 0, IV and V) to the use of metrics other than pure power.
- 1 Definition
- 2 Current status of human civilization
- 3 Energy development
- 4 Civilization implications
- 5 Extensions to the original scale
- 6 Theoretical examples
- 7 Connections with sociology and anthropology
- 8 Criticism
- 9 See also
- 10 References
- 11 Further reading
- 12 External links
In 1964, Kardashev defined three levels of civilizations, based on the order of magnitude of power available to them:
- "Technological level close to the level presently attained on earth, with energy consumption at ≈4×1019 erg/sec" (4 × 1012 watts.) Guillermo A. Lemarchand stated this as "A level near contemporary terrestrial civilization with an energy capability equivalent to the solar insolation on Earth, between 1016 and 1017 watts."
- "A civilization capable of harnessing the energy radiated by its own star (for example, the stage of successful construction of a Dyson sphere), "with energy consumption at ≈4×1033 erg/sec." Lemarchand stated this as "A civilization capable of utilizing and channeling the entire radiation output of its star. The energy utilization would then be comparable to the luminosity of our Sun, about 4×1033 erg/sec (4×1026 watts)."
- "A civilization in possession of energy on the scale of its own galaxy, with energy consumption at ≈4×1044 erg/sec." Lemarchand stated this as "A civilization with access to the power comparable to the luminosity of the entire Milky Way galaxy, about 4×1044 erg/sec (4×1037 watts)."
Current status of human civilization
Carl Sagan suggested defining intermediate values (not considered in Kardashev's original scale) by interpolating and extrapolating the values given above for types I (1016 W), II (1026 W) and III (1036 W), which would produce the formula
where value K is a civilization's Kardashev rating and P is the power it uses, in watts. Using this extrapolation, a "Type 0" civilization, not defined by Kardashev, would control about 1 MW of power, and humanity's civilization type as of 1973 was about 0.7 (apparently using 10 terawatt (TW) as the value for 1970s humanity).
Type I civilization methods
- Large-scale application of fusion power. According to mass-energy equivalence, Type I implies the conversion of about 2 kg of matter to energy per second. An equivalent energy release could theoretically be achieved by fusing approximately 280 kg of hydrogen into helium per second, a rate roughly equivalent to 8.9×109 kg/year. A cubic km of water contains about 1011 kg of hydrogen, and the Earth's oceans contain about 1.3×109 cubic km of water, meaning that humans on Earth could sustain this rate of consumption over geological time-scales.
- Antimatter in large quantities would have a mechanism to produce power on a scale several magnitudes above our current level of technology. In antimatter-matter collisions, the entire rest mass of the particles is converted to radiant energy. Their energy density (energy released per mass) is about four orders of magnitude greater than that from using nuclear fission, and about two orders of magnitude greater than the best possible yield from fusion. The reaction of 1 kg of anti-matter with 1 kg of matter would produce 1.8×1017 J (180 petajoules) of energy. Although antimatter is sometimes proposed as a source of energy, this is not feasible. Artificially producing antimatter – according to current understanding of the laws of physics – involves first converting energy into mass, so no net gain results. Artificially created antimatter is only usable as a medium of energy storage, not as an energy source, unless future technological developments (contrary to the conservation of the baryon number, such as a CP Violation in favour of antimatter) allow the conversion of ordinary matter into anti-matter. Theoretically, humans may in the future have the capability to cultivate and harvest a number of naturally occurring sources of antimatter.
- Renewable energy through converting sunlight into electricity - either by using solar cells and concentrating solar power or indirectly through wind and hydroelectric power. There is no known way for human civilization to use the equivalent of the Earth's total absorbed solar energy without completely coating the surface with man-made structures, which is not feasible with current technology. However, if a civilization constructed very large space-based solar power satellites, Type I power levels might become achievable.
Type II civilization methods
- Type II civilizations might use the same techniques employed by a Type I civilization, but applied to a large number of planets in a large number of solar systems.
- A Dyson sphere or Dyson swarm and similar constructs are hypothetical megastructures originally described by Freeman Dyson as a system of orbiting solar power satellites meant to enclose a star completely and capture most or all of its energy output.
- Perhaps a more exotic means to generate usable energy would be to feed a stellar mass into a black hole, and collect photons emitted by the accretion disc. Less exotic would be simply to capture photons already escaping from the accretion disc, reducing a black hole's angular momentum; known as the Penrose process.
- Star lifting is a process where an advanced civilization could remove a substantial portion of a star's matter in a controlled manner for other uses.
- Antimatter is likely to be produced as an industrial byproduct of a number of megascale engineering processes (such as the aforementioned star lifting) and therefore could be recycled.
- In multiple-star systems of a sufficiently large number of stars, absorbing a small but significant fraction of the output of each individual star.
Type III civilization methods
- Type III civilizations might use the same techniques employed by a Type II civilization, but applied to all possible stars of one or more galaxies individually.
- They may also be able to tap into the energy released from the supermassive black holes which are believed to exist at the center of most galaxies.
- White holes, if they exist, theoretically could provide large amounts of energy from collecting the matter propelling outwards.
- Capturing the energy of gamma-ray bursts is another theoretically possible power source for a highly advanced civilization.
- The emissions from quasars can be readily compared to those of small active galaxies and could provide a massive power source if collectable.
There are many historical examples of human civilization undergoing large-scale transitions, such as the Industrial Revolution. The transition between Kardashev scale levels could potentially represent similarly dramatic periods of social upheaval, since they entail surpassing the hard limits of the resources available in a civilization's existing territory. A common speculation suggests that the transition from Type 0 to Type I might carry a strong risk of self-destruction since, in some scenarios, there would no longer be room for further expansion on the civilization's home planet, as in a Malthusian catastrophe. Excessive use of energy without adequate disposal of heat, for example, could plausibly make the planet of a civilization approaching Type I unsuitable to the biology of the dominant life-forms and their food sources. If Earth is an example, then sea temperatures in excess of 35 C would jeopardize marine life and make the cooling of mammals to temperatures suitable for their metabolism difficult if not impossible. Of course, these theoretical speculations may not become problems in reality thanks to evolution or the application of future engineering and technology. Also, by the time a civilization reaches Type I it may have colonized other planets or created O'Neill-type colonies, so that waste heat could be distributed throughout the solar system.
Extensions to the original scale
Many extensions and modifications to the Kardashev scale have been proposed.
- Type 4 Kardaschev Rating: The most straightforward extend the scale to even more hypothetical Type IV beings who can control or use the entire universe or Type V who control collections of universes. The power output of the visible universe is within a few orders of magnitude of 1045 W. Such a civilization approaches or surpasses the limits of speculation based on current scientific understanding, and may not be possible.
- Type 4 Kardaschev-Kaku Ratings (Michio Kaku): In his book Parallel Worlds, Michio Kaku has discussed a Type IV civilization that could harness "extragalactic" energy sources such as dark energy.
- Type 4 Kardaschev Alternate Rating Characteristics: Other proposed changes to the scale use different metrics such as 'mastery' of systems, amount of information used, or progress in control of the very small as opposed to the very large.
- Planet Mastery (Robert Zubrin): Metrics other than pure power usage have also been proposed. One is 'mastery' of a planet, system or galaxy rather than considering energy alone.
- Information Mastery (Carl Sagan): Alternatively, Carl Sagan suggested adding another dimension in addition to pure energy usage: the information available to the civilization.
- He assigned the letter A to represent 106 unique bits of information (less than any recorded human culture) and each successive letter to represent an order of magnitude increase, so that a level Z civilization would have 1031 bits.
- In this classification, 1973 Earth is a 0.7 H civilization, with access to 1013 bits of information.
- Sagan believed that no civilization has yet reached level Z, conjecturing that so much unique information would exceed that of all the intelligent species in a galactic supercluster and observing that the universe is not old enough to exchange information effectively over larger distances.
- The information and energy axes are not strictly interdependent, so that even a level Z civilization would not need to be Kardashev Type Ⅲ.
- Microdimensional Mastery (John Barrow): John D. Barrow, going by the fact that humans have found it more cost-effective to extend any abilities to manipulate their environment over increasingly smaller dimensions rather than increasingly larger ones, reverses the classification downward from Type Ⅰ-minus to Type Omega-minus:
- Type Ⅰ-minus is capable of manipulating objects over the scale of themselves: building structures, mining, joining and breaking solids;
- Type Ⅱ-minus is capable of manipulating genes and altering the development of living things, transplanting or replacing parts of themselves, reading and engineering their genetic code;
- Type Ⅲ-minus is capable of manipulating molecules and molecular bonds, creating new materials;
- Type Ⅳ-minus is capable of manipulating individual atoms, creating nanotechnologies on the atomic scale and creating complex forms of artificial life;
- Type Ⅴ-minus is capable of manipulating the atomic nucleus and engineering the nucleons that compose it;
- Type ⅤI-minus is capable of manipulating the most elementary particles of matter (quarks and leptons) to create organized complexity among populations of elementary particles; culminating in.
- Type Omega-minus is capable of manipulating the basic structure of space and time.
According to this scale, human civilization is between III- and IV-minus.
- Civilizational Range (Robert Zubrin): Robert Zubrin adapts the Kardashev scale to refer to how widespread a civilization is in space, rather than to its energy use.
- In his definition, a Type I civilization has spread across its planet.
- A Type II has extensive colonies in its respective stellar system, and...
- A Type III has colonized its galaxy.
A Type 0 civilization extracts its energy, information, raw-materials from crude organic-based sources (i.e. food/wood/fossil fuel); pressures via natural disaster, selection, and societal collapse creates extreme (99.9%) risk of extinction; it is capable of orbital spaceflight; in fiction, societies that fail to improve social conditions, environmental and medical understanding concurrently with other advancements, frequently accelerated their own extinction. It could be considered similar to 21st-century Earth.
A Type I civilization extracts its energy, information, and raw-materials from fusion power, hydrogen, and other "high-density" renewable-resources; is capable of interplanetary spaceflight, interplanetary communication, megascale engineering, and colonization, medical and technological singularity, planetary engineering, world government, trade and defense, and stellar system-scale influence; but is still vulnerable to extinction. Many science fiction stories that take place in the near (100-1000 year) future are type I.
A Type II civilization extracts fusion energy, information, and raw-materials from multiple solar systems; it is capable of evolutionary intervention, interstellar travel, interstellar communication, stellar engineering, terraforming, and star cluster-scale influence; the resulting proliferation and diversification would theoretically negate the probability of extinction. The fictional Federation of Star Trek would fall under this category. the races from Wing Commander are on this level. In The Homeworld universe most races are on this level. the races in Mass Effect are type II civilizations.
A Type III civilization extracts fusion energy, information, and raw-materials from all possible star-clusters; it is capable of intergalactic travel via wormholes, intergalactic communication, galactic engineering and galaxy-scale influence. The Asgard of the Stargate franchise are a type III civilization as well as the Galactic Empire of Star Wars. The Races from Gene Roddenberry's Andromeda are on this level. The Scrin from the Command & Conquer series are shown to be an interstellar empire that seeded tibereum across the universe, and are able to make wormholes. The Engineers from Prometheus had created humanity & seeded the foundations of life on many planets across the galaxy. The progenitors from Homeworld came from another galaxy & their technology was more advance then the younger races, it was also believed that they seeded life across the universe. The Nephilim from Wing Commander are able to create wormholes between dimensions to travel.
A Type 4 civilization harnesses the power of its own universe. Such a civilization in fiction would be seen to a lowly type 0 civilization, as an omnipotent deity. A type 4 would be effectively immortal and omnipotent. A civilization this advanced could tap into the mysterious dark matter, and which could manipulate the basic fabric of space-time. Their capabilities may include Instantaneous matter-energy transformation, teleportation, and time travel. In fiction there are a few such as the Forerunners from Halo that occupy this level, as they are capable of basic time manipulation and basic control over gravity. The Daleks from Doctor Who and The Celestials from Star Wars seem to be at this level.
A Type V civilization, would be advanced enough to escape their universe of origin and possibly explore the theoretical multiverse. Such a civilization would have mastered technology to a point where they could build a custom universe. Once a Type V civlization has achieved this height, they would have to have mastered the physics of different universe and thus almost complete control over all basic parts of nature. Devices such as the monolith would be examples of their technology. The Q from Star Trek would occupy this level, as they are capable of gathering energy from outside their universe. The Time Lords from Doctor Who would also occupy this level, as they are able to leave their universe as well as travel to and from the theoretical multiverse.
Connections with sociology and anthropology
Kardashev's theory can be viewed as the expansion of some social theories, especially from social evolutionism. It is close to the theory of Leslie White, author of The Evolution of Culture: The Development of Civilization to the Fall of Rome (1959). White attempted to create a theory explaining the entire history of humanity. The most important factor in his theory is technology: Social systems are determined by technological systems, wrote White in his book, echoing the earlier theory of Lewis Henry Morgan. As a measure of society advancement, he proposed the measure of energy consumption of a given society (thus his theory is known as the energy theory of cultural evolution). He differentiates between five stages of human development. In the first stage, people use energy of their own muscles. In the second stage, they use energy of domesticated animals. In the third stage, they use the energy of plants (which White refers to as agricultural revolution). In the fourth stage, they learn to use the energy of natural resources—such as coal, oil, and gas. Finally, in the fifth stage, they harness nuclear energy. White introduced a formula P=E×T, where P measures the advancement of the culture, E is a measure of energy consumed, and T is the measure of efficiency of technical factors utilizing the energy.
It has been argued that, because we cannot understand advanced civilizations, we cannot predict their behavior. Thus the Kardashev scale may not be relevant or useful for classifying extraterrestrial civilizations. This central argument is found in the book Evolving the Alien: The Science of Extraterrestrial Life.
- Kardashev, Nikolai (1964). "Transmission of Information by Extraterrestrial Civilizations". Soviet Astronomy 8: 217. Bibcode:1964SvA.....8..217K.
- Lemarchand, Guillermo A. "Detectability of Extraterrestrial Technological Activities". Coseti..
- Kaku, Michio (2010). "The Physics of Interstellar Travel: To one day, reach the stars.". Retrieved 2010-08-29.
- Sagan, Carl (October 2000) . Jerome Agel, ed. Cosmic Connection: An Extraterrestrial Perspective. Freeman J. Dyson, David Morrison. Cambridge Press. ISBN 0-521-78303-8. Retrieved 2008-01-01.
I would suggest Type 1.0 as a civilization using 1016 watts for interstellar communication; Type 1.1, 1017 watts; Type 1.2, 1018 watts, and so on. Our present civilization would be classed as something like Type 0.7.
- Primary Energy Consumption 2008-2012' "Total Primary Energy Consumption 2008-2012" (cfm). Statistical Review of World Energy 2008-2012.
- Souers, P. C. (1986). Hydrogen properties for fusion energy. University of California Press. p. 4. ISBN 978-0-520-05500-1.
- Borowski, Steve K. (1987-07-29). "Comparison of Fusion/Anti-matter Propulsion Systems for Interplanetary Travel" (PDF). Technical Memorandum 107030. San Diego, California, USA: National Aeronautics and Space Administration. pp. 1–3. Retrieved 2008-01-28.
- By the mass-energy equivalence formula E = mc². See anti-matter as a fuel source for the energy comparisons.
- Than, Ker (August 10, 2011). "Antimatter Found Orbiting Earth—A First". National Geographic News.
- Adriani; Barbarino; Bazilevskaya; Bellotti; Boezio; Bogomolov; Bongi; Bonvicini; Borisov (2011). "The discovery of geomagnetically trapped cosmic ray antiprotons". The Astrophysical Journal 736 (29): L1. arXiv:1107.4882. Bibcode:2011ApJ...736L...1H. doi:10.1088/2041-8205/736/1/L1.
- "Antimatter caught streaming from thunderstorms on Earth". BBC News. 2011-01-11.
- Dyson, Freeman J. (1966). Marshak, R. E., ed. "The Search for Extraterrestrial Technology". Perspectives in Modern Physics (New York: John Wiley & Sons).
- Newman, Phil (2001-10-22). "New Energy Source "Wrings" Power from Black Hole Spin". NASA. Archived from the original on 2008-02-09. Retrieved 2008-02-19.
- Schutz, Bernard F. (1985). A First Course in General Relativity. New York: Cambridge University Press. pp. 304, 305. ISBN 0-521-27703-5.
- Kardashev, Nikolai. "On the Inevitability and the Possible Structures of Supercivilizations", The search for extraterrestrial life: Recent developments; Proceedings of the Symposium, Boston, MA, June 18–21, 1984 (A86-38126 17-88). Dordrecht, D. Reidel Publishing Co., 1985, p. 497–504.
- Dyson, Freeman (1960-06-03). "Search for Artificial Stellar Sources of Infrared Radiation". Science (New York: W. A. Benjamin, Inc) 131 (3414): 1667–1668. Bibcode:1960Sci...131.1667D. doi:10.1126/science.131.3414.1667. PMID 17780673. Retrieved 2008-01-30.
- Galántai, Zoltán (September 7, 2003). "Long Futures and Type Ⅳ Civilizations" (PDF). Retrieved 2014-11-03.
- Kaku, Michio (2005). Parallel Worlds: The Science of Alternative Universes and Our Future in the Cosmos. New York: Doubleday. p. 317. ISBN 0-7139-9728-1.
- Zubrin, Robert (1999). Entering Space: Creating a Spacefaring Civilization. ISBN 978-1585420360.
- Barrow, John (1998). Impossibility: Limits of Science and the Science of Limits. Oxford: Oxford University Press. p. 133. ISBN 978-0198518907.
- "The Dark Side of Technology", at youtube.com, interview with Michio Kaku
- "The Birth-Pangs of a Planetary Civilization", at youtube.com, interview with Michio Kaku
- Jack Cohen and Ian Stewart: Evolving the Alien: The Science of Extraterrestrial Life, Ebury Press, 2002, ISBN 0-09-187927-2
- Dyson, Freeman J. Energy in the Universe Article in September 1971 Scientific American magazine (Special September Issue on Energy)
- Rusinek, Marvin (1998). "Energy Consumption of Europe". The Physics Factbook.
- Wind Powering America
- Clean Energy for Planetary Survival: International Development Research Centre
- LBL Scientists Research Global Warming
- E³ Handbook
- Clarke H2 energy systems
- Holdren, John P.; Carl Kaysen (2003). "Environmental Change and the Human Condition" (PDF). Bulletin Fall. pp. 24–31. Retrieved 2006-08-10.
- Dordrecht, D. (1985). "Exponential Expansion: Galactic Destiny or Technological Hubris?". In B. R. Finney, M. D. Papagiannis. The Search for Extraterrestrial Life: Recent Developments. Reidel Publ. Co. pp. 465–463.
- Shkadov Thruster
- Korotayev, A.; Malkov, A.; Khaltourina, D. (2006). Introduction to Social Macrodynamics: Compact Macromodels of the World System Growth. Moscow: URSS. ISBN 5-484-00414-4.
- Kardashev, Nikolai (March 1997). "Cosmology and Civilizations". Astrophysics and Space Science 252. doi:10.1023/A:1000837427320.
- Supercivilizations as Possible Products of the Progressive Evolution of Matter: also by Kardashev
- Search for Artificial Stellar Sources of Infrared Radiation, by Freeman J. Dyson
- The Radio Search For Intelligent Extraterrestral Life, by Frank Drake
- Freitas Jr., Robert A. Energy and Culture (chapter 15).
- Griffin, John. Operation TOGA: Type One Go Ahead. ISBN 1-4502-0702-2.
- Kardashev civilizations
- Astrobiology: The Living Universe
- Detectability of Extraterrestrial Technological Activities
- Flash Animation on Civilizations
- After Kardashev: Farewell to Super Civilizations
- Exotic Civilizations: Beyond Kardashev
- Description of civilization types from Dr. Michio Kaku