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Permit-to-work (PTW) refers to management systems used to ensure that work is done safely and efficiently. These are used in hazardous industries and involve procedures to request, review, authorise, document and most importantly, de-conflict tasks to be carried out by front line workers. Permit to work is an essential part of control of work (COW), the integrated management of business critical maintenance processes. Control of work is made up of permit to work, hazard identification and risk assessment (RA), and isolation management (IM).[citation needed]

Permit to work is a core element of integrated safe system of work (ISSOW) systems, that along with risk assessment and isolation planning, enable as low as reasonably practicable (ALARP) reduction of unsafe activities in non-trivial work environments. Permit to work adherence is essential in process safety management.

Instructions or procedures are often adequate for most work activities, but some require extra care. A permit to work system is a formal system stating exactly what work is to be done, where, and when. A responsible person should assess the work and check safety at each stage. The people doing the job sign the permit to show that they understand the risks and precautions necessary.

Permits are effectively a means of communication between site management, plant supervisors and operators, and those who carry out the work. Examples of high-risk jobs where a written permit to work procedure may need to be used include hot work such as welding, vessel entry, cutting into pipes carrying hazardous substances, diving in the vicinity of intake openings, and work that requires electrical or mechanical isolation. It is also a means of coordinating different work activities to avoid conflicts.

A permit to work is not a replacement for robust risk assessment, but can help provide context for the risk of work to be done. Studies by the UK Health and Safety Executive have shown that the most significant cause of the maintenance related accidents in the UK chemical industry was a failure to implement of effective permit to work systems.[1] Common failures in control of work systems are a failure to follow the permit to work or isolation management procedures, risk assessments that are not suitable and sufficient to identify the risks, and/or the control measures and a combination of the two.[2]


Permit to work implementations usually use incompatible operations matrices. For example, to preclude one workgroup welding or grinding in the vicinity of another venting explosive or flammable gases. The permit to work system is for work being performed in accordance with pre-approved procedures and that has been macro scheduled, the purpose is to prevent conflicting short term activities of different workgroups to prevent hazardous interference.

Once a permit to work has been issued to a workgroup, a lock-out tag-out system is used to restrict equipment state changes such as valve operations until the work specified in the permit is complete. Since the permit to work is the primary de-conflictation tool all work activities in high risk environments should have a permit to work, specific hazardous operations will then have a second permit for activities such as confined space or hot work. Here the hot work permit is minimising the risk of the individual task, the permit to work is minimising the risk of simultaneous incompatible activities.

Permit to work systems that permit authorisation and its traceability are necessary if they are to be beneficial. Ideally one person should be delegated with this responsibility at any one time and all workers at the facility should be fully aware of who that person is and when the responsibility is transferred.

A permit to work form typically contains these items.[3]

  • The work to be done, the equipment to be used and personnel involved
  • Precautions to be taken when performing the task
  • Other workgroups to be informed of work being performed in their area
  • Authorisation for work to commence
  • Duration that the permit is valid
  • Method to extend the permit for an additional period
  • Witness mechanism that all work has been complete and the worksite restored to a clean, safe condition
  • Actions to be taken in an emergency

Historically, permit-to-work have often been paper-based. An electronic permit-to-work (ePTW) is a digital variant of this.[citation needed]

Historical examples of manual permit to work failures[edit]

USS Guitarro, a submarine of the United States Navy, sank alongside when two independent work groups repeatedly flooded ballast tanks in an attempt to achieve conflicting objectives of zero trim and two degree bow-up trim; a result of failing to have a single person aware of and authorising all simultaneous activities by a permit to work system.[4]

HMS Artemis, a submarine of the Royal Navy, sank alongside when activities of ballast management and watertight integrity were uncontrolled and without oversight.[5]

Occidental Petroleum's Piper Alpha platform was destroyed in July 1988 by explosion and fire after a shift reinstated a system left partially disassembled by the previous shift. 167 men died in this incident due to failure to properly communicate permit state at shift handover.[6]

Legislative and industry association guidelines[edit]

  • United Kingdom: Health and Safety Executive - Permit to Work Systems[7]
  • Australia: Commonwealth Law - Offshore Petroleum Safety Case contents[8]
  • United States: Occupational Safety and Health Administration - Process Safety Management[9]
  • Petroleum and natural gas industries: ISO 17776:2000[10]
  • European Industrial Gases Association: WORK PERMIT SYSTEMS - Doc. 40/02/E[11]


  1. ^ Staff. "HID Inspection Guide Offshore - Inspection of Control of Work arrangements" (PDF). Health and safety Executive. Retrieved 5 July 2017.
  2. ^ Lardner, Ronny. "Human Failure in control of work: Plugging Holes In The Swiss Cheese?" (PDF). Retrieved 5 July 2017.
  3. ^ "Permit to Work (Form)". Explosive Industry Group. Archived from the original on 2017-08-11. Retrieved 5 July 2017.
  4. ^ "Archived copy". Archived from the original on 2012-09-28. Retrieved 2012-09-23.{{cite web}}: CS1 maint: archived copy as title (link)
  5. ^ "HMS Artemis - Lessons Learned". Archived from the original on 2008-05-24. Retrieved 2012-09-23.
  6. ^ "Guidance on permit-to-work systems: A guide for the petroleum, chemical and allied industries" (PDF). Retrieved 2022-04-01.
  7. ^ Staff. "Permit to Work Systems". Health and Safety Executive. Retrieved 5 July 2017.
  8. ^ "Offshore Petroleum and Greenhouse Gas Storage (Safety) Regulations 2009". Federal Register of Legislation. Australian Government. Retrieved 5 July 2017.
  9. ^ "Standard Number: 1910.147 - The control of hazardous energy (lockout/tagout)". Occupational Safety and Health Standards, Subpart: J, General Environmental Controls. Retrieved 5 July 2017.
  10. ^ "Petroleum and natural gas industries - Offshore production installations - Guidelines on tools and techniques for hazard identification and risk assessment". ISO 17776:2000. International Standards Organisation. Retrieved 5 July 2017.
  11. ^ "European Industrial Gases Association - EIGA" (PDF). European Industrial Gases Association - EIGA.