UBS Securities

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UBS Securities
joint venture
IndustryFinancial services
PredecessorBeijing Securities
Area served
mainland China
RevenueIncrease CN¥1.232 billion (2015)
Increase CN¥388 million (2015)
Increase CN¥301 million (2015)
Total assetsIncrease CN¥3.731 billion (2015)
Total equityIncrease CN¥1.886 billion (2015)
Owner Edit this on Wikidata
Footnotes / references
in a consolidated basis; in Chinese accounting standards[1]
UBS Securities Co., Ltd.
Simplified Chinese瑞银证券有限责任公司
Traditional Chinese瑞銀證券有限責任公司
UBS Securities
Simplified Chinese瑞银证券
Traditional Chinese瑞銀證券

UBS Securities Co., Ltd. is a Chinese investment bank and brokerage firm that affiliated to Swiss investment bank UBS, which was the second largest shareholder for 24.99% stake. (or the third if considering central government-owned China Guodian and COFCO Group were one entity).


The firm was established in 2006 after the financial difficulties of Beijing Securities.[2] China Jianyin Investment (an indirect subsidiary of the State Council) and Beijing Guoxiang Asset Management (Chinese: 北京国翔资产管理有限公司, an asset management subsidiary of Beijing Municipal People's Government [zh])[3] reestablished a firm to replace Beijing Securities. UBS and International Finance Corporation got clearance to buy a combined 24.99% of the enterprise in 2007, under the laws governing Sino-foreign joint ventures. COFCO Group and State Development & Investment Corporation (SDIC) also acquired part ownership from China Jianyin Investment. In May 2007 the firm began operations. In 2011, China Guodian acquired the SDIC's 14% stake. Also in 2011, China Jianyin Investment sold its remaining 14.01% stake to its parent company, Central Huijin Investment, which was in turn acquired in 2013 Guangdong Provincial People's Government [zh]-owned Guangdong Provincial Communication Group [zh]. In 2014 UBS increased its stake from 20% to 24.99% by acquiring International Finance Corporation's share.[1]


UBS Securities was the underwriter of BYD Company, Pang Da Automobile Trade and other publicly traded companies in their IPO.

See also[edit]

  • CSC Financial, also known as China Securities Company, sister company also owned by Beijing Municipal Government


  1. ^ a b "2015 Annual Report" (PDF) (in Chinese). UBS Securities. 2016. Retrieved 12 November 2016.
  2. ^ "UBS wins approval for Beijing Securities deal". The Financial Times. 5 April 2006. Retrieved 12 November 2016.
  3. ^ "Beijing Guoxiang Property Management Co., Ltd". Beijing State-owned Assets Management. 13 January 2016. Retrieved 29 November 2016.

External links[edit]