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Guan Yu

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Template:Three Kingdoms infobox Template:Contains Chinese text Template:Chinese name Guan Yu (simplified Chinese: ; traditional Chinese: ; pinyin: Guān) (162–219) was a general serving under the warlord Liu Bei during the late Eastern Han Dynasty and Three Kingdoms era of China. He played a significant role in the civil war that led to the collapse of the Han Dynasty and the establishment of Shu Han, of which Liu Bei was the first emperor.[1]

As one of the best known Chinese historical figures throughout East Asia, Guan's true life stories have largely given way to fictionalized ones, mostly found in the historical novel Romance of the Three Kingdoms or passed down the generations, in which his deeds and moral qualities have been lionized. Guan is respected as the epitome of loyalty and righteousness.

Guan was deified as early as the Sui Dynasty and is still worshipped by many Chinese people today, especially in southern China, Taiwan, and Hong Kong and their descendants overseas. He is a figure in Chinese folk religion, popular Confucianism, Taoism, and Chinese Buddhism, and small shrines to Guan are almost ubiquitous in traditional Chinese shops and restaurants.[2]

Physical appearance

Guan is traditionally portrayed as a red-faced warrior with a long lush beard. While his beard was indeed mentioned in the Records of Three Kingdoms, the idea of his red face may have derived from a later description of him in Chapter One of Romance of the Three Kingdoms, where the following passage appears:

Xuande took a glance at the man, who stood at a height of nine chi,[3][4] and had a two chi[5] long beard; his face was of the color of a zao,[6] with red lips; his eyes were like that of a phoenix's,[7] and his eyebrows resembled silkworms.[8] He had a dignified aura and looked quite majestic.

Alternatively, the idea of his red face could have been borrowed from opera representation, where red faces depict loyalty and righteousness[citation needed]. Supposedly, Guan's weapon was a guan dao named Green Dragon Crescent Blade, which resembled a halberd and was said to weigh 82 catties[9] (about 18.25 kg or 40 lbs). A wooden replica can be found today in the Emperor Guan Temple in Xiezhou County, China. He traditionally dons a green robe over his body armour, as depicted in the Romance of the Three Kingdoms.

The statue in Zhuge Liang's temple, Chengdu, China

Life

Early life

Guan was born in Xie County, Hedong (present day Yuncheng (运城市), Shanxi). No details of the time of his birth are found in historical records until the late Qing Dynasty, when the tomb of Guan was discovered, bearing some details of his family.[citation needed] It was written that Guan was actually born from a family of scholars..[citation needed] His grandfather's name was Guan Shen (關審), style name Wenzhi (問之). His father's name was Guan Yi (關毅), style name Daoyuan (道遠). Guan Yu was born in the year 160[citation needed], and like his ancestors, often read the classics Book of Changes and Spring and Autumn Annals. He married Lady Hu (胡氏) and his son Guan Ping was born in 178.[citation needed] In Romance of the Three Kingdoms, Guan Ping was his adopted son.

Guan fled his hometown at the age of 23.[citation needed] after slaying a local bully named Lü Xiong (呂熊). Five years later, he arrived in Zhuo Commandery (涿郡, present day Zhuozhou, Hebei). He met Liu Bei, who was recruiting volunteers to form a civilian army to suppress the Yellow Turbans Rebellion. Together with Zhang Fei, Guan joined Liu and participated actively in fighting the Yellow Turban rebels in northern China.

When Liu Bei was appointed as the governor of Pingyuan County, Guan and Zhang Fei were made Major of Separate Command (别部司马) under Liu. According to Records of Three Kingdoms, the relationship of the three men was described to be "as close as brothers". They slept in the same room and had their meals together, behaving as though they were real brothers. Guan and Zhang followed Liu most of the time wherever he went and protected him from danger regardless of how perilous the situation was.

In 199, Liu Bei attacked Xu Province with an army after gaining independence from the warlord Cao Cao. He killed Che Zhou, the governor of Xu Province, and placed Guan in charge of the regional capital city of Xiapi. Liu returned to the city of Xiaopei. Shortly after, Cao personally led a campaign to reclaim Xu Province from Liu and defeated Liu in battle. Liu fled to Hebei and joined the warlord Yuan Shao. Xiapi fell and Guan was captured by Cao Cao. Cao treated Guan respectfully, and Guan surrendered to him under conditions. Guan was appointed by Cao as a deputy general.

Service under Cao Cao

In 200, Yuan Shao mustered an army of 100,000 in strength and started a campaign against Cao Cao, which subsequently culminated in the Battle of Guandu. To ensure a safe crossing of the Yellow River, Yuan sent his general Yan Liang to attack Boma (northeast of present day Hua County, Henan), in order to claim a foothold on the southern bank of the Yellow River. Using a diversionary tactic, Cao moved his main force westward towards Yan Ford along the river. Yuan withdrew his troops from Baima and Cao's forces struck back eastward to relieve the siege on Baima. Guan and Zhang Liao led the vanguard, and attacked Yuan's remaining troops at Baima. Identifying Yan Liang's parasol, Guan slew Yan in the midst of battle and brought back Yan's severed head.

On recommendation of Cao Cao, Guan was conferred the title of Marquis[I] of Hanshou (漢壽亭侯) in recognition of his effort in Boma. After that, Guan left for Hebei to rejoin Liu Bei, who was currently in Yuan Shao's camp. He did not take any of Cao Cao's gifts with him and left behind a farewell letter. Some of Cao's subordinates wanted to pursue Guan and bring him back but Cao stopped them, saying "We are only working for different lords, let him go." ("彼各为其主,勿追也。")

Battle of Red Cliff

Guan Yu captures Pang De, a Ming Dynasty painting by Shang Xi, c. 1430

After the Battle of Guandu, Liu Bei was defeated at the Battle of Runan by Cao Cao and forced to flee south. He sought refuge under the Jing Province governor Liu Biao. Liu Bei and his forces were placed in charge of the city of Xinye by Liu Biao.

In 208, Cao Cao initiated a southern campaign and seized control of parts of Jing Province north of the Yangtze River. Liu Biao had died of illness then and was succeeded by his son, Liu Cong, who surrendered to Cao. The Jing Province was thrown into confusion, and Guan Yu was ordered by Liu Bei to lead a navy and sail to Jiangling. Meanwhile, Liu led some 100,000 refugees south, but was caught up by the elite cavalry of cao cao at Changban. Leaving his family and the populace behind, Liu galloped away eastward to Han ford (Hanjin), where he met up with Guan’s navy. Together, they sailed downstream to Xiakou to rendezvous with Liu Qi, who was the eldest son of Liu Biao. Liu Bei then successfully formed an alliance with the warlord Sun Quan, who held substantial influence in southeastern China, and the allies defeated Cao at the Battle of Red Cliffs. As a result, the allied force pursued Cao Cao force to Jiangling.

Effort in the battle of Jiangling

During the battle of Jiangling, Guan Yu was sent to block Cao Ren's supply lines via infiltration. He led a special force composed of navy and infantry, to go up the Han River, and attacked the city of Xiangyang, which was guarded by Yue Jin. Guan Yu was defeated by Yue outside the city walls[10]. However, Liu Bei became a powerful warlord as he was joined by Lei Xu (雷绪) and his troops numbering to tens of thousands, and soon conquered the southern Jing Province without much resistance. Liu Bei promoted Guan to the rank of "General Who Exterminates Rebels" (蕩寇將軍) and appointed him as the governor of the city of Xiangyang. Backed by Liu, Guan Yu led a force to Xiukou to fight Yue Jin and Wen Pin, but was repelled by his rivals.[11] Wen Pin trailed Guan to Han Ford, in which he had Guan Yu's food storage burnt to the ground[12]. As a result, Guan attempted to recuperate at the city of Jing (荆城); however, his pursuer would not allow him to rest, and Guan Yu was forced to fight a naval battle with Wen Pin, which resulted in a total destruction of the navy[13]. Later, Guan set up some layers of blockades to prevent Li Tong from reinforcing Jiangling, but Li removed the blockades and fought his way through. Guan ordered a retreat and Li managed to enter Jiangling.

After almost a year of fighting, Cao Cao could no longer afford continuous loss of materiel and labor in the siege, and ordered Cao Ren to withdraw from Jiangling fortress. Liu convinced Sun Quan to lend him the land of Nanjun commandery, and stationed Guan in its capital city, Jiangling. In 213, Liu left for Yi Province (present day Sichuan) and wrestled control of the land from Liu Zhang after two years. Since then, Guan Yu had been the leading figure of Jing Province. Most of the Liu Bei's forces went to Yi Province when Liu Bei was experiencing difficulty in his invasion, while Guan and part of Liu Bei's forces remained in Jing Province.

Defeat and death

In 219, Guan attacked the nearby enemy city of Fancheng (樊城, present day Xiangfan, Hubei), which was guarded by Cao Ren, and besieged it. In autumn, heavy showers in the region caused the Han River next to the city to overflow. The flood destroyed reinforcements troops from Cao Cao led by Yu Jin and Pang De. Both Yu and Pang were captured by Guan in battle. However, reinforcements led by Xu Huang managed to force Guan's troops to retreat.

At that time, Guan realised that Eastern Wu had secretly formed an alliance with Cao Wei and attacked Jing Province while he was attacking Fancheng. Mi Fang and Fu Shiren, whom he left in charge of Jing Province, had surrendered to Eastern Wu. When Guan's troops received news that their families in Jing Province had fallen into the control of Eastern Wu, some of them started deserting and returning to Jing Province to reunite with their families.

Guan's army was severely depleted due to the desertions so he attempted to retreat to Yi Province in the west but was surrounded and besieged by Eastern Wu forces at Maicheng (麥城, southeast of present day Dangyang, Hubei). Guan attempted to break out of the encirclement with his son Guan Ping and subordinate Zhao Lei but failed. They were captured in Zhang Town (east of modern day Yuan'an County, Hubei) and executed by Eastern Wu forces after refusing to surrender. Sun Quan sent Guan's severed head to Cao Cao, who performed the proper funeral rites and buried Guan's head with full honours. Guan was granted the posthumous title of "Marquis of Zhuangmou" (壯繆侯), which states that he does not live up to his name in terms of his ability.[14]

In Romance of the Three Kingdoms

Portrait of Guan Yu (behind) from a Qing Dynasty edition of the Romance of the Three Kingdoms

Luo Guanzhong's historical novel Romance of the Three Kingdoms glorified Guan by portraying him as a righteous and loyal warrior. Guan was one of the most altered and aggrandised characters in the novel, which accounted for his popular image in Chinese society. The following are some significant stories involving Guan from the novel:

Early life

In Chapter 1, Liu Bei, Guan and Zhang Fei met in Zhuo County and took an oath of fraternity in the fabled Peach Garden, thus becoming sworn brothers. Guan was ranked second in seniority among the three. The oath served as a guiding principle for Guan and influenced much of his later life. Guan held on to his oath till his death and was always loyal to his sworn brothers.

In Chapter 5, Guan made his name by slaying the seemingly "undefeatable" warrior Hua Xiong in the campaign against Dong Zhuo. Later, the sworn brothers challenged the mighty warrior Lü Bu at the Battle of Hulao Pass and managed to force him to retreat even though they were unable to defeat him.

Short service under Cao Cao

In Chapter 25, Cao Cao attacked Liu Bei's territory of Xu Province and defeated Liu's army. The sworn brothers were temporarily separated. Guan was in charge of defending Xiapi, where Liu's wives were housed. Guan was lured out of the city and besieged on a nearby knoll while the city fell to Cao's troops. Cao sent Zhang Liao to persuade Guan to surrender. Guan was worried about the safety of his sisters-in-law as he saw that as his responsibility. After much consideration, Guan agreed to submit to Cao on three conditions:

  1. In name, Guan submits to the Emperor Xian (who was actually a puppet ruler in Cao Cao's control) and not to Cao.
  2. Liu Bei's wives must not be harmed in any way. They must be treated with full respect and honour.
  3. If Guan discovers the whereabouts of Liu Bei (whose fate was unknown after the battle) one day, he will leave Cao Cao and reunite with his sworn brother.

Cao agreed to the conditions although he felt uneasy about the last one. Guan then submitted to Cao and served Cao for a short period of time. Cao treated Guan with the utmost respect and bestowed upon him several gifts, luxuries and women, as well as the famous steed Red Hare, which once belonged to Lü Bu. Guan was not very appreciative towards Cao's other gifts, but when Cao gave him the steed, he knelt down and thanked Cao. When Cao inquired the reason, Guan replied, "Sir, I'm very grateful to you for the steed because with it, I can reach my sworn brother in a shorter period of time if I ever know where he is."

Also in Chapter 25, during the battle between the forces of Cao Cao and the warlord Yuan Shao on the banks of the Yellow River, Cao's generals were defeated by Yuan's general Yan Liang. Cao wanted to send Guan to challenge Yan but he hesitated because he did not want Guan to make any contributions. Guan had earlier said that he would show his gratitude towards Cao by making some contributions during the period of time when he served Cao. Nevertheless, Cao did send Guan to fight Yan Liang and Guan emerged victorious, slaying Yan and returning with Yan's head. In the following chapter, Wen Chou, another of Yuan Shao's generals, came to avenge Yan Liang. Wen defeated a few of Cao's best warriors, including Zhang Liao and Xu Huang. Guan made another great contribution to Cao yet again by slaying Wen.

Crossing Five Passes and Slaying Six Generals

Mural of Guan Yu's Riding Alone for Thousands of Miles (千里走單騎) in the Summer Palace

In Chapter 26, Guan finally received news that Liu Bei was alive and currently in Yuan Shao's camp. Guan decided to leave Cao Cao together with Liu's wives to rejoin his sworn brother. Guan attempted to bid Cao farewell in person before his departure but Cao did not give him the chance to do so. Frustrated, Guan eventually wrote a farewell letter to Cao and left. He took with him none of the luxuries and gifts Cao gave him, except the Red Hare. He even gave up his title as Marquis of Hanshou by leaving behind his official seal. Cao's subordinates felt that Guan behaved far too rudely and arrogantly by leaving without bidding farewell and wanted to pursue him and bring him back. However, Cao knew that no one could stop Guan and he gave orders for the officials along the way to give passage to Guan.

Guan rode beside the carriage carrying his sisters-in-law and escorted them safely all the way. The first pass they reached was Dongling Pass (東嶺關, south of present day Dengfeng, Henan). The guarding officer Kong Xiu refused to allow Guan passage as Guan did not have any official permits with him. Infuriated, Guan killed Kong and forced his way through the pass.

They next reached the city of Luoyang. The governor Han Fu led 1,000 men to block Guan. Han's subordinate Meng Tan challenged Guan to a duel but was sliced in two by Guan. While Guan was fighting with Meng, Han secretly took aim and fired an arrow at Guan. The arrow hit Guan's arm and wounded him, but Guan drew the arrow from the wound and proceeded to kill Han. The shocked soldiers immediately gave way and Guan's party passed through safely.

Guan's party arrived at Sishui Pass (汜水關, north of present day Xingyang, Henan). The guarding officer Bian Xi received Guan's party with a warm welcome and invited Guan to a feast at the temple outside the pass. In fact, Bian had ordered 200 men to lie in ambush inside the temple and kill Guan. Fortunately, one of the monks called Pujing, who was also from Guan's hometown, hinted to Guan of the hidden danger. The ambush failed and Guan killed Bian and passed through Sishui Pass.

The governor of Xingyang, Wang Zhi, adopted a similar scheme to kill Guan. Like Bian Xi, he pretended to be welcoming towards Guan and led Guan's party to a courier station for them to settle in for the night. After that, Wang ordered his subordinate Hu Ban to lead 1,000 men to surround the station secretly and set fire to it in the middle of the night. Curious to know how Guan looked like, Hu stole a glance at Guan. Guan noticed Hu and invited him into the room. Guan had met Hu's father earlier and carried a letter with him. He gave the letter to Hu and, after reading his father's letter, Hu decided to help Guan. Hu revealed Wang Zhi's evil plot and opened the city gates secretly for Guan and his party to leave. Wang caught up with the party a while later but Guan turned back and killed him.

Guan's party finally arrived at a ferry crossing on the southern bank of the Yellow River. Qin Qi, the officer in charge, refused to allow them to cross the river and was killed by Guan in anger. Guan and his party then crossed the river safely and entered Yuan Shao's domain. However, they soon realised that Liu Bei was no longer in Yuan's territory and had already left for Runan. Guan and his party then made their long journey back and were finally reunited with Liu and Zhang Fei at Gucheng.

Releasing Cao Cao at Huarong Trail

In Chapter 50, after his defeat at the Battle of Red Cliffs, Cao Cao made his escape with his surviving men towards the city of Jiangling. Liu Bei's strategist Zhuge Liang had foreseen Cao's defeat and predicted Cao's escape route. He ordered Guan to lead 5,000 men and lie in ambush along the Huarong Trail, a narrow shortcut in the woods leading towards Jiangling. Before his departure, Guan made a military sworn pledge that he would not spare Cao's life on account of his past relationship with the warlord. If he failed to do so, he would face execution under military law. As expected, Cao did pass through Huarong Trail after having met with several ambushes along his escape route.

Cao and his men encountered Guan and his army. Cao spoke to Guan and begged him to spare his life on account of their past relationship. Guan was moved when he recalled the favours he received from Cao while he was serving the warlord earlier for a short period of time. When he saw the plight of Cao's defeated troops and Zhang Liao, whom he befriended when he serving Cao earlier, he decided to allow Cao and his men to leave. Upon his return, Guan pleaded guilty to having violated the pledge he made earlier and expressed his willingness to accept execution. However, with the interference of Liu Bei and Zhang Fei, Zhuge Liang decided to pardon Guan on account of his past contributions. It was later revealed that Zhuge had expected Guan to spare Cao and his intention was actually to allow Cao to escape so as to hasten the formation of the Three Kingdoms, as detailed in his Longzhong Plan.

Hua Tuo treats Guan Yu's arm

A 19th century Japanese woodcut of Guan Yu by Utagawa Kuniyoshi. In this scene he is being attended to by the physician Hua Tuo while playing weiqi.

In Chapter 75, during a siege on Fancheng (樊城, present day Xiangfan, Hubei), Guan's arm was wounded by a bolt fired by enemy crossbows. The arrow was promptly removed but the poison smeared on the arrowhead had already seeped through the wound into Guan's arm. Guan was unwilling to order a retreat so his subordinates had to send for a physician to treat his wound. The famous physician Hua Tuo appeared to treat Guan's wound.

Hua diagnosed that he needed to perform surgery on Guan's arm by cutting open the flesh and scraping off traces of poison on the bone. Hua also suggested that Guan be blindfolded and have his arm secured tightly because the surgery would be performed in the absence of anesthesia and most patients were unable to bear with the excruciating pain. However, Guan requested that the surgery be performed on the spot and he proceeded to continue a game of weiqi with Ma Liang during the surgery. Throughout the surgery, those watching nearby cringed as they watched the gory scene before them, but Guan remained calm and did not show any sign of pain at all. Eventually, Hua managed to heal Guan's wound and sewed it up after applying medication and then left without accepting any reward.

Enlightenment on Yuquan Hill

In Chapter 77, after Guan's death at the hands of Sun Quan, the lord of Eastern Wu, his spirit roamed the land, crying out, "Return my head!" His spirit came to Yuquan Hill outside Dangyang County (present day Dangyang, Hubei), and encountered Pujing, the monk who saved his life several years ago at Sishui Pass. Pujing spoke to the spirit, "Now you ask for your head, but from whom should Yan Liang, Wen Chou, the pass guardians and many others ask for theirs?" Guan's spirit was enlightened and disappeared, but henceforth it manifested itself around the hill and protected the locals from evil. The locals built a temple on the hill to worship the spirit.

The Buddhist monk Pujing was said to have built a grass hut for himself at the southeastern foot of Yuquan Hill during the last years of the Eastern Han Dynasty. The Yuquan Temple (玉泉寺), the oldest temple in the Dangyang region from where the worship of Guan Yu originated, was built on the exact location of the hut, and its construction was completed only until the Sui Dynasty.

After death

In Chapter 77, after Eastern Wu captured Jing Province and killed Guan, Sun Quan threw a banquet to celebrate the victory in honour of Lü Meng, who planned the attack. During the feast, Guan's spirit possessed Lü and seized Sun. As the others rushed forward to save Sun, the possessed Lü swore vengeance before collapsing onto the floor. Moments later, Lü died. Sun was terrified and he sent Guan's head to Cao Cao, hoping to push the responsibility of Guan's death to Cao and sow discord between Shu Han and Cao Wei.

When Cao opened the box containing Guan's head, he saw that Guan's facial expressions resembled that of a living person. He smiled and spoke to the head, "I hope you are well since we last parted." To his horror, Guan's head opened its eyes and mouth and the long beard and hairs stood on their ends. Cao collapsed and did not regain consciousness until a long time later. When he came to, he exclaimed, "General Guan is truly a god from heaven!" Then he ordered the head to be buried with full honours befitting that of a noble.

Worship of Guan Yu

Emperor Guan Temple in Chinatown, Yokohama, Japan

Guan was deified as early as the Sui Dynasty (581-618), and is still popularly worshipped today among the Chinese people. He is variedly worshiped as an indigenous Chinese deity, a bodhisattva in Buddhist tradition and as a guardian deity in Taoism and many religious bodies.[15] He is also held in high esteem in Confucianism. These roles are not necessarily contradictory or even distinguished within the Chinese religious system, which often merge multiple ancient philosophies and religions.

In the Western world, Guan is sometimes called the Taoist God of War, probably because he is one of the most well-known military generals worshiped by the Chinese people. This is a misconception of his role, as, unlike Mars or Týr, Guan, as a god, does not necessarily bless those who go to battle but rather people who observe the code of brotherhood and righteousness.

General worship

File:GuanYuStatue.jpg
A statue of Guan Yu on an altar.

In general worship, Guan is widely referred to as Emperor Guan (關帝), short for his Taoist title "Saintly Emperor Guan" (關聖帝君), and as "Guan Gong" (關公; literally "Lord Guan"). Temples and shrines dedicated exclusively to Guan can be found in parts of Mainland China, Hong Kong, Macau, Taiwan, and other places with Chinese influence such as Vietnam, South Korea, and Japan. Some of these temples, such as the Emperor Guan Temple in Xiezhou (解州), Shanxi, were built exactly in the layout of a palace, befitting his status as an "emperor".

The apotheosis of Guan occurred in stages, as he was given ever higher posthumous titles. Liu Shan, the second emperor of Shu Han, gave Guan the posthumous title of "Marquis Zhuangmou" (壯繆侯) four decades after his death. During the Song Dynasty, Emperor Huizong bestowed upon Guan the title of "Duke Zhonghui" (忠惠公), and later the title of a prince. In 1187, during the reign of Emperor Xiaozong, Guan was established as "Prince Zhuangmou Yiyong Wu'an Yingji" (壯繆義勇武安英濟王). After the Song Dynasty was annihilated by Mongols, who established the Yuan Dynasty in China, Guan was renamed "Prince of Xianling Yiyong Wu'an Yingji" (顯靈義勇武安英濟王) by Emperor Wenzong.

The escalation of Guan's status to that of an emperor took place during the Ming Dynasty. In 1614, the Wanli Emperor bestowed on Guan the title of "Saintly Emperor Guan the Great God Who Subdues Demons of the Three Worlds and Whose Awe Spreads Far and Moves Heaven" (三界伏魔大神威遠震天尊關聖帝君). During the Qing Dynasty, the Shunzhi Emperor gave Guan the title of "Zhongyi Shenwu Great Saintly Emperor Guan" (忠義神武關聖大帝) in 1644. This title was expanded to "The Grand Emperor Zhongyi Shenwu Lingyou Renyong Weixian Huguo Baomin Jingcheng Suijing Yizan Xuande Guan Sheng Dadi" (仁勇威顯護國保民精誠綏靖翊贊宣德忠義神武關聖大帝), a total of 24 characters, by mid-19th century. This name is often shortened to "Saint of War" (武聖), which is of the same rank as Confucius, who was known as the "Saint of Culture" (文聖) during the same period. The Qing advancement of Guan served to strengthen the loyalty of Mongol tribes, as the Mongols revered Guan as second only to their lamas.[16]

Qing Dynasty mask of Guan Yu.

Throughout history, Guan has also been credited with many military successes. During the Ming Dynasty, his spirit was said to have aided Zhu Yuanzhang (founding emperor of Ming)'s fleet at the Battle of Lake Poyang. In 1402, Zhu Di launched a coup d'état and successfully deposed his nephew, the Jianwen Emperor. Zhu Di claimed that he was blessed by the spirit of Guan. During the last decade of the 16th century, Guan was also credited with the repulse of Japanese invasion of Korea by Toyotomi Hideyoshi (called the Seven-Year War of Korea). The ruling Manchu house of the Qing Dynasty was also associated with Guan's martial qualities. During the 20th century, Guan was worshipped by the warlord Yuan Shikai, president and later a short-lived emperor of China.

A Guan Yu statue holding the guan dao in the right hand.

Today, Guan is still widely worshiped by the Chinese, with many shrines to him are found in homes or businesses. In Hong Kong, a shrine for Guan is located in each police station. Though by no means mandatory, most Chinese policemen worship and pay respect to him. Although seemingly ironic, members of the triads and Heaven and Earth Society worship Guan as well. A difference between the statues used by triads and police stations for the shrine are indicated by which arm holds his halberd, right for the police and left for the triads. This explains in which side Guan Yu is worshiped, by the righteous people or vice versa. The state of Guan Yu's face for the triads usually appears more sinister than the usual statue. This exemplifies the Chinese belief that a code of honor, epitomized by Guan, exists even in the underworld. In Hong Kong, Guan is often referred to as "Yi Gor" (二哥, Cantonese for "second big brother") for he was second to Liu Bei in their fictional sworn brotherhood. Guan is also worshipped by Chinese businessmen in Shanxi, Hong Kong, Macau and Southeast Asia as an alternative wealth god, since he is perceived to bless the upright and protect them from the wicked. Another reason being related to the release of Cao Cao during the Huarong Trail incident, in which he let Cao and his men pass through safely. For that, he was perceived to be able to extend the lifespan of people in need.

Among the Cantonese people who emigrated to California during the mid-19th century, the worship of Guan was an important element. Statues and tapestry images of the god can be found in a number of historical California joss houses (a local term for Taoist temples), where his name may be given with various Anglicized spellings, including Kwan Dai, Kwan Tai, Kuan Ti, Kuan Kung, Wu Ti, Mo Dai, Guan Di, Kuan Yu, Kwan Yu, or Quan Yu. The Mendocino Joss House, a historical landmark also known as Mo Dai Miu, The Military God-King's Temple, or Temple of Kwan Tai, built in 1852, is a typical example of the small shrines erected to Guan in America.

Worship in Taoism

Guan is revered as "Saintly Emperor Guan" (simplified Chinese: 关圣帝君; traditional Chinese: 關聖帝君; pinyin: Gūanshèngdìjūn) and a leading subduer of demons in Taoism. Taoist worship of Guan Yu began during the Song Dynasty. Legend has it that during the second decade of the 12th century, the saltwater lake in present day Xiezhou County (解州鎮) gradually ceased to yield salt. Emperor Huizong then summoned Celestial Master Zhang Jixian (張繼先), 30th generation descendant of Zhang Daoling, to investigate the cause. The emperor was told that the disruption was the work of Chi You, a deity of war. The Master then recruited the help of Guan, who battled Chi You over the lake and triumphed, whereupon the lake resumed salt production. Emperor Huizong then bestowed upon Guan the title of "Immortal of Chongning" (崇寧真君), formally introducing the latter as a deity into Taoism.

In early Ming Dynasty, the 42nd Celestial Master Zhang Zhengchang (張正常) recorded the incident in his book Lineage of the Han Celestial Masters (漢天師世家), the first Taoist classic to affirm the legend. Today Taoism practices are predominant in Guan Yu worship. Many temples dedicated to Guan, including the Emperor Guan Temple in Xiezhou County, show heavy Taoist influence. Every year, on the 24th day of the sixth month on the lunar calendar (legendary birthday of Guan Yu, Emperor Guan was actually born on the 22nd day of the sixth month of 160), a street parade in the honor of Emperor Guan would also be held.

Worship in Buddhism

Multi-story-high statue of Guan Yu atop of a mountain at Jinguashi

In Chinese Buddhism, Guan is revered by most practicing Buddhists as Sangharama Bodhisattva (simplified Chinese: 伽蓝菩萨; traditional Chinese: 伽藍菩薩,; pinyin: Qíelán Púsà) a protector of the Buddhist dharma. Sangharama in Sanskrit means 'community garden' (sangha, community + arama, garden) and thus 'monastery'. Sangharama actually refers to a group of devas and spirits who guard Buddhist monasteries, the dharma, and the faith itself. However, over time and as an act of syncreticism, Guan was seen as a representative sangharama guardian of the temple and the garden in which it stands. His statue is usually located on the far left of the main shrine, opposite his counterpart, Skanda.

According to Buddhist legends, in 592, Guan manifested himself one night before Ch'an Master Zhiyi, the founder of the Tiantai school of Buddhism, along with a retinue of spiritual beings. Zhiyi was then in deep meditation on Yuquan Hill (玉泉山) when he was distracted by Guan's presence. Guan then requested the master to teach him about the dharma. After receiving Buddhist teachings from the master, Guan took refuge in the triple gems and also requested the Five Precepts. Henceforth, it is said that Guan made a vow to become a guardian of temples and the dharma. Legends also claim that Guan assisted Zhiyi in the construction of the Yuquan Temple (玉泉寺), which still stands today.

Films

  • In Zhang Yimou's 2005 film Riding Alone for Thousands of Miles, a nuo opera performance of Riding Alone for Thousands of Miles (with reference to Guan's fictional story of slaying six generals and crossing five passes) forms a major part of the film's narrative.
  • In Stephen Chow's 1994 comedy film From Beijing with Love, Chow plays an absentminded spy named "Ling Ling Chai" (007) who is shot by a double agent during a mission. When it is discovered the bullet has lodged deep into his thigh bone, he watches an interracial pornographic film to divert his attention (and blood flow) from the wound while the bullet is removed. When asked why, he recalls Guan's example of playing weiqi while Hua Tuo performed surgery on his wounded arm.
  • In the 2007 horror-comedy film My Name Is Bruce, Guan's vengeful spirit is accidentally set free by a group of teenagers and he begins to terrorize their town. The town then enlists the aid of B-movie actor Bruce Campbell to combat Guan because of his experience with dispatching monsters in his previous films. Campbell accepts the job, believing it to be some impromptu movie production, but later discovers the threat is real.[17]
  • In the 2008 historical film Red Cliff, Guan is played by Ba Sen and is featured primarily in the Battle of Changban and later in a semi-fictional land battle near Red Cliff, which preceded the major naval battle.

TV series

  • K.O.3an Guo (2009) - a Taiwanese TV series that parodies Romance of the Three Kingdoms in a modern setting. George Hu played Guan Yu.

Manga

  • In the manga Battle Vixens, all the warriors from Romance of the Three Kingdoms are reborn as Japanese high school students, whose lives have to replay the entire story. His reincarnation is schoolgirl Kan-u Unchou, who carries the Green Dragon Crescent Blade with her.
  • In the manga BB Senshi Sangokuden, ZZ Gundam is portrayed as Guan Yu Gundam. He is similar to the Guan Yu depicted in Romance of the Three Kingdoms, except for some words and his weapon.

Video games

File:DWGuanYu.jpg
Guan Yu as he appears in Koei's Dynasty Warriors 6.
  • Guan Yu is a playable character in Koei's Dynasty Warriors video game series. In the first title, he is depicted as a tall, red-skinned man dressed in a green robe, alluding to his legendary portrayal. In all subsequent releases, Guan's depiction is much more realistic, with his red skin becoming a more natural colour. Guan is portrayed as a man who places great emphasis on honor, dedication and duty. He often displays respect for his enemies and fulfills debts to friend and foe alike. His weapon is an elaborate guan dao called the "Blue Moon Dragon", and is of exactly the same design as Zhang Liao's polearm, the "Gold Wyvern".[18] Guan often appears riding on the Red Hare in combat and during cinematic sequences. In the latest release, Dynasty Warriors 6, Guan still uses the "Blue Moon Dragon", although its appearance has been significantly revamped. His appearance appears to be a throwback of his Dynasty Warriors 3 design.
  • Guan Yu also appears in Warriors Orochi under the service of the Serpent King Orochi along with Zhang Fei and Zhuge Liang. Later it is revealed his service under Orochi was to ensure the safety of Liu Bei who was being held hostage by Orochi. In the sequel, Guan is under the service of Liu Bei and is involved in a battle against Taira Kiyomori and Sun Wukong along with Wei Yan and appears to be losing, until Zhang Liao arrives as reinforcements.
  • In Warriors Orochi 2, Guan has 2 stories in Dream Mode. In one story, Guan, Uesugi Kenshin, and Xu Huang rescue Mori Ranmaru, Inahime, and Tokugawa Leyasu from Taira Kiyomori, the Date, and Sima Yi. Inahime tells Guan of his legendary status, and Guan replies, saying that he has heard about both her and her father, Honda Tadakatsu. Minamoto Yoshitsune later returns with reinforcements to assist them. In the other story, Guan, Lü Meng, and Xiahou Dun (who are enemies) have to work together to rescue Guan Ping, Xu Chu, Gan Ning, and Liu Shan from Toyotomi Hideyoshi's forces at Odawara Castle.
  • Guan Yu is also an officer in the video game series Romance of the Three Kingdoms. He often possesses one of the highest "War" and "Leadership" statistics, without the low "Intelligence" and "Politics" statistics that characterize other warriors such as Lü Bu and Zhang Fei, making him one of the best overall characters in the series.
  • Guan Yu also appears in Sango Fighter. Like Dynasty Warriors, in Sango Fighter, Guan is also depicted as a tall, red-skinned man dressed in a green robe.
  • MapleStory, a MMORPG from Wizet, has a Guan Yu costume available. It includes a turban hat, green battle gown, shoes, beard and his well known Green Dragon crescent-moon blade weapon.
  • In the eroge visual novel Koihime Musō, a girl named Kan-u Unchou has the personality like him. She meets the protagonist Kazuto in her road and helps him.
  • In Destiny of an Emperor from the original Nintendo Entertainment System, he is a general who becomes available to add on to the player's fighting group (led by Liu Bei) and is generally considered one of the strongest commanders in the game.
  • In Emperor: Rise of the Middle Kingdom, Guan Yu (called "Guan Di") is a Taoist hero with some knowledge of Confucianism. He can fill warehouses with soybeans, lead troops into battle, and bless a military fort to fill it with weapons for training soldiers.

Card games

  • In the History Channel's Anachronism card game, Guan Yu's cards have high initiative. His weapon is the "Qing Long Yan Yue Dao", his armor is "Jiang Jun Zhi Kai", his Special card is "Tao Yuan San Jie Yi", and his inspiration card is "Guan Di", possibly alluding to his worship in the Taoist pantheon. Artwork for the five cards was done by Rob Alexander.

See also

Notes

I.^ The title of marquis was divided into three grades during the late Han Dynasty and Three Kingdoms period. These are, in ascending order of prestige, tinghou (亭侯), xianghou (郷侯) and xianhou (縣侯). Guan Yu's was the first.

Footnotes

  1. ^ Perkins, Dorothy (1999). Encyclopedia of China: The Essential Reference to China, Its History and Culture, p. 192. Checkmark Books, New York. ISBN 0-8160-2693-9 (hc); ISBN 0-8160-4373-4 (pbk).
  2. ^ Gods of Chinatown; Patricia Chang, On the Trail of Chinatown’s Hidden Gods, NYU Livewire.
  3. ^ In the Eastern Han Dynasty, one chi was approximately 23.1 cm, nine chi was approximately 2.079 meters (6 feet, 9.85 inches). Hulsewé, A. F. P. "Han measures." T'oung pao Archives, Vol. XLIX, Livre 3, 1961, pp. 206-207.
  4. ^ Dubs, Homer H. (1938). The History of the Former Han Dynasty by Pan Ku. Vol. One. "Chapter IV, Appendix I, Standard Weights and Measures of Han Times", pp. 276-280 Baltimore. Waverly Press, Inc.; Dubs, Homer H. The History of the Former Han Dynasty by Pan Ku. Vol. Three, p. 160 n.7. Ithaca, New York. Spoken Languages Services, Inc.
  5. ^ In the Eastern Han Dynasty, one chi was approximately 23.1 cm, two chi was approximately 46.2 cm (~18 inches)
  6. ^ His face had a dark red hue to it, like the color of dark jujube fruit.
  7. ^ The corners of his eyes were upturned
  8. ^ They were long and tapered
  9. ^ "度量衡 (Weight and measure)". 维基百科. Retrieved 2007-12-18.
  10. ^ "留屯襄阳,击关羽、苏非等,皆走之" Chapter17, Records of the Three Kingdoms
  11. ^ "与乐进讨关羽於寻口,有功,进封延寿亭侯,加讨逆将军。" Chapter 18, Records of the Three Kingdoms
  12. ^ "又攻羽辎重於汉津" Chapter 18, Records of the Three Kingdoms
  13. ^ "(文聘)烧其(关羽)船於荆城。" Chapter 18, Records of the Three Kingdoms
  14. ^ "名與實爽曰繆。" See Lost book of Zhou. Rules on assigning a posthumous name.
  15. ^ 從關羽到關聖帝君—論關公信仰形成與發展
  16. ^ Roberts 1991, pg. 970
  17. ^ My Name is Bruce movie trailer
  18. ^ "4th Weapons Guide and Information - Kongming's Archives". Retrieved 2007-11-21.

References

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