List of financial regulatory authorities by jurisdiction: Difference between revisions
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** [[China Banking and Insurance Regulatory Commission]] (CBIRC) |
** [[China Banking and Insurance Regulatory Commission]] (CBIRC) |
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** [[People's Bank of China]] (PBOC) |
** [[People's Bank of China]] (PBOC) |
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* [[Colombia]]: |
* [[Colombia]]: |
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** [[Superintendencia Financiera de Colombia]] |
** [[Superintendencia Financiera de Colombia]] |
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** [[Swiss Takeover Board]] |
** [[Swiss Takeover Board]] |
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* [[Tanzania]] - [[Capital Markets and Securities Authority]] |
* [[Tanzania]] - [[Capital Markets and Securities Authority]] |
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* [[Thailand]]: |
* [[Thailand]]: |
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**[[Bank of Thailand]] (BOT) |
**[[Bank of Thailand]] (BOT) |
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Revision as of 10:03, 20 August 2022
The following is an incomplete list of financial regulatory authorities by country.[1]
List
A-B
- Afghanistan - Da Afghanistan Bank (DAB)
- Albania - Albanian Financial Supervisory Authority (FSA)
- Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
- Andorra - Andorran Financial Authority (AFA)
- Anguilla - Anguilla Financial Services Commission
- Antigua & Barbuda - Financial Services Regulatory Commission
- Argentina - Comisión Nacional de Valores (CNV)
- Armenia - Central Bank of Armenia (CBA)
- Australia:
- Austria:
- Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
- Oesterreichische Nationalbank
- Austrian Takeover Commission (Übernahmekommission in German)
- Azerbaijan:
- Bahamas:
- Bahrain - Central Bank of Bahrain
- Bangladesh:
- Barbados:
- Belarus:
- Belgium:
- Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
- National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
- Belize - International Financial Services Commission
- Bermuda - Bermuda Monetary Authority
- Bhutan - Royal Monetary Authority of Bhutan (RMA)
- Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)
- Bosnia and Herzegovina:
- Republika Srpska Securities Commission for Republika Srpska
- Securities Commission of the Federation of Bosnia and Herzegovina ("Komisija za vrijednosne papire Federacije Bosne i Hercegovine")
- Botswana:
- Brazil:
- Banco Central do Brasil (BACEN)
- Comissão de Valores Mobiliários (CVM)
- Superintendência de Seguros Privados (SUSEP)
- British Virgin Islands - British Virgin Islands Financial Services Commission
- Brunei - Brunei International Financial Center of the Ministry of Finance
- Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)
C-D
- Cambodia
- National Bank of Cambodia (NBC)
- Non-bank Financial Services Authority[2]
- Canada:
- Bank of Canada
- Canada Deposit Insurance Corporation
- Office of the Superintendent of Financial Institutions (OSFI)
- Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)
- Financial Consumer Agency of Canada
- Canadian Securities Administrators (CSA)
- Investment Industry Regulatory Organization of Canada (IIROC)
- Mutual Fund Dealers Association (MFDA)
- Financial Services Commission of Ontario
- Financial Institutions Commission - Province of British Columbia
- Cayman Islands - Cayman Islands Monetary Authority
- Chile - Superintendencia de Valores y Seguros
- China, People's Republic of:
- China Securities Regulatory Commission (CSRC)
- China Banking and Insurance Regulatory Commission (CBIRC)
- People's Bank of China (PBOC)
- In the province of Taiwan — Financial Supervisory Commission
- Colombia:
- Congo, the Democratic Republic of - Central Bank of Congo
- Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
- Costa Rica:
- Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
- Croatia:
- Cyprus:
- Czech Republic - Czech National Bank
- Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
- Dominica - Financial Service Unit of the Commonwealth of Dominica
- Dominican Republic:
E-I
- Ecuador - Superintendencia de Bancos
- Egypt - Financial Regulatory Authority
- El Salvador - Superintendencia del Sistema Financiero
- European Union:
- Estonia:
- Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
- Bank of Estonia (Eesti Pank in Estonian)
- Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
- Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
- France:
- Georgia - National Bank of Georgia
- Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht)
- Ghana:
- Gibraltar - Gibraltar Financial Services Commission (GFSC)
- Greece - Hellenic Capital Market Commission
- Grenada - Grenada International Financial Services Authority (GIFSA)
- Guatemala - Superintendencia de Bancos (SB)
- Guernsey - Guernsey Financial Services Commission
- Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
- Hong Kong:
- Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
- Iceland - Central Bank of Iceland
- India:
- Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment systems, and financial entities
- Banks Board Bureau (BBB)
- National Payments Corporation of India (NPCI)
- Deposit Insurance and Credit Guarantee Corporation (DICGC)
- Banking Codes and Standards Board of India (BCSBI)
- Securities and Exchange Board of India (SEBI)
- Forward Markets Commission (FMC)
- Insolvency and Bankruptcy Board of India (IBBI)
- Insurance Regulatory and Development Authority of India (IRDAI)
- Pension Fund Regulatory and Development Authority (PFRDA)
- All India Financial Institutions
- National Bank for Agriculture and Rural Development (NBARD)
- Small Industries Development Bank of India (SIDB)
- National Housing Bank (NHB)
- Export-Import Bank of India (Ex-Im Bank)
- Reserve Bank of India (RBI) - central bank and primary regulator of banks, payment systems, and financial entities
- Indonesia:
- Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
- Bank Indonesia
- Indonesia Deposit Insurance Corporation (Indonesian: Lembaga Penjamin Simpanan) (LPS)
- Ireland:
- Iran:
- Securities and Exchange Organization of Iran
- Central Bank of Iran
- Iraq - Iraq Securities Commission (ISC)
- Isle of Man - Isle of Man Financial Services Authority
- Israel - Israel Securities Authority (ISA)
- Italy:
J-L
- Jamaica:
- Japan:
- Jersey - Jersey Financial Services Commission
- Jordan - Jordan Securities Commission
- Kazakhstan:
- Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
- Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
- Astana Financial Services Authority
- Kenya - Capital Markets Authority (Kenya)
- Kuwait:
- Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
- Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
- Korea, South:
- Latvia - Financial and Capital Market Commission
- Lebanon - Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
- Lesotho - Central Bank of Lesotho
- Liechtenstein - Financial Market Authority (Liechtenstein) (FMA)
- Lithuania - Bank of Lithuania
- Luxembourg:
M-R
- Malaysia:
- Malawi - Reserve Bank of Malawi (RBM)
- Malta:
- Mauritania - Central Bank of Mauritania (BCM)
- Mauritius:
- Bank of Mauritius (BOM)
- Financial Services Commission (FSC)
- Mexico:
- Moldova - National Commission for Financial Markets
- Montenegro - Insurance Supervision Agency
- Montserrat - Montserrat Financial Services Commission
- Mongolia:
- Morocco - Autorité Marocaine du Marché des Capitaux (AMMC) Ex Conseil déontologique des valeurs mobilières (CDVM)
- Nepal:
- Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and Financial Institutions)
- Beema Samiti (Regulator of Insurance Companies)
- Securities Board Nepal (SEBON)
- Netherlands:
- Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
- De Nederlandsche Bank (DNB)
- Netherlands Antilles - Bank of the Netherlands Antilles[3]
- New Zealand - Financial Markets Authority (New Zealand)
- Nigeria:
- North Macedonia:
- Norway - Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
- Oman - Capital Market Authority (Oman)
- Pakistan
- Panama - Superintendencia del Mercado de Valores
- Papua New Guinea - Bank of Papua New Guinea
- Peru:
- Philippines:
- Philippine Securities and Exchange Commission (SEC)
- Insurance Commission (Komisyon ng Seguro)
- Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
- Philippine Deposit Insurance Corporation (PDIC)
- Department of Finance (DOF)
- Philippine Stock Exchange (PSE)
- Bureau of Treasury
- Poland - Polish Financial Supervision Authority (KNF)
- Portugal:
- Qatar - Qatar Financial Markets Authority (QFMA)
- Romania - Romanian Financial Supervisory Authority
- Russia - Central Bank of Russia (CBR)
S-T
- Saint Lucia - Financial Sector Supervision Unit
- Saint Kitts and Nevis:
- Saint Vincent and the Grenadines:
- Financial Services Authority
- Capital Market Association of the Eastern Caribbean (CMAEC)
- Samoa - Central Bank of Samoa
- San Marino - Central Bank of San Marino (BCSM)
- Saudi Arabia:
- Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)-
- Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
- Serbia - Securities Commission (Serbia)
- Seychelles:
- Singapore - Monetary Authority of Singapore (MAS)
- Slovakia - National Bank of Slovakia
- Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
- South Africa:
- Spain:
- Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
- Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
- Banking sector regulator - Banco de España (BdE)
- Sri Lanka:
- Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)
- Sweden - Financial Supervisory Authority (Sweden)
- Switzerland:
- Tanzania - Capital Markets and Securities Authority
- Thailand:
- Bank of Thailand (BOT)
- Office of the Securities and Exchange Commission, Thailand (Thai SEC)
- Office of Insurance Commission (OIC)
- Trinidad and Tobago - Central Bank of Trinidad and Tobago
- Tunisia - Conseil du marché financier
- Turkey:
U-Z
- Uganda:
- Ukraine - National Securities and Stock Market Commission (NSSMC)
- United Arab Emirates:
- Mainland (Onshore):
- Free Zones:
- Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
- Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
- United Kingdom:
- Bank of England (BoE)
- Prudential Regulation Authority (PRA)
- Financial Conduct Authority (FCA)
- Panel on Takeovers and Mergers (PANEL)
- Financial Policy Committee (FPC)
- Financial Reporting Council (FRC)
- United States:
- Banking Regulators
- Consumer Financial Protection Bureau (CFPB) - consumer compliance
- Federal Reserve System ("Fed")
- Federal Deposit Insurance Corporation (FDIC)
- Office of the Comptroller of the Currency (OCC)
- National Credit Union Administration (NCUA)
- Farm Credit Administration (FCA)
- Federal Financial Institutions Examination Council (FFIEC) - main umbrella group for US Federal banking authorities
- Conference of State Bank Supervisors (CSBS) [4] - main umbrella group representing US State and Territorial banking supervisors
- Securities Regulators
- Other Regulators
- Financial Stability Oversight Board (FSOC) - systemic risk
- Federal Housing Finance Agency (FHFA) - government sponsored housing finance
- Financial Crimes Enforcement Network (FinCEN) - anti-money laundering
- National Association of Insurance Commissioners (NAIC) - insurance
- Each US state and territory generally has its own banking, insurance, and securities authorities[6]
- Banking Regulators
- Uruguay - Banco Central del Uruguay
- Uzbekistan - Center for Coordination and Control over Functioning of Securities Market
- Vatican City - Financial Information Authority
- Venezuela - Superintendencia Nacional de Valores (SNV)
- Vietnam - State Securities Commission (SSC)
- Zambia - Securities and Exchange Commission (Zambia)
- Zimbabwe - Reserve Bank of Zimbabwe (RBZ)
See also
- Financial market
- Financial regulation
- Securities commission
- International Organization of Securities Commissions
- Legal Entity Identification for Financial Contracts
- List of stock exchanges
- List of company registers
References
- ^ "links provided by the Belgium FSMA", fsma.be
- ^ "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". gdicdm.mef.gov.kh. 20 January 2021.
{{cite web}}: CS1 maint: url-status (link) - ^ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf [bare URL PDF]
- ^ "CSBS Home". CSBS.org. Retrieved 10 August 2021.
- ^ "National Futures Association/About Us". NFA.org. Retrieved 5 April 2016.
- ^ "List of United States Banking Authorities". USA.gov. Retrieved 21 June 2013.